Securities General Business Criminal Law

SEC FCPA DOJ Compliance Enforcement Actions Insider Trading Bribery Criminal Prosecution Enforcement Anti-Corruption Securities Fraud Deferred Prosecution Agreements FCPA Resource Guide Securities US v Newman Illegal Tipping Material Nonpublic Information UK CFTC Personal Benefit White Collar Crimes China Popular Hedge Funds Corruption Fraud Non-Prosecution Agreements Settlement Financial Conduct Authority (FCA) Foreign Official Portfolio Managers Anti-Bribery Chief Compliance Officers Indictments Whistleblowers EU Internal Investigations UK Bribery Act FINRA Investigations Corporate Counsel Dodd-Frank Ethics SCOTUS Self-Reporting Appeals Banks Rule 10b-5 Broker-Dealer Criminal Conspiracy Due Diligence Spoofing Audits Disgorgement Internal Controls Personal Liability Pharmaceutical Industry Serious Fraud Office Yates Memorandum C-Suite Executives Dell Investment Adviser Nvidia Penalties Ralph Lauren Anti-Money Laundering Brazil Canada Civil Monetary Penalty Corporate Governance Misappropriation OFAC Oil & Gas Reporting Requirements Risk Management Voluntary Disclosure Australia Avon Banking Sector Confidential Information Cooperation Federal Pilot Programs Federal Sentencing Guidelines Government Investigations Judge Rakoff Libor Market Manipulation Money Laundering OECD Risk Assessment Securities Exchange Act Securities Litigation SFO Wire Fraud Board of Directors Corporate Crimes Eli Lilly FinCEN Foreign Subsidiaries GlaxoSmithKline Hackers Investment Funds Mary Jo White Remediation Securities Violations Sentencing Subsidiaries Swaps US v Salman Administrative Hearings Alstom Bank Secrecy Act BIS Books & Records Brokers Conflicts of Interest Corporate Officers Cross-Border Cybersecurity Declination Dirks v SEC European Securities and Markets Authority (ESMA) FBI Federal Reserve Financial Markets Fines Foreign Nationals High Frequency Trading Individual Accountability Neither Admit Nor Deny Settlements Ponzi Scheme Red Notices Russia Siemens Strategic Enforcement Plan Tippees Tippers Bank of America Bitcoin CEOs CFPOA D&O Insurance Data Breach Employer Liability Issues FDIC Financial Institutions Foreign Banks Fund Managers Government Officials Guilty Pleas Hong Kong Japan JPMorgan Chase Kickbacks Medical Devices Morgan Stanley OCC Offering Fraud Petition For Rehearing Petrobras Price Manipulation Professional Liability Sanctions Third-Party Ukraine Wal-Mart Algorithmic Trading Arbitration Attorney-Client Privilege Bank of New York (BNY) Mellon Barclays Basel Committee Charitable Donations Citigroup CME Convictions Corporate Fraud CPO Criminal Investigations Criminal Penalties Customs Dark Pool Dismissals Export Controls Exports Facilitation Payments FCPA Guidance Fiduciary Duty Futures Hewlett-Packard India Investors Jurisdiction Kuwait Mexico Mortgages Multinationals Municipal Bonds NFA No-Action Relief Non-Public Information Obstruction of Justice Personal Jurisdiction Private Equity Proposed Legislation Public Officials Recordkeeping Requirements Regulatory Agenda Rolls-Royce Sarbanes-Oxley Shareholders State-Owned Enterprises Stress Tests Subpoenas Training U.S. Treasury Venezuela Virtual Currency Whistleblower Protection Policies Acquisitions Admissions Aerospace Africa Airlines Akamai Technologies Allianz Anonymity Anti-Retaliation Provisions Argentina Asia Asset Freeze Attorney's Fees Australian Securities and Investments Commission Bank Holding Company BHP Billiton BizJet Breach of Duty Broken Windows BSA/AML Capital Markets Cease and Desist Cease and Desist Orders CFOs Class Action Clawbacks Collateralized Debt Obligations Commodity Futures Contracts Commodity Pool Conflict Mineral Rules Conspiracies Corporate Criminal Fines Corporate Gifts Corporate Misconduct Criminal Records Cross-Border Transactions Crowdfunding Currency Transaction Reports (CTR) Cyber Attacks Data Security Delaware General Corporation Law Derivatives Deutsche Bank Directors