Compliance Services Colorado, Inc. (CSC) and Colorado Compliance Services, LLC (CCS) (collectively, the parties) recently entered into an Assurance of Discontinuance (AOD) with Colorado Attorney General (AG) Phil Weiser to...more
In this crossover episode of The Consumer Finance Podcast and Regulatory Oversight, Chris Willis, Kim Phan, and Stephen Piepgrass provide insights on a new joint privacy task force among several state AGs, known as the...more
On April 16, Illinois Attorney General Kwame Raoul announced a $12 million settlement through a consent decree with Direct Energy Services LLC (Direct Energy). Direct Energy is an alternative retail electric supplier (ARES)...more
In mid-April, Rhode Island Attorney General (AG) Peter F. Neronha announced a settlement with A.R. Building Company, Inc. (ARBC), a national real estate management and development business with properties throughout Rhode...more
4/29/2025
/ Affordable Housing ,
Application Fees ,
Enforcement Actions ,
Landlords ,
Real Estate Market ,
Real Estate Professionals ,
Rental Property ,
Rhode Island ,
Settlement Agreements ,
State Attorneys General ,
Statutory Violations ,
Tenants ,
Unfair or Deceptive Trade Practices
On March 10, California Attorney General (AG) Rob Bonta announced an investigative sweep of the location data industry for potential noncompliance with the California Consumer Privacy Act (CCPA)....more
4/16/2025
/ Advertising ,
Attorney General ,
California ,
California Consumer Privacy Act (CCPA) ,
Consumer Privacy Rights ,
Data Brokers ,
Data Collection ,
Enforcement Actions ,
Geolocation ,
Location Data ,
Sensitive Personal Information ,
Settlement ,
Statutory Violations
In a significant regulatory shift, the Texas Lottery Commission has enacted an immediate ban on lottery ticket courier services in the state, effective February 24. This decisive move marks a stark departure from the...more
4/7/2025
/ Couriers ,
Enforcement Actions ,
Gambling ,
Lottery ,
Mobile Apps ,
New Legislation ,
Regulatory Oversight ,
Regulatory Reform ,
Regulatory Requirements ,
State and Local Government ,
State Attorneys General ,
Texas
The Office of Massachusetts Attorney General (AG) Andrea Campbell announced the criminal indictment of several Massachusetts-based health care providers and their owners in connection with allegedly false claims they...more
4/4/2025
/ Anti-Kickback Statute ,
Criminal Prosecution ,
Enforcement Actions ,
False Claims Act (FCA) ,
Health Care Providers ,
Health Insurance ,
Healthcare ,
Healthcare Fraud ,
Indictments ,
Insurance Claims ,
Kickbacks ,
Medicaid ,
Medicaid Reimbursements ,
Physicians ,
State Attorneys General
On March 24, cryptocurrency investment firm Galaxy Digital Holdings (Galaxy) entered into an assurance of discontinuance (AOD) with New York Attorney General (AG) Letitia James to resolve allegations that Galaxy engaged in...more
4/4/2025
/ Cryptocurrency ,
Digital Assets ,
Enforcement Actions ,
Investment ,
Investment Firms ,
Market Manipulation ,
Misrepresentation ,
New York ,
Penalties ,
Securities Fraud ,
Securities Regulation ,
Settlement ,
State Attorneys General
On March 21, Florida Attorney General (AG) James Uthmeier’s Consumer Protection Division announced the resolution of ongoing litigation against a network of moving brokerage companies accused of misleading consumers. These...more
4/4/2025
/ Damages ,
Enforcement Actions ,
False Advertising ,
Fraud ,
Hidden Fees ,
Misleading Impressions ,
Misrepresentation ,
Moving Companies ,
Settlement ,
State Attorneys General ,
Unfair or Deceptive Trade Practices
Last month, Arizona Attorney General (AG) Kris Mayes announced a lawsuit alleging that CBR Systems, Inc. (CBR), one of the nation’s largest cord blood banking companies, engaged in deceptive and unfair practices....more
Alaska’s Department of Law’s Consumer Protection Unit recently announced it obtained a Superior Court order issuing a $250,000 civil penalty against B. Merry Studio, which the state alleged to have marketed products as being...more
3/28/2025
/ Alaska ,
Civil Monetary Penalty ,
Country of Origin ,
Enforcement Actions ,
False Advertising ,
Goods or Services ,
Labeling ,
Manufacturers ,
Marketing ,
Misleading Impressions ,
Popular ,
Product Labels ,
State Attorneys General ,
Unfair or Deceptive Trade Practices
On March 7, Arizona Attorney General (AG) Kristin Mayes filed a novel lawsuit alleging consumer fraud and racketeering against numerous entities, individuals, and even law firms and title companies involved in the residential...more
3/27/2025
/ Consumer Bankruptcy ,
Consumer Fraud ,
Enforcement Actions ,
