Securities Business Organization Civil Remedies

SEC Enforcement Actions Disgorgement Shareholder Litigation Securities Exchange Act SCOTUS Dismissals Fiduciary Duty Shareholders Board of Directors Statute of Limitations Breach of Duty Appeals Whistleblowers Kokesh v SEC Securities Fraud Whistleblower Awards Corporate Counsel Derivative Suit Securities Litigation Bylaws Class Action Delaware General Corporation Law Permanent Injunctions Putative Class Actions Corporate Governance Dodd-Frank Insider Trading Misrepresentation Popular Scienter Settlement Corporate Officers Injunctive Relief Merger Agreements Mergers Proxy Statements Attorney's Fees Controlling Stockholders Damages DE Supreme Court Fee-Shifting Material Nonpublic Information Personal Benefit Sarbanes-Oxley Shareholder Proposals US v Newman Acquisitions Business Judgment Rule Conflicts of Interest Investment Adviser Investment Advisers Act of 1940 Penalties Personal Liability Preliminary Injunctions PSLRA Securities Act of 1933 Standard of Review Stock Purchase Agreement UK Wal-Mart Annual Meeting Appraisal Bad Faith Books & Records Canada Civil Monetary Penalty Contract Interpretation Corporate Liability Corporate Taxes Debt Securities Dirks v SEC Disclosure-Based Settlements DOJ Entire Fairness Standard Failure To Disclose Fair Market Value False Statements FCPA FinCEN Illegal Tipping Investment Management Material Misstatements Minority Shareholders Misappropriation Oil & Gas Ordinary Business Exception Pleading Standards Sanctions Shareholder Meetings Shareholder Rights Shareholder Votes Standing US v Salman Abuse of Discretion Anti-Retaliation Provisions Apple Appraisal Rights Barclays Bear Sterns Buyouts Cease and Desist CFTC Chief Compliance Officers Class Certification Clawbacks Closely Held Businesses CME Confidentiality Agreements Corporations Code D&O Insurance Declaratory Judgments Dilution Directors Dismissal With Prejudice Duty of Loyalty E*Trade Equitable Relief Excessive Fees Fairness Standard Federal Reserve FERC Fraud Gartenberg Factors General Partnerships Indictments Investment Company Act of 1940 Investors Jurisdiction Jury Trial Limited Liability Company (LLC) Limited Partnerships Material Misrepresentation Merrill Lynch Motion To Stay MSRB Municipal Advisers Notice Requirements Pensions Petrobras Pharmaceutical Industry Prejudgment Interest Price Manipulation Private Equity Firms Privately Held Corporations Proxy Season Public Disclosure Qualcomm Regulation SHO Representations and Warranties Restitution Retaliation Reversal Rule 10b-5 Securities Violations Severance Agreements Shareholder Oppression Stock Transfer Restrictions Stocks Subject Matter Jurisdiction Summary Judgment Tolling Agreement Trulia Trustees Vacated Young Lawyers 28 USC 1331 Acquisition Agreements Actual Malice Administrative Appeals Administrative Proceedings Adoption Aiding and Abetting ALJ Amended Complaints American Rule Anti-Money Laundering Anti-Reliance Clauses Appointments Clause Arms Length Transactions Articles of Incorporation Ascertainable Class Asset Freeze Asset Management Asset Transfer ATP Tours Audits Auto Manufacturers Automotive Industry Bank of New York (BNY) Mellon Banking Sector Beneficiaries Best Execution Bids Biotechnology Board Deferance BP Breach of Contract Breach of Warranty British Virgin Islands Broker-Dealer Burden of Proof Business Corporation Act Business Court Division Business Formation Business Taxes Business Valuations Buy-Sell Agreements Buyers CAFA Capital One Capital Raising Caremark claim Casinos Cease and Desist Orders Certiorari CFOs CFPB Change in Control China Choice of Entity Citigroup Clear and Convincing Evidence CMBS Coal Ash Comment Period Common Stock Companies Act Compensatory Awards Complex Corporate Transactions Compliance Confidential Information Consent Consolidated Audit Trail Conspiracies Construction Contracts Control Person Convertible Bonds Corporate Charters Corporate Deadlock Corporate Executives Corporate Misconduct Corporate Veil Corruption Corwin Doctrine Counterparties Court-Appointed Custodians Covenant of Good Faith and Fair Dealing Credit Agreements Credit Suisse Creditors Criminal Code Criminal Investigations Criminal Prosecution