Disruptive Trading Practices EB-5 En Banc Review European Banking Authority Evidence Extradition False Claims Act (FCA) Federal Prosecutors Fee-Shifting Fifth Amendment Financial Crimes Financial Regulatory Reform Financial Services Industry FIRREA FLIR System Foreign Corporations Foreign Exchanges Foreign Jurisdictions Forex Forfeiture FTC Goldman Sachs Hiring & Firing Immigrants Indemnification Information Sharing Inspections Instrumentality International Organization for Standardization Investment Management IPO Iran Sanctions IRS ITAR Liquidity Manufacturers Memorandum of Understanding Mergers Misrepresentation New Legislation Nortek NPRM Patents Patriot Act Petition for Writ of Certiorari Prejudgment Interest Press Releases Proposed Regulation Prudential Regulation Authority Qualcomm Regulation SHO Retailers Risk Mitigation SDN List Section 10(b) Security-Based Swaps Stocks Supervision Suspicious Activity Reports (SARs) Swap Dealers Tax Evasion Telecommunications Tender Offers Terrorism Funding Third-Party Risk Third-Party Service Provider Transparency Trust Preferred Securities U.S. Commerce Department Unregistered Brokers Unregistered Securities US v Yates VimpelCom Visas Volcker Rule Waivers Wells Fargo Work Product Privilege Accomplice Liability Accounting Accounting Fraud Actual or Constructive Knowledge Administrative Procedure Act Administrative Proceedings Advancement Agency Deference Agents Aiding and Abetting Aircraft Equipment Aircraft Sales Airports Alcoa ALJ AML-CTF Annual Assessments Antitrust Investigations Appointments Clause Apportionment Arms Export Control Act Article III Asia Pacific Asset Management Athletes Attorney Malpractice Audit Committee Auditors Auto Manufacturers Automotive Industry Automotive Loans Balance Sheets Banking Crisis Barack Obama BATS Exchange Benchmark Pricing Benchmarking Bernie Madoff Bid Rigging Billing Bio-Rad Laboratories Biofuel Biotechnology BitLicense Block Trades BNP Paribas BP Breach of Contract Bristol-Myers Squibb Brokered Deposits Bruker BVI Business Companies Bylaws Campbell Ewald v Gomez Capital Gains Capital Losses Capital Requirements CEA Cell Phones Certifications Certiorari CFPB Cherry Picking Choke Point Churning Civil Forfeiture Claim Construction Claim Denial Letters Clean Companies Act Clear Error Standard Clinical Laboratories Cobalt Code of Conduct College Athletes Columbia Commercial Bankruptcy Commerzbank Commodities Commodities Exchange Act Community Reinvestment Act Complex Litigation Conditional Gifts Congressional Intent Consent Order Consideration Constitutional Challenges Consultants Consultation Consumer Watchdog Contract Drafting Controlled Foreign Corporations Corporate Executives Corporate Financing Corporate Fines Corporate Integrity Agreement Corporate Issuers Corporate Liability Counterparties Countrywide Credit Ratings Criminal Defense Criminal Sanctions Criminalization CTA Currency Exchange Custody Rule Customer Due Diligence (CDD) Customer Identification Program (CIP) Cyber Crimes Cyber Incident Reporting Cyber Threats Cyberforensics DACA DaimlerAG Dallas Airmotive Damages Data Collection Data Privacy Data Protection De Novo Standard of Review Deadlines Debt Financing Debt Securities Defense Strategies Deposit Advances Derivatives Clearing Organizations Destruction of Evidence DHS Diebold Inc Dietz v Bouldin Disciplinary Proceedings Disqualification DMO DOL Due Process Duncan v Owens EB-5 Regional Centers EDGAR Egypt Eighth Amendment Election Results Electronics EMIR Employee Training Employer Group Health Plans Energy Exploration Energy Market Energy Sector Enforcement Authority Equity Markets Ericsson ERISA Executive Orders Exemptions Failure To Disclose False Statements Falsified Documents FCMs Federal Contractors Federal Jurisdiction Federal Rules of Civil Procedure Feeder Funds FERC Financial Crisis Financial Instruments Financial Products Financial Services Authority Firearms First Derivative Traders Flash