Menu
News & Insights
Popular
Labor & Employment
Finance & Banking
Intellectual Property
Health & Healthcare
Environmental Issues
more…
Business
Insurance
Commercial Real Estate
Corporate Taxes
Immigration
Securities
more…
Personal
Residential Real Estate
Estate Planning
Civil Rights
Personal Taxes
Bankruptcy
more…
Jump to: Latest Updates »
Trending [
7
]
[Hot Topic] Artificial Intelligence
[Hot Topic] Employer Liability Issues
[Hot Topic] Environmental, Social & Governance
[Ongoing] Read Latest SCOTUS Analysis, All Aspects
Stay Informed: Popular Reads on JD Supra
Meet JD Supra's Top Authors!
Build a Morning News Digest: Easy, Custom Content, Free!
Browse All Law News Topics »
Find Author
By Business Matters
Labor & Employment
Finance & Banking
Intellectual Property
Insurance
Taxes
By Personal Issues
Civil Rights
Family Matters
Personal Injury
Wills, Trusts, & Estate Planning
Worker’s Compensation
By Location
California
New York
Texas
Canada
United Kingdom
Subscribe
Custom Email Digests
Build a custom email digest by following topics, people, and firms published on JD Supra.
X (formerly Twitter)
RSS
Feeds for Publishers
For Reporters
My Account
Log In
Browse Related Topics For:
Securities
›
Administrative Agency
›
Business Torts
See Latest Updates ยป
Securities and Exchange Commission (SEC)
Disclosure Requirements
Securities Regulation
Corporate Governance
Publicly-Traded Companies
Enforcement Actions
Investment Adviser
Climate Change
Reporting Requirements
Environmental Social & Governance (ESG)
Compliance
Investors
Popular
Financial Services Industry
Securities Violations
Cybersecurity
FinCEN
Department of Justice (DOJ)
Cryptocurrency
Broker-Dealer
Beneficial Owner
Securities Exchange Act
Securities Fraud
CFTC
Investment
Securities Litigation
Final Rules
Corporate Transparency Act
Greenhouse Gas Emissions
Regulation S-K
Risk Management
Digital Assets
Financial Institutions
Regulatory Agenda
Shareholders
Cryptoassets
Securities
Whistleblowers
Securities Exchange Act of 1934
Capital Markets
Financial Industry Regulatory Authority (FINRA)
Artificial Intelligence
Regulatory Requirements
UK
Anti-Money Laundering
SCOTUS
Board of Directors
Proposed Rules
Investment Advisers Act of 1940
Special Purpose Acquisition Companies (SPACs)
Foreign Corrupt Practices Act (FCPA)
Securities Act of 1933
EU
Initial Public Offering (IPO)
Private Funds
Fraud
Insider Trading
Canada
New Rules
Enforcement
Omissions
White Collar Crimes
Investment Management
Settlement
Stock Repurchases
Corporate Social Responsibility
Investment Funds
U.S. Treasury
Financial Conduct Authority (FCA)
Financial Markets
Sustainability
Whistleblower Protection Policies
Rule 10b-5
Recordkeeping Requirements
Bitcoin
Form 10-K
Investment Company Act of 1940
Corporate Counsel
Crypto Exchanges
Cyber Incident Reporting
Registered Investment Advisors
Financial Regulatory Reform
Blockchain
FinTech
Policies and Procedures
Anti-Corruption
AML/CFT
Cyber Attacks
Misrepresentation
Money Laundering
Regulatory Reform
Class Action
Acquisitions
Dodd-Frank
Form 8-K
Macquarie Infrastructure Corp v Moab Partners LP
Civil Monetary Penalty
Conflicts of Interest
Federal Trade Commission (FTC)
Fiduciary Duty
Corruption
Data Breach
Financial Crimes
Nasdaq
Private Equity
Regulation S-X
Regulatory Oversight
Consumer Financial Protection Bureau (CFPB)
Listing Rules
Penalties
Misleading Statements
Scienter
Bribery
Mergers
Venture Capital
Annual Reports
Bank Secrecy Act
Derivatives
ETFs
Federal Reserve
Filing Deadlines
Hong Kong
National Security
Administrative Procedure Act
Financial Statements
Internal Controls
Risk Assessment
Whistleblower Awards
Appeals
Clawbacks
Failure To Disclose
Greenwashing
Machine Learning
Material Misstatements
Putative Class Actions
Sarbanes-Oxley
BSA/AML
Commodities
Criminal Prosecution
European Securities and Markets Authority (ESMA)
Proxy Season
Chief Information Security Officer (CISO)
IRS
Stays
Audits
Executive Compensation
Exemptions
