2023 was another groundbreaking year for whistleblower litigation and bounty awards.
The U.S. Securities and Exchange Commission shattered records by issuing a $279 million award and continued to actively enforce the...more
12/20/2023
/ CFTC ,
Department of Justice (DOJ) ,
Dodd-Frank ,
False Claims Act (FCA) ,
Federal Rules of Civil Procedure ,
Fraud ,
Medicare Billing Privileges ,
OSHA ,
Qui Tam ,
Retaliation ,
Sarbanes-Oxley ,
SCOTUS ,
Securities ,
Securities and Exchange Commission (SEC) ,
Securities Violations ,
Separation Agreement ,
United States ex rel Polansky v Executive Health Resources Inc ,
Whistleblower Awards ,
Whistleblower Protection Policies ,
Whistleblowers
On September 25, 2023, the U.S. Court of Appeals for the Eleventh Circuit affirmed the Department of Labor’s Administrative Review Board’s rejection of an employee’s Sarbanes–Oxley Act (SOX) retaliation claim, holding the...more
On May 5, 2023, the U.S. District Court for the Northern District of Illinois granted a defendant-employer’s motion for summary judgment on whistleblower retaliation claims, holding that the company demonstrated that it would...more
On April 19, 2023, the U.S. District Court for the District of New Jersey granted the defendant-employer’s motion to dismiss a complaint seeking court enforcement of a preliminary reinstatement order after determining that...more
On February 28, 2023, the U.S. District Court for the Central District of Illinois granted a defendant-employer’s motion to dismiss a SOX whistleblower retaliation claim, holding that the plaintiff failed to adequately plead...more
On April 27,2022, the Chicago City Council passed SO2022-665, which broadened the Chicago Human Rights Ordinance (the “Ordinance”) and imposed new requirements on Chicago employers with respect to preventing sexual harassment...more
On February 15, 2023, the U.S. District Court for the Southern District of Ohio granted a defendant-employer’s motion for summary judgment on SOX whistleblower retaliation claims, holding that the plaintiff failed to...more
On January 4, the Third Circuit affirmed the dismissal of a former bank executive’s whistleblower retaliation claims, holding that two procedural errors doomed his case: he sued before exhausting his administrative remedies;...more
On January 10, 2023, Illinois legislature passed the Paid Leave For All Workers Act (the “Act”), which requires Illinois employers to provide at least 40 hours of paid leave per year to be used for any reason. Governor...more
On December 6, 2022, the U.S. District Court for the Eastern District of Pennsylvania granted a defendant-employer’s motion for summary judgment on whistleblower retaliation claims brought under SOX and the Consumer Financial...more
2022 saw highly impactful whistleblower and retaliation events primarily resulting from an active U.S. Securities and Exchange Commission, an aggressive approach taken by the Occupational Safety and Health Administration, and...more
1/4/2023
/ Anti-Retaliation Provisions ,
Appeals ,
Department of Labor (DOL) ,
False Claims Act (FCA) ,
Foreign Corrupt Practices Act (FCPA) ,
NEPA ,
OSHA ,
Retaliation ,
Sarbanes-Oxley ,
Securities and Exchange Commission (SEC) ,
Uber ,
Whistleblower Awards ,
Whistleblower Protection Policies ,
Whistleblowers
On August 26, 2022, the Third Circuit affirmed a grant of summary judgment in favor of an employer, holding that whistleblower retaliation protections in the False Claims Act did not protect an employee from being discharged...more
On October 20, 2022, the Ninth Circuit reversed in part a grant of summary judgment in favor of an employer, finding that the district court misapplied the substantive law of California in holding that Plaintiff’s disclosures...more
11/3/2022
/ CA Supreme Court ,
California ,
Corporate Counsel ,
Federal Contractors ,
NEPA ,
Noncompliance ,
Retaliation ,
Summary Judgment ,
Whistleblower Protection Enhancement Act ,
Whistleblowers ,
Wrongful Termination
On July 20, 2022, the Tenth Circuit affirmed a $1 million jury award to a former employee who claimed he was demoted in retaliation for reporting that his supervisor instructed him to falsify test results on a program used by...more
On April 14, 2022, the Seventh Circuit affirmed the entry of summary judgment on claims under the Illinois Whistleblower Act and Illinois Jury Act, concluding that the plaintiff was not terminated for engaging in protected...more
4/19/2022
/ Adverse Employment Action ,
Anti-Retaliation Provisions ,
Employer Liability Issues ,
Employment Litigation ,
Hiring & Firing ,
Illinois ,
Retaliation ,
State Labor Laws ,
Statutory Violations ,
Whistleblower Protection Policies ,
Whistleblowers
On February 10, 2022, the U.S. Securities and Exchange Commission announced two proposed amendments to its whistleblower program rules.
