AI Today in 5: March 9, 2026, The Dr. AI is In Edition
FCPA Compliance Report: Highlights from SCCE Europe with Gerry Zack
Daily Compliance News: March 9, 2026, The Death Carve Out for Betting Edition
Sunday Book Review: March 8, 2026, The Top Books on the End of the World Edition
AI Today in 5: March 6, 2026, The Captain Nemo Edition
Creativity and Compliance: Captain Compliance: Humor, Characters, and Creative Training at Premera Blue Cross
Daily Compliance News: March 6, 2026, The Does ChatGPT Practice Law Edition
EB-5: Immigrant First Investing with Ira Kurzban
Disparate Impact
Year in Review and Look Ahead: Fair Lending and UDAAP in the Trump 2.0 Era — Federal Pullback, State Pushback, and What Comes Next — The Consumer Finance Podcast
Daily Compliance News: March 5, 2026, The DOJ and State Bars Edition
Great Women in Compliance: Resilience is a Muscle You Can Build
Compliance into the Weeds: SDNY’s New Declination Policy: Crime Categories, Cooperation, and Compliance Implications
Daily Compliance News: March 4, 2026, The Knickers in a Twist Edition
Food and Beverage Industry Updates 2026 — PE Pathways Podcast
The PFBCon Podcast: Regulatory Ramblings Wins the 2025 Agora Award: Inside the Podcast Bringing Clarity to Global Financial Regulation
Innovation in Compliance: Healthcare Compliance: Fraud, Waste & Abuse, Culture, and Data-Driven Risk Management with Evan Sampson
Daily Compliance News: March 3, 2026, The Law Firms Cleared Edition
AI Today in 5: March 2, 2026, The Silent Failure at Scale Edition
FCPA Compliance Report: Venezuela Re-Entry: A Strategy of Watchful Waiting
The US Department of the Treasury’s Financial Crimes Enforcement Network (“FinCEN”) recently designated Swiss bank MBaer Merchant Bank AG (“MBaer”) as an institution of “primary money laundering concern” under Section 311 of...more
Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In...more
Borrowers periodically ask whether commercial loan documents can be executed electronically. While electronic signatures are legally recognized, their use in commercial lending remains institution-specific. Many lenders...more
Innovation spans many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the...more
In a debut V-log on Consumer Crossroads, Hinshaw partners Vaishali Rao and Joe Sanders sit down to discuss the changing regulatory landscape under the New York City Department of Consumer and Worker Protection (DCWP), now...more
The fraud landscape in 2025 has consisted of investigations into investment, cryptocurrency, and other cyber frauds, as well as key enforcement changes in both the U.S. and UK. As we look back on 2025, this article will cover...more
Enacted 25 years ago, the federal New Markets Tax Credit (NMTC) Program has become a powerful financing tool for health care organizations. Beyond simply offering tax credits to investors, the NMTC Program can provide health...more
In this episode of The Crypto Exchange, hosts Ethan Ostroff and Genna Garver look back at 2025 — ultimately a pivotal year for digital assets and crypto regulation in the U.S. — drawing on Troutman Pepper Locke’s flagship...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more
Our Financial Services Group delves into a proposed rule from the Office of the Comptroller of the Currency that would regulate stablecoin issuers under the GENIUS Act....more
The Securities and Exchange Commission (SEC) has amended its Enforcement Manual for the first time since 2017. Our White Collar, Government & Internal Investigations Team explores how the SEC has updated its Wells process,...more
Bahrain’s roll-out of the Wage Protection System marks a pivotal shift in payroll governance and labour-market supervision. The WPS mandates that all employers process salaries through licensed banks or payment service...more
On March 9, 2026, the staff of the Division of Corporation Finance of the Securities and Exchange Commission published a short series of FAQs on the timing of initial Section 16(a) reports by directors and officers of certain...more
On March 5, 2026, the Market Structure Subcommittee of the U.S. Securities and Exchange Commission’s (“SEC”) Investor Advisory Committee (“IAC”) released a recommendation regarding the tokenization of equity securities. The...more
Last week, the banking agencies issued guidance in the form of Frequently Asked Questions that provides certainty regarding the treatment of tokenized securities for purposes of the capital rules. While this is not...more
Executive Summary: The OFAC 50 Percent Rule is a foundational doctrine of U.S. sanctions enforcement. It provides that any entity owned, directly or indirectly, 50 percent or more in the aggregate by one or more blocked...more
The Basel Committee on Banking Supervision (BCBS) has launched a consultation on a consolidated version of its guidelines and sound practices. This version seeks to reorganise existing guidance into a modular structure,...more
The Securities and Exchange Commission ("SEC") has revised its Enforcement Manual (the "Manual") for the first time since 2017, implementing critical changes to enforcement policies and procedures....more
The European Banking Authority (EBA) has published an opinion and related letter regarding the European Commission's (EC') proposed amendments to the final draft regulatory technical standards (RTS). These RTS specify what...more
The Investor Advisory Committee (the “Committee”) of the Securities and Exchange Commission (the “SEC”) will hold a public meeting on March 12, 2026, beginning at 10:00 a.m. ET. The meeting will be open to the public and...more
On March 5, the Federal Deposit Insurance Corporation (FDIC), Federal Reserve Board, and Office of the Comptroller of the Currency (OCC) (collectively, the agencies) jointly issued FAQs clarifying how tokenized securities are...more
The Financial Services and Markets Act 2023 (Commencement No 13) Regulations 2026 were made, following HM Treasury's policy response on applying the Financial Services and Markets Act 2000 model of regulation to the UK...more
The SECURE 2.0 Act of 2022 (SECURE 2.0) introduced many required and optional changes affecting defined contribution plans, including 401(k) plans, 403(b) plans, and employee stock ownership plans. ...more
Major U.S. Payment Networks, Money Transfer Firms Launch Crypto Initiatives - This week, two major U.S. financial services companies that operate the world’s largest payment processing networks each announced initiatives...more
Once an arcane corner of the capital markets, liability management exercises (LMEs) have become a mainstream restructuring tool. Of course, LMEs are not available to every borrower — the ability to execute one depends on loan...more