Asset Management
Canadian Securities Administration
Corporate Misconduct
New Guidance
Small Business
Bank of England
Breach of Duty
Electronic Communications
FDIC
Financial Reporting
Financing
Investment Companies
NYSE
OCC
Office of Foreign Assets Control (OFAC)
Proposed Amendments
Securities Transactions
Suspicious Activity Reports (SARs)
Transparency
Climate Action Plan
Constitutional Challenges
Consumer Financial Products
Due Diligence
European Commission
Limited Liability Company (LLC)
Loans
NDAA
Repurchases
Smaller Reporting Companies
Stablecoins
10b5-1 Plans
California
Decentralized Finance (DeFi)
False Statements
Foreign Private Issuers
Futures Commission Merchants (FCMs)
Liquidity
Regulatory Standards
Rule 10(b)
Securitization
Trading Platforms
Capital Raising
Commodity Exchange Act (CEA)
Confidential Information
Corporate Issuers
Disclosure
Filing Requirements
Marketing
Non-Fungible Tokens (NFTs)
Share Buybacks
SolarWinds
Voluntary Disclosure
Emerging Growth Companies
Exchange-Traded Products
Listing Standards
Market Participants
Proxy Statements
Retaliation
Safe Harbors
Unregistered Securities
Adverse Employment Action
Banking Sector
Banks
Comment Period
Disgorgement
First Amendment
Hong Kong Stock Exchange
NPRM
Rulemaking Process
Technology Sector
Controlling Stockholders
Corporate Officers
Distributed Ledger Technology (DLT)
FBI
Jurisdiction
Shell Corporations
Swaps
Accredited Investors
Anti-Bribery
Business Entities
Chief Compliance Officers
China
Coinbase
Digital Currency
Fund Managers
Institutional Investors
Misappropriation
Murray v UBS Securities LLC
New Regulations
Prudential Regulation Authority (PRA)
Anti-Retaliation Provisions
Data Protection
Delaware General Corporation Law
FHFA
Hackers
Lenders
Material Nonpublic Information
New Amendments
PCAOB
Pilot Programs
Risk Mitigation
Task Force on Climate-related Financial Disclosures (TCFD)
Data Security
Diversity and Inclusion Standards (D&I)
Hedge Funds
Hong Kong Securities and Futures Commission (HKSFC)
Information Technology
Infrastructure
Life Sciences
Proxy Voting Guidelines
Registration Requirement
SEC Examination Priorities
Shareholder Litigation
Stocks
Accounting
Alternative Investment Fund Managers Directive (AIFMD)
Compensation
Compliance Dates
Confidentiality Agreements
Corp Fin
Deadlines
Department of Labor (DOL)
Diversity
Employer Liability Issues
Form ADV
Howey
Investor Protection
Ontario Securities Commission (OSC)
Pharmaceutical Industry
PSLRA
Retail Investors
Retirement Plan
Self-Disclosure Requirements
Self-Reporting
Shareholder Proposals
Shareholder Rights
Stock Options
Tax Liability
Virtual Currency
Webinars
Arbitration
Borrowers
Business Ownership
Cooperation
Economic Sanctions
Employee Retirement Income Security Act (ERISA)
European Banking Authority (EBA)
False Claims Act (FCA)
Financial Transactions
Form 10-Q
GAAP
Glass Lewis
Institutional Shareholder Services (ISS)
Internal Revenue Code (IRC)
Investment Contract
Investment Opportunities
Item 303
Liability
MNPI
Mutual Funds
Non-Public Information
Ponzi Scheme
Proposed Legislation
Proposed Regulation
Subsidiaries
Supply Chain
UBS
Vacated
Administrative Proceedings
Amended Rules
Brokers
Business Strategies
Carbon Emissions
Chamber of Commerce
Compensation & Benefits
Coronavirus/COVID-19
Corporate Crimes
Customer Due Diligence (CDD)
Data Privacy
Environmental Policies
Ethics
Financial Services Committee
Foreign Investment
Investigations
Investment Firms
NAV
New Legislation
NIST
Public Offerings
Regulatory Authority
Regulatory Violations
REIT
SBA
Smart Contracts
State Attorneys General
Sustainable Business Practices
Unconstitutional Condition
Administrative Law Judge (ALJ)
Amended Regulation
Asset-Backed Securities
Biden Administration
Brazil
Consultation
Criminal Penalties
Department of Financial Protection and Innovation (DFPI)
Employee Benefits
Environmental Protection Agency (EPA)
Ethereum
Food and Drug Administration (FDA)
Governance Standards
Incentive Compensation