Financial Services Industry ,
Foreclosure ,
Fraud ,
Homeowners ,
Mortgages ,
Professional Misconduct ,
Purchase Agreement ,
Racketeering ,
Residential Real Estate Contracts ,
State Attorneys General ,
Title Companies ,
Underwater Homeowners ,
Unfair or Deceptive Trade Practices
Indiana Attorney General (AG) Todd Rokita recently partnered with the Indiana Gaming Commission to alert consumers about advertisements for illegal gambling....more
3/25/2025
/ Advertising ,
Casinos ,
Enforcement Actions ,
False Advertising ,
Gambling ,
Online Advertisements ,
Online Gaming ,
Regulatory Requirements ,
Sports Betting ,
State Attorneys General ,
Unfair or Deceptive Trade Practices
The Washington State Attorney General’s (AG) Office filed a lawsuit against Renton Collections Inc., accusing the company of violating Washington’s Collection Agency Act by failing to include certain disclosures in their...more
Recent actions by the Pennsylvania and Iowa state attorneys general (AG) suggest increasing regulatory scrutiny of bitcoin transaction machines (BTMs) in connection with the role they allegedly play in facilitating scams. In...more
On March 11, New Jersey Attorney General (AG) Matthew Platkin and the New Jersey Division on Civil Rights (DCR) announced that DCR issued a finding of probable cause against Advance Funding Partners/Same Day Funding (Advance...more
3/17/2025
/ Consumer Financial Products ,
Consumer Lenders ,
Discriminatory Lending Practices ,
Employment Discrimination ,
Enforcement Actions ,
Equal Protection ,
Fair Lending ,
Financial Institutions ,
Financial Services Industry ,
Hostile Environment ,
Loan Applications ,
New Jersey ,
Probable Cause ,
Race Discrimination ,
Regulatory Violations ,
Retaliation ,
State Attorneys General ,
Whistleblowers
The New York Attorney General’s (AG) Office announced a $16.75 million settlement with DoorDash, the prominent delivery platform. The settlement relates to claims that DoorDash misled both consumers and delivery workers...more
In this special joint edition of the Consumer Finance Podcast and the Regulatory Oversight Podcast, host Chris Willis is joined by colleagues Stephen Piepgrass, James Kim, Jesse Silverman, and Lane Page to discuss the ongoing...more
In this special joint edition of the Consumer Finance Podcast and the Regulatory Oversight Podcast, host Chris Willis is joined by colleagues Stephen Piepgrass, James Kim, Jesse Silverman, and Lane Page to discuss the ongoing...more
On February 4, a Vermont Superior Court judge entered a $2,733,989.47 judgment against Phoenix Counseling & Wellness, PLC (Phoenix), and the company’s owner for alleged violations of the Vermont False Claims Act (VFCA)....more
The U.S. Department of Justice (DOJ) and 18 state attorneys general (AG) announced a settlement with Boston-based QOL Medical, LLC (QOL) and its CEO, Frederick Cooper, to resolve allegations that the company provided unlawful...more
2/13/2025
/ Anti-Kickback Statute ,
Department of Justice (DOJ) ,
Enforcement Actions ,
False Claims Act (FCA) ,
Health Care Providers ,
Health Insurance ,
Healthcare ,
Healthcare Fraud ,
Medicaid ,
Pharmaceutical Industry ,
State Attorneys General ,
Whistleblowers
Washington Attorney General (AG) Nick Brown secured a $3.75 million settlement with Puppyland, known for selling purebred and mixed breed puppies, over unlawful advertising and sales practices. The settlement resolves a...more
State attorneys general (AGs) continue to play a pivotal role as innovators, shaping the regulatory environment by leveraging their expertise and resources to influence policy and practice. The public-facing nature of AG...more
1/30/2025
/ Advertising ,
Artificial Intelligence ,
Cybersecurity ,
Data Privacy ,
Enforcement Actions ,
Environmental Policies ,
Federal Contractors ,
Healthcare ,
Marketing ,
Pharmaceutical Industry ,
Regulatory Violations ,
State Attorneys General ,
Technology Sector
On December 17, 2024, the Federal Trade Commission (FTC) and Illinois Attorney General (AG) Kwame Raoul settled their lawsuit against Grubhub for $140 million (Grubhub will only have to pay $25 million, with the balance...more
1/3/2025
/ Enforcement Actions ,
Federal Trade Commission (FTC) ,
Fines ,
FTC Act ,
Gift-Cards ,
GrubHub ,
Hidden Fees ,
On-Demand Services ,
Penalties ,
Restaurant Industry ,
Section 5 ,
Settlement ,
Subscription Services ,
Unfair or Deceptive Trade Practices
On Sept. 18, Texas Attorney General Ken Paxton announced a settlement with healthcare technology company Pieces Technology pursuant to the Texas Deceptive Trade Practices-Consumer Protection Act.
Originally published in...more