Securities Business Organization Civil Remedies

SEC Enforcement Actions Board of Directors Shareholders Whistleblowers Disgorgement Fiduciary Duty Securities Exchange Act Shareholder Litigation Whistleblower Awards Appeals Bylaws Dodd-Frank Insider Trading Permanent Injunctions Breach of Duty Corporate Officers Proxy Statements SCOTUS Settlement Attorney's Fees Corporate Governance Delaware General Corporation Law Derivative Suit Fee-Shifting Injunctive Relief Shareholder Proposals Corporate Counsel Material Nonpublic Information Personal Benefit Sarbanes-Oxley Securities Fraud US v Newman Annual Meeting Class Action Damages DE Supreme Court Investment Advisers Act of 1940 Misrepresentation Popular Preliminary Injunctions Securities Litigation Wal-Mart Acquisitions Civil Monetary Penalty Conflicts of Interest Contract Interpretation Controlling Stockholders Dirks v SEC DOJ Illegal Tipping Investment Adviser Merger Agreements Mergers Notice Requirements Ordinary Business Exception Penalties Personal Liability Privately Held Corporations Sanctions Securities Act of 1933 Shareholder Meetings Statute of Limitations UK US v Salman Anti-Retaliation Provisions Apple Appraisal Rights Barclays Breach of Contract Business Judgment Rule Canada Cease and Desist Chief Compliance Officers Clawbacks Closely Held Businesses CME Corporate Liability Corporations Code D&O Insurance Declaratory Judgments Directors Disclosure-Based Settlements Equitable Relief Excessive Fees Executive Compensation Fairness Standard False Statements Federal Reserve FERC FinCEN Fraud Gartenberg Factors Injunctions Investment Company Act of 1940 Jury Trial Material Misstatements Merrill Lynch Motion to Dismiss Motion To Stay MSRB Municipal Advisers Pensions Pharmaceutical Industry Private Equity Firms Proxy Season Public Disclosure Regulation SHO Remedies Representations and Warranties Restitution Retaliation Reversal Severance Agreements Shareholder Votes Standard of Review Stock Options Summary Judgment Trulia 28 USC 1331 Abuse of Discretion Accredited Investors Actual Malice Administrative Appeals Administrative Proceedings Adoption ALJ American Rule Anti-Money Laundering Anti-Reliance Clauses Appointments Clause Arbitrary and Capricious Arms Length Transactions Articles of Incorporation Asset Freeze Asset Management ATP Tours Audits Bank of New York (BNY) Mellon Banking Sector Bear Sterns Bids Biotechnology Board Deferance Bonuses BP Breach of Warranty Broker-Dealer Business Corporation Act Business Court Division Buy-Sell Agreements Buyers Buyouts BVI Business Companies Cablevision Capital One Capital Raising Casinos Cease and Desist Orders CEOs CFOs CFPB CFTC China Citigroup Class Certification Clear and Convincing Evidence CMBS Coal Ash Comment Period Companies Act Compensation Committee Compensatory Awards Complex Corporate Transactions Compliance Confidential Information Confidentiality Agreements Consent Construction Contracts Convertible Bonds Corporate Charters Corporate Executives Corporate Misconduct Corporate Taxes Corruption Counterparties Covenant of Good Faith and Fair Dealing Credit Agreements Credit Suisse Criminal Prosecution Custody Rule Damage Caps Dark Pool Debt Securities Deceptive Intent Defend Trade Secrets Act (DTSA) Defense Strategies Deferred Stock Incentive Plans Derivatives Dilution Disclaimers Dismissals DOL Dole Food Duty of Care Duty of Loyalty EMIR Employee Definition Employee Shareholders Enterprise and Regulatory Reform Act Entrepreneurs ERISA Escrow Accounts EU European Securities and Markets Authority (ESMA) Exclusive Jurisdiction Exculpatory Clauses Exit Strategies Failure To State A Claim Fair Market Value FCPA FDA Federal Jurisdiction Fees Financial Adviser Financial Institutions Fines FINRA Firearms Foreign Official Form ADV Former Employee Former Stockholders Forum Selection Forum Selection Clause GAAR Gabelli v SEC General Partnerships Global Systemically Important Financial Institutions (GSIFI) Going-Private Transactions Groundwater Guilty Pleas Hackers Health Net Hedge Funds Hiring & Firing Incentive Compensation Incentives Income Taxes Independent Director Indictments Institutional Investors Insurance Industry Interlocutory Appeals Internal Controls Internal Reporting Investment Companies Investment Fraud Investment Management Investors ISDA Master Agreement ISS JPMorgan Chase Judicial Dissolution Judicial Review Jurisdiction Kickbacks KPMG Laches Lawson v FMR Legislative Agendas Likelihood of Success Limited Liability Company (LLC) Limited Partnerships Liquidation Lloyds of London Loan Market Association Materiality Members Membership Interest Merck Merger Clause Merrill Lynch v Manning Misappropriation Misleading Statements Multiemployer Plan Municipal Bonds Mutual Funds Natural Gas News Corp No-Action Letters Non-Signatories NYDFS Obstruction of Justice Offering Fraud Oil & Gas Omissions Omnicare v Laborers District Council Ontario Securities Commission (OSC) Operating Agreements Opt-Outs Option Contracts Parallel Claims Payroll Taxes PBGC PCAOB Perjury Petrobras Phone-Hacking Scandal Plan of Arrangement Pleadings Prejudgment Interest Price Manipulation Private Equity Funds Private Right of Action Proposed Amendments Proxy Materials Proxy Put PSLRA Publicly-Traded Companies Punitive Damages Putative Class Actions Qualcomm Rare Earth Metals Reaffirmation Registered Investment Advisors Registration Requirement Registration Statement Related Parties Remediation Rescission Residence Taxes Restraining Orders Retroactive Application Revlon Standard Ripeness Rival Director Slate Rule 21F Rule G-17 Say-on-Pay Scheme of Arrangement School Districts Section 162(m) Section 304 Section 36(b) Settlement Offer Shareholder Approval Shareholder Distributions Singapore SIP Specific Performance Spinoffs Standing Statutory Damages Statutory Mergers Stock Purchase Agreement Stock Transfer Restrictions Stocks Subsidiaries Sufficient Nexus Sun Capital Partners Supplemental Disclosures Swap Dealers Takeover Bids Tender Offers Trade Market Abuse Transparency Tribunals Trinity Wall Street Trustees Unfair Dismissal Unfair or Deceptive Trade Practices Valuation Virtual Currency Waiting Periods Waivers Warrants Waste Whistleblower Protection Policies Withdrawal Liability Young Lawyers Zales Zillow