Crash FOIA Forced Labor Foreclosure Foreign Defendants Forgery Form 10-K Form 8-K Former Directors Former Employee France FRB Frozen Assets FSA FTC v Wyndham GAAP Gambling General Electric General Motors Generic Drugs Germany Good Faith Goodyear Grand Juries Guidance Update Habeas Corpus Haiti Healthcare Hedging Hillary Clinton Hilton Hitachi Hospitality Industry Hospitality Programs Hospitals HSBC Human Trafficking IBM Illegal Arms Dealers Illegal Imports Illegal Trading Income Taxes Indemnification Clauses Independent Boards Independent Counsel Industry Examinations Information Reports Injunctions Insolvency Intent to Cancel Interest Rate Adjustments International Harmonization Internet Service Providers (ISPs) Investment Firms Iran ISDA ISDAfix ISS JOBS Act Joint Plan of Action Juror Selection Justice Scalia Kansas v Carr KBR (formerly Kellogg Brown & Root) Know Your Customers KPMG Latin America Layne Christensen Co Legislative Agendas Leniency Programs Leverage Ratio Liability Insurance Life Sciences Liquidation Liquidity Coverage Ratio Litigation Fees & Costs Litigation Strategies Lying Mail Fraud Malaysia Malware Mark Cuban Market Abuse Martin Shkreli Mathis v US McDonnell v US Meal and Entertainment Expenditures Meals-Gifts-and Entertainment Rules Medtronic Mens Rea Merrill Lynch Microsoft Middle East MiFID Mineral Leases Minimum Contacts Mining Mitigating Factors MLM Industry Money Services Business Montanile v Board of Trustees Mortgage-Backed Securities MSRB Municipal Advisers Municipal Employees Nasdaq Natural Gas NCR Corp. Negotiations New Regulations NHL Nigeria No-Action Letters Non-Resident Aliens Novartis OCIE Offshore Drilling Oil for Food Program Omnicare Ontario Securities Commission (OSC) Opinion Letter Oppenheimer & Co. Oracle Parent Corporation Parker Drilling Company Patent Litigation Payday Loans PBSJ Corporation PCAOB Pension Funds PetroTiger Pfizer Pharmaceutical Patents Physicians Podcasts Police Port Authority Portfolio Companies Preliminary Injunctions Premiums Prescription Drugs Private Offerings Private Utility Professional Misconduct Proposed Amendments Proxy Season Proxy Statements Prudential Standards Public Comment Public Disclosure Publicly-Traded Companies Pump and Dump Pyramid Schemes Qatar Quid Pro Quo Raj Rajaratnam Rare Earth Metals Real Estate Development Recidivism Registration Registration Statement Regulatory Standards REIT Related Parties REMIT Resignation Responsible Corporate Officer Doctrine Retirement Plan Reversal RICO Risk Retention RMBS Royal Bank of Scotland Royal Canadian Mounted Police Rule 10(b) Rule 105 Rupert Murdoch Safe Harbors Saudi Arabia Scams Scandals SEC Comment Letter Process SEC v Sharef SEC v Straub Secretary of Defense Section 16 Section 7 of UKBA Securities Act of 1933 Securities Regulation Securities Traders Securitization Security Risk Assessments SEFs Self-Disclosure Requirements Self-Incrimination Self-Regulatory Organizations Sentencing Enhancements Serbia Settlement Agreements SFC Shareholder Proposals Shipping Short Selling SIFMA Singapore Small Business SMEs Software Developers Sons And Daughters South Africa South Korea Sovereign Debt Sovereign Wealth Funds Sponsors Sports Spouses Standard Essential Patents Statute of Limitations Stock Markets Stock Trades Strict Liability Subordination Subprime Mortgages Successor Liability Successors Sudan Summary Judgment Supply Chain Swap Data Repositories Task Force Tax Deductions Tax Fraud TCPA Technology Terra Telecommunications Tesco Teva v Sandoz Thailand Threshold Requirements Title III TPPPs Trade Agreements Trade Market Abuse Trade Policy Trading Platforms Traditional News Trans-Pacific Partnership Transfers Travel Travel Act Trials Tribunals Truth in Lending Act (TILA) Turkey Twitter UBS UK Brexit Underwriting Unfair or Deceptive Trade Practices United Airlines United Nations US v Texas USML VAT Volkswagen Willful Misconduct Wiretapping WKSIs WMD Wynn Resorts Young Lawyers Zappos