Incentives
Incident Response Plans
Interest Rates
Market Manipulation
NYDFS
Ownership Interest
Proxy Voting
Real Estate Investments
Rule 144A
Securities Act
Summary Judgment
Trusts
XBRL Filing Requirements
Bitcoin Mining
Bonds
Commodity Trading Advisors (CTAs)
Compliance Monitoring
Consumer Lenders
Dealers
Decentralized Autonomous Organization (DAO)
Deferred Prosecution Agreements
Enforcement Priorities
Equity Securities
FEPA
Healthcare
HKEx
Income Taxes
Internal Investigations
Investment Portfolios
Jury Trial
Loss Causation
MD&A Statements
NCUA
Non-GAAP Financial Measures
Oil & Gas
Portfolio Companies
Public Comment
Registration Statement
Regulation D
Remediation
Renewable Energy
Schedule 13D
Securities Dealers
Securities Traders
Seventh Amendment
Shareholder Activism
Startups
Statutory Violations
Stock Exchange
Sustainable Finance
Swap Dealers
Target Company
Technology
Advertising
Anti-Fraud Provisions
Auditors
Best Practices
Business Litigation
C&DIs
Capital Investments
Clearing Agencies
Commercial Bankruptcy
Competition
Continuing Legal Education
Creditors
DE Supreme Court
Debt Securities
Debtors
Derivatives Clearing Organizations
EDGAR
Employees
Employment Contract
Energy Sector
Exempt Reporting Advisers (ERAs)
FCPA Corporate Enforcement Policy (CEP)
Fines
Foreign Corporations
Foreign Direct Investment
Form PF
FSMA
Green Bonds
HM Treasury
Know Your Customers
Noncompliance
Offerings
Patriot Act
Private Equity Funds
Privately Held Corporations
Regulation Technical Standards (RTS)
Remote Working
Repurchase Agreements
Securities Tokens
Securitization Standards
Security-Based Swaps
Shareholder Meetings
Social Media
Tax Planning
Terrorism Funding
Trading Policies
Trustees
Underwriting
Valuation
Wire Fraud
Activist
Algorithms
Amicus Briefs
Analytics
Bankruptcy Code
Bankruptcy Court
Books & Records
British Columbia Securities Commission
Capital Formation
CDIs
Cease and Desist Orders
Closed-End Funds
Compliance Management Systems
Criminal Investigations
Data Collection
Department of Energy (DOE)
ELTIF
Entire Fairness Standard
Executive Orders
FATF
Fiduciary Rule
Financial Instruments
Financial Services and Markets Act
Fixed Income Investments
Foreign Entities
Form 20-F
Global Market
Green Finance
Hiring & Firing
Information Reports
Inspections
Insurance Industry
Intellectual Property Protection
Investment Fraud
Investment Products
IOSCO
Limited Partnerships
Mexico
MiFID II
Mortgages
Motion to Dismiss
Negligence
New York
No-Action Letters
Notice of Proposed Rulemaking (NOPR)
OECD
Ontario
Partnerships
Passive Investments
Pay-for-Performance
Personal Information
Portfolio Managers
Protected Activity
Proxy Advisors
Proxy Advisory Firms
Ransomware
Regulation Best Interest
Regulation BI
Regulation SHO
Required Forms
Ripple
Scams
Schedule 13G
Severe Weather
SFDR
Short Sales
Syndicated Loans
Third-Party
Token Sales
401k
Administrative Stay
Alternative Investment Funds
Annual Meeting
Appellate Courts
British Columbia Securities Commission (BCSC)
Business Judgment Rule
Certiorari
CFOs
Class Certification
Commerce Clause
Commodities Traders
Congressional Review Act
Consent Order
Consumer Protection Act
Contract Terms
Corporate Taxes
Corporations Code
Cybersecurity Information Sharing Act (CISA)
Damages
Debentures
Designated Contract Markets (DCMs)
Directors
Dispute Resolution
Export Controls
Exxon Mobil
Fannie Mae
Federal Contractors
Financial Adviser
Financial Regulatory Agencies
Foreign Issuers
Freddie Mac
Futures
General Data Protection Regulation (GDPR)
Germany
Ginnie Mae
Hong Kong Monetary Authority (HKMA)
Inflation Reduction Act (IRA)
Influencers
Information Sharing
Initial Coin Offering (ICOs)
International Emergency Economic Powers Act (IEEPA)
JPMorgan Chase
Judicial Review
Jury Verdicts
Law Enforcement
Legislative Agendas
Merger Agreements
MiFIR
Mortgage-Backed Securities
NASAA
Oral Argument
Pay-To-Play
Pensions
Policy Statement
Political Contributions
Price Inflation
Private Equity Firms
Private Right of Action
