Securities Business Organization Civil Remedies

SEC Enforcement Actions Board of Directors Disgorgement Securities Exchange Act Shareholders Whistleblowers Shareholder Litigation Appeals Bylaws Fiduciary Duty Whistleblower Awards Permanent Injunctions Corporate Officers Dodd-Frank Proxy Statements Settlement Corporate Governance Derivative Suit Injunctive Relief Shareholder Proposals Attorney's Fees Corporate Counsel Delaware General Corporation Law Fee-Shifting Sarbanes-Oxley Annual Meeting Breach of Duty Class Action Damages DE Supreme Court Insider Trading Investment Advisers Act of 1940 Popular SCOTUS Securities Fraud Securities Litigation Wal-Mart Civil Monetary Penalty Conflicts of Interest Contract Interpretation Controlling Stockholders DOJ Investment Adviser Misrepresentation Notice Requirements Ordinary Business Exception Penalties Personal Liability Preliminary Injunctions Sanctions Securities Act of 1933 Shareholder Meetings Statute of Limitations UK Acquisitions Anti-Retaliation Provisions Apple Appraisal Rights Barclays Breach of Contract Business Judgment Rule Cease and Desist Chief Compliance Officers CME Corporate Liability Corporations Code D&O Insurance Directors Equitable Relief Excessive Fees Executive Compensation Fairness Standard False Statements Federal Reserve FERC FinCEN Fraud Gartenberg Factors Injunctions Investment Company Act of 1940 Material Misstatements Material Nonpublic Information Merger Agreements Mergers Merrill Lynch Motion to Dismiss Motion To Stay MSRB Municipal Advisers Pensions Personal Benefit Pharmaceutical Industry Private Equity Firms Privately Held Corporations Proxy Season Public Disclosure Regulation SHO Remedies Restitution Retaliation Reversal Severance Agreements Standard of Review Stock Options Summary Judgment US v Newman 28 USC 1331 Abuse of Discretion Accredited Investors Actual Malice Administrative Appeals Administrative Proceedings Adoption ALJ American Rule Anti-Money Laundering Anti-Reliance Clauses Appointments Clause Arbitrary and Capricious Arms Length Transactions Articles of Incorporation Asset Freeze Asset Management ATP Tours Audits Bank of New York (BNY) Mellon Banking Sector Bear Sterns Bids Biotechnology Board Deferance Bonuses BP Broker-Dealer Buy-Sell Agreements Buyouts BVI Business Companies Cablevision Canada Capital One Capital Raising Casinos Cease and Desist Orders CEOs CFOs CFPB CFTC China Citigroup Class Certification Clawbacks Clear and Convincing Evidence Closely Held Businesses CMBS Coal Ash Comment Period Companies Act Compensation Committee Compensatory Awards Complex Corporate Transactions Compliance Confidential Information Confidentiality Agreements Consent Construction Contracts Convertible Bonds Corporate Charters Corporate Executives Corporate Taxes Corruption Counterparties Covenant of Good Faith and Fair Dealing Credit Agreements Credit Suisse Criminal Prosecution Custody Rule Damage Caps Dark Pool Debt Securities Deceptive Intent Declaratory Judgments Defend Trade Secrets Act (DTSA) Deferred Stock Incentive Plans Derivatives Dilution Disclaimers Disclosure-Based Settlements Dismissals DOL Dole Food Duty of Care Duty of Loyalty EMIR Employee Definition Employee Shareholders Enterprise and Regulatory Reform Act Entrepreneurs ERISA EU European Securities and Markets Authority (ESMA) Exclusive Jurisdiction Exculpatory Clauses Exit Strategies Fair Market Value FCPA FDA Federal Jurisdiction Fees Financial Adviser Financial Institutions Fines FINRA Firearms Foreign Official Form ADV Former Employee Former Stockholders Forum Selection GAAR Gabelli v SEC General Partnerships Global Systemically Important Financial Institutions (GSIFI) Going-Private Transactions Groundwater Guilty Pleas Hackers Health Net Hedge Funds Incentive Compensation Incentives Income Taxes Independent Director Indictments Institutional Investors Insurance Industry Interlocutory Appeals Internal Controls Internal Reporting Investment Companies Investment Fraud Investment Management Investors ISDA Master Agreement ISS JPMorgan Chase Judicial Review Jurisdiction Jury Trial Kickbacks KPMG Laches Lawson v FMR Legislative Agendas Limited Partnerships Liquidation Lloyds of London Loan Market Association Merck Merrill Lynch v Manning Misappropriation Misleading Statements Multiemployer Plan Mutual Funds Natural Gas News Corp No-Action Letters NYDFS Obstruction of Justice Offering Fraud Omissions Omnicare v Laborers District Council Ontario Securities Commission (OSC) Opt-Outs Option Contracts Parallel Claims Payroll Taxes PBGC PCAOB Perjury Petrobras Phone-Hacking Scandal Pleadings Prejudgment Interest Price Manipulation Private Equity Funds Private Right of Action Proposed Amendments Proxy Materials Proxy Put PSLRA Publicly-Traded Companies Punitive Damages Putative Class Actions Qualcomm Rare Earth Metals Reaffirmation Registered Investment Advisors Registration Requirement Registration Statement Related Parties Remediation Representations and Warranties Rescission Residence Taxes Restraining Orders Retroactive Application Revlon Standard Rival Director Slate Rule 21F Rule G-17 Say-on-Pay Scheme of Arrangement School Districts Section 162(m) Section 304 Section 36(b) Settlement Offer Shareholder Distributions Shareholder Votes Singapore SIP Specific Performance Spinoffs Statutory Damages Stocks Subsidiaries Sufficient Nexus Sun Capital Partners Supplemental Disclosures Swap Dealers Takeover Bids Tender Offers Trade Market Abuse Transparency Tribunals Trinity Wall Street Trulia Trustees Unfair Dismissal Unfair or Deceptive Trade Practices Valuation Virtual Currency Waiting Periods Waivers Warrants Waste Whistleblower Protection Policies Withdrawal Liability Young Lawyers Zales Zillow