Custody Rule Cybersecurity Damage Caps Dark Pool Data Breach Debt Debt-Equity Deceptive Intent Defective Corporate Acts Defend Trade Secrets Act (DTSA) Defense Strategies Demand Futility Department of Agriculture Derivatives Disclaimers Discovery Discovery Rule DOL Dole Food Due Diligence Due Process Duty of Care Electric Cooperative Electronic Evidence Electronically Stored Information Email EMIR Employee Definition Employee Shareholders Employment Contract Enterprise and Regulatory Reform Act Entrepreneurs Equity Securities ERISA Escrow Accounts EU European Securities and Markets Authority (ESMA) Evidence Suppression Ex Parte Exclusive Jurisdiction Exculpatory Clauses Executive Compensation Exit Strategies Fair Valuation FDA Federal Jurisdiction Federal Loans Federal Priority Act Federal Rules of Civil Procedure Fees Financial Adviser Financial Conduct Authority (FCA) Financial Institutions Fines FINRA Firearms First Impression Forced Sales Foreign Official Foreign Securities Form ADV Former Employee Forum Selection Fourth Amendment Freeze-Out Mergers FSMA GAAR Gabelli v SEC Global Systemically Important Financial Institutions (GSIFI) Going-Private Transactions Google Groundwater Guilty Pleas Hackers Halliburton v Erica P. John Fund Health Net Hedge Funds Herballife Hewlett-Packard Hiring & Firing Home Depot Incentives Income Taxes Independent Director Inflated Stock Purchase Price Injunctions Institutional Investors Insurance Industry Interest Rates Interlocutory Appeals Internal Controls Internal Reporting Internet Service Providers (ISPs) Investment Companies Investment Fraud Investor Protection Irrebuttable Presumptions IRS ISDA Master Agreement ISS Joint Venture JPMorgan Chase Judicial Dissolution Judicial Remedies Judicial Review Kickbacks Kohls KPMG Lawson v FMR Legislative Agendas Letters of Intent Likelihood of Success Liquidation Lloyds of London Loan Agreements Loan Market Association Loss Causation Market Abuse Materiality Members Membership Interest Merck Merger Clause Merrill Lynch v Manning Misleading Statements Money Laundering Mortgage Servicers Motion to Dismiss Multiemployer Plan Municipal Bonds Mutual Funds Natural Gas News Corp Nextel No-Action Letters Non-Signatories NYDFS Objective Falsity Obstruction of Justice Ocwen Offering Fraud Omissions Omnicare v Laborers District Council Ontario Securities Commission (OSC) Operating Agreements Oppression Remedy Opt-Outs Parallel Claims Partnerships Patronage Capital Payroll Taxes PBGC PCAOB Perjury Phone-Hacking Scandal Piercing the Corporate Veil Plan of Arrangement Post-Closing Money Damages Predominance Requirement Preferential Transfers Presumption of Reliance Private Equity Funds Private Right of Action Proposed Amendments Proxy Materials Proxy Put Publicly-Traded Companies Punitive Damages Rare Earth Metals Ratification Registered Investment Advisors Registration Requirement Registration Statement Related Parties Remediation Remedies Rescission Residence Taxes Restraining Orders Retroactive Application Revlon Standard Revocation Rival Director Slate Royalties Rule 21F Rule G-17 S-Corporation Saudi Arabia Say-on-Pay Scheme of Arrangement School Districts Search Warrant Secretary of State Section 10(b)-5 Section 220 Request Section 304 Section 36(b) Securities Self-Help Remedies Serious Fraud Office Settlement Agreements Settlement Offer Sexual Harassment Shareholder Approval Shareholder Distributions Short-Swing Trading Singapore SIP SLUSA SoftBank Specific Performance Sprint Squeeze-Out Mergers State Law Claims State of Incorporation Statutory Damages Statutory Mergers Stock Issuance Stock Options Stockholder Agreements Structured Dismissals Subpoenas Subsidiaries Sufficient Nexus Sun Capital Partners Supplemental Disclosures Suspicious Activity Reports (SARs) Swap Dealers Takeover Bids Tax Liability Technical Errors Tender Offers Termination Tesco Third-Party Third-Party Service Provider Trade Market Abuse Transparency Tribunals Trinity Wall Street Trusts Unfair Dismissal Unfair or Deceptive Trade Practices Usury Utilities Sector Verizon Virtual Currency Volkswagen Waiting Periods Waivers Warrants Whistleblower Protection Policies Wire Fraud Withdrawal Liability Zales Zillow