Quarterly Report
Remand
Rule 21F-17
Russia
Sanctions
SEC v Jarkesy
Securities Exchanges
Securitization Market
Serious Fraud Office (SFO)
Shareholder Votes
Singapore
Sponsors
Stock Purchase Agreement
Supervision
Third-Party Risk
Threshold Requirements
Total Shareholder Return (TSR)
UCITS
Accounting Standards
Activist Investors
Aiding and Abetting
Alabama
Antitrust Provisions
Australia
Beneficiaries
Benefit Plan Sponsors
Best Execution
Burden of Proof
Capital Gains
Cayman Islands
CEOs
CFIUS
Chapter 11
Commercial Litigation
Control Person
Critical Infrastructure Sectors
Customer Identification Program (CIP)
Cyber Crimes
Cyber Threats
Debt
Delaware
Department of Defense (DOD)
Digital Securities
Early Stage Companies
Effective Date
EFTs
Elon Musk
Enforcement Statistics
Entrepreneurs
Ether
Events
FASB
FCPA Guidance
Federal Acquisition Regulations (FAR)
Fiduciary
Free Speech
FSOC
General Corporation Law
Good Faith
Governor Newsom
Gramm-Leach-Blilely Act
Human Capital
Indemnification
Indictments
Individual Retirement Account (IRA)
Information Security
Innovative Technology
Instant Messaging Apps
Institutional Investment
ISDA
Israel
Lending
Licensing Rules
Liquidation
Long-Term Investment Funds
Materiality
Member State
Mobile Devices
Money Transmitter
MSRB
Multidistrict Litigation
Municipal Bonds
Net Zero
Non-Disclosure Agreement
Non-Prosecution Agreements
Objective Falsity
OMB
Online Platforms
PFAS
Predictive Analytics
Privacy Laws
Prospectus
Public Disclosure
Public Safety
Regular Business Communications
Reverse Stock Splits
Safeguards Rule
Sanction Violations
SEC Comment Letter Process
Shareholder Approval
SIFMA
Software
SRO
Statutory Trusts
Stock Prices
Stockholder Agreements
Student Loans
Tax Benefits
Taxation
Tesla
Tokenization
Trade Secrets
Trading Plans
Ukraine
USPTO
Websites
Advisors Act
AIFM
Allegations
Anti-Kickback Statute
Applications
Arbitrary and Capricious
Article II
Asia Pacific
ASIC
Asset Recovery
Audit Committee
Block Trades
Branch Offices
Business Development
Business Disputes
Buyers
California Consumer Privacy Act (CCPA)
Capital Requirements
Carbon Off-Set Credits
Carbon Pricing
CBCA
CCA
Central Bank Digital Currency (CBDCs)
Chevron Deference
Collateral
Commodity Pool
Consolidated Audit Trail
Consultation Papers
Consumer Financial Protection Act (CFPA)
Cooling-Off Rule
Copyright
Corporate Culture
Corporate Financing
CPOs
Credit Facilities
Criminal Conspiracy
Criminal Liability
Cross-Border
Custody Rule
Customs
Data Management
Data Preservation
Debt Collection
Declaratory Judgments
Department of Homeland Security (DHS)
Derivative Suit
Digital Wallets
Disciplinary Proceedings
Dismissals
Duty of Care
EBITDA
Electric Vehicles
Endorsements
Energy Information Association (EIA)
Energy Policy
Enforcement Authority
Equal Protection
Equity Markets
Estate Planning
EU Benchmark Regulation
Fair Credit Reporting Act (FCRA)
False Advertising
Federal Pilot Programs
Federal Rules of Civil Procedure
Federal Sentencing Guidelines
FICC
Fifth Amendment
Financial Promotions
Foreign Exchanges
Form 13F
Form N-PORT
Fourth Amendment
France
Fraudulent Transfers
Fund Sponsors
GAO
Gary Gensler
Gender Equity
Government Investigations
Government Securities
Green Infrastructure
Healthcare Fraud
High Net-Worth
Human Rights
IARD
Inflation Adjustments
Injunctions
Injunctive Relief
Internal Rate of Return (IRR)
International Trade
Internet
Israel Securities Authority (ISA)
Italy
Loan Origination Funds
London Stock Exchange
Major Swap Participants
Majority Shareholders
Manufacturers
Material Misrepresentation
Merger Controls
Minerals
Multinationals
NLRB
Nonprofits
NSBA
Open-Ended Fund Companies (OFCs)
Operating Agreements
OSHA
Pooled Investment Vehicles
Prejudgment Interest
Private Investment Funds
Private Placements
Proposed Guidance
Proxy Contests
Public Consultations
Public Meetings
Pump and Dump
Regulation A
Regulation S
Restricted Stocks
Retail Market
Risk Factors
Risk Retention
Rule 10D-1
SAP America Inc.