As we previously reported, a closely divided SEC adopted a final rule implementing...more
2/17/2022
/ Anti-Retaliation Provisions ,
Comment Period ,
Employer Liability Issues ,
Internal Reporting ,
Proposed Amendments ,
Public Comment ,
Regulatory Agenda ,
Retaliation ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Securities Violations ,
Whistleblower Awards ,
Whistleblower Protection Policies ,
Whistleblowers
The California Supreme Court has resolved an inconsistency that has divided the courts as to the proper evidentiary standard necessary to prove a whistleblower retaliation claim....more
2/10/2022
/ Anti-Retaliation Provisions ,
Burden of Proof ,
CA Supreme Court ,
California ,
Evidence ,
Labor Code ,
Labor Reform ,
Retaliation ,
State Labor Laws ,
Whistleblower Protection Policies ,
Whistleblowers
2021 was another blockbuster year in the whistleblowing and retaliation arena. The U.S. Securities and Exchange Commission Office of the Whistleblower has now issued in excess of $1 billion in whistleblower...more
1/12/2022
/ Anti-Money Laundering ,
Antitrust Violations ,
Dodd-Frank ,
Employer Liability Issues ,
False Claims Act (FCA) ,
Internal Reporting ,
OSHA ,
Retaliation ,
Sarbanes-Oxley ,
Securities and Exchange Commission (SEC) ,
Securities Violations ,
Theranos ,
Whistleblower Protection Policies ,
Whistleblowers
On June 28, 2021, the United States District Court for the Northern District of California granted the Company’s Rule 12(b)(6) motion to dismiss after an executive claimed he was discharged in violation of the Dodd-Frank...more
11/11/2021
/ Brazil ,
Department of Justice (DOJ) ,
Dismissals ,
Dodd-Frank ,
Extraterritoriality Rules ,
Federal Rule 12(b)(6) ,
Government Investigations ,
Hiring & Firing ,
Internal Reporting ,
Retaliation ,
Securities and Exchange Commission (SEC) ,
Statutory Violations ,
Tax Fraud ,
Whistleblower Protection Policies ,
Whistleblowers
On July 26, 2021, the United States District Court for the Northern District of California held, after a bench trial, that Plaintiff Botta failed to prove that Defendant PricewaterhouseCoopers LLP (“PwC”) terminated his...more
On April 12, 2021, the U.S. District Court for the Middle District of Pennsylvania granted a defendant-employer’s motion for summary judgment on a SOX whistleblower retaliation claim, holding that the company demonstrated...more
On March 29, 2021, the U.S. District Court for the Eastern District of Pennsylvania granted a defendant-employer’s motion for summary judgment on a SOX whistleblower retaliation claim, holding that the plaintiff lacked an...more
On March 31, 2021, the Sixth Circuit addressed an issue of first impression in the circuit, holding that the False Claims Act’s (“FCA”) whistleblower protection provisions protect former employees from post-employment...more
On March 22, 2021, the Seventh Circuit affirmed a decision by the ARB dismissing a whistleblower retaliation complaint under SOX for failure to file within the 180-day statutory deadline. Xanthopoulos v. U.S. Department of...more
On January 29, 2021, the U.S. Court of Appeals for the Fifth Circuit affirmed the dismissal of a SOX whistleblower retaliation claim where the plaintiff failed to establish an employer-employee relationship with the...more