Secondary Markets
Section 11
Section 16
Securities Contracts
Securities Settlement Cycles
Security Breach
Separation Agreement
Settlement Agreements
Small and Medium-Sized Enterprises (SMEs)
Special Purpose Vehicles
Split of Authority
Standing
Statutory Interpretation
Structured Finance
Structured Financial Products
Surveys
Swap Execution Facilities
Takeover Bids
Tax Court
Tax Exempt Entities
Tax Exemptions
Tax Reform
Taxonomy
Terrorist Financing
Texas
Unfair or Deceptive Trade Practices
Universal Proxy Cards
Venezuela
Venture Funding
Voting Rights
Voting Shares
Vulnerability Assessments
Wage and Hour
Wealth Management
Wealth Tax
Willful Misconduct
23andMe
403(b) Plans
Accounting Fraud
Acquisition Agreements
Administrative Authority
Advanced Notice of Proposed Rulemaking (ANPRM)
Affiliates
Affirmative Action
Agribusiness
Air Pollution
Alberta Securities Commission
American Bar Association (ABA)
Anti-Terrorism Financing
Arbitration Agreements
Asset Class
Asset Tokens
Attorney-Client Privilege
Automation Systems
Banking Regulators
Basel III
Benchmarks
Big Tech
Biodiversity
Breach Notification Rule
Bureau of Industry and Security (BIS)
Business Development Companies
Business Divorce
Business Plans
Buy-Side Trading
C-Suite Executives
California Privacy Rights Act (CPRA)
Cannabis Products
Cannabis-Related Businesses (CRBs)
Capital Contributions
Capital Losses
Capitalization
CARES Act
Cash Transactions
Cause of Action Accrual
Centers for Medicare & Medicaid Services (CMS)
Certifications
CFTC Enforcement Manual
Change of Control
Chapter 7
Charter Communications
Chicago Mercantile Exchange (CME)
Clean Air Act
Clean Energy
CMBS
Code of Conduct
Community Reinvestment Act
Complex Corporate Transactions
Consent
Consultants
Consumer Protection Laws
Control Test
Conversion
Corporate Charters
Corporate Entities
Corporate Executives
Corporate Liability
Corporate Management
Corporate Restructuring
Corporate Sales Transactions
Corporate Securities Act
Corporate Structures
Counter-Terrorist
Covered Person
Credit Agreements
Credit Ratings
Criminal Convictions
Cross-Border Transactions
Crowdfunding
Customer Protection Rule
Debt Restructuring
Deferred Compensation
Delisting
Department of Education
Depository Institutions
Digital Platforms
Dilution
Discovery
Discrimination
Do Not Call List
Document Management
Doing Business
Dormant Commerce Clause
Economic Development
Educational Institutions
Eligibility
Emerging Technologies
Emerging Technology Companies
EMIR
Employee Misconduct
Employee Stock Purchase Plans
Employer Identification Number (EIN)
Energy Projects
Enforcement Guidance
Entertainment Industry
Equal Employment Opportunity Commission (EEOC)
Equity Compensation
Equity Financing
EU Directive
European Economic Area (EEA)
European Supervisory Authorities (ESAs)
Evidence
Exceptions
Exculpatory Clauses
Exemptive Relief
Exports
Expungement
Extensions
Extortion
Failure to Comply
Fair-Notice Standard
FCC
FDCPA
Federal Funding
Federal Housing Administration (FHA)
Federal Register
Fees
Financial Fraud
Financial Market Utilities
Financial Reporting Council (FRC)
Financial Restatements
Financial Stability Board
Forced Labor
Foreclosure
Foreign Agents Registration Act (FARA)
Foreign Governments
Foreign Language
Foreign Official
Foreign Policy