Securities Business Organization Civil Remedies

SEC Enforcement Actions Disgorgement Dismissals Securities Exchange Act Shareholder Litigation Fiduciary Duty SCOTUS Securities Litigation Putative Class Actions Securities Fraud Shareholders Board of Directors Breach of Duty Statute of Limitations Appeals Whistleblowers Kokesh v SEC Derivative Suit Scienter Whistleblower Awards Class Action Corporate Counsel Misrepresentation Bylaws Delaware General Corporation Law Permanent Injunctions Corporate Governance Dodd-Frank Insider Trading Mergers Popular Settlement Corporate Officers Merger Agreements Failure To Disclose Injunctive Relief Proxy Statements Securities Act of 1933 Attorney's Fees Controlling Stockholders Damages DE Supreme Court Fee-Shifting Material Misstatements Material Nonpublic Information Personal Benefit Sarbanes-Oxley Shareholder Proposals US v Newman Acquisitions Bad Faith Business Judgment Rule Conflicts of Interest Investment Adviser Investment Advisers Act of 1940 Penalties Personal Liability Pleading Standards Preliminary Injunctions PSLRA Rule 10b-5 Standard of Review Stock Purchase Agreement UK Wal-Mart Annual Meeting Appraisal Books & Records Canada Civil Monetary Penalty Contract Interpretation Corporate Liability Corporate Taxes D&O Insurance Debt Securities Directors Dirks v SEC Disclosure-Based Settlements Dismissal With Prejudice DOJ Entire Fairness Standard Fair Market Value False Statements FCPA FinCEN Illegal Tipping Investment Management Jury Trial Minority Shareholders Misappropriation Oil & Gas Ordinary Business Exception Sanctions Shareholder Meetings Shareholder Rights Shareholder Votes Standing Summary Judgment US v Salman Abuse of Discretion Anti-Retaliation Provisions Apple Appraisal Rights Barclays Bear Sterns Breach of Contract Buyouts Cease and Desist CFTC Chief Compliance Officers Class Certification Clawbacks Closely Held Businesses CME Confidentiality Agreements Corporations Code Corwin Doctrine Declaratory Judgments Demand Futility Dilution Duty of Loyalty E*Trade Equitable Relief Excessive Fees Failure To State A Claim Fairness Standard FDA Federal Reserve FERC Fraud Gartenberg Factors General Partnerships Indictments Institutional Investors Investment Company Act of 1940 Investors Jurisdiction Limited Liability Company (LLC) Limited Partnerships Material Misrepresentation Merrill Lynch Motion to Dismiss Motion To Stay MSRB Municipal Advisers Notice Requirements Omissions Opt-Outs Pensions Petrobras Pharmaceutical Industry Prejudgment Interest Price Manipulation Private Equity Firms Privately Held Corporations Proxy Season Public Disclosure Publicly-Traded Companies Qualcomm Registration Requirement Regulation SHO Representations and Warranties Restitution Retaliation Reversal Securities Violations Settlement Agreements Severance Agreements Shareholder Oppression Stock Transfer Restrictions Stocks Subject Matter Jurisdiction Tolling Agreement Trulia Trustees Vacated Young Lawyers 28 USC 1331 Acquisition Agreements Actual Malice Administrative Appeals Administrative Proceedings Adoption Aiding and Abetting ALJ Amended Complaints American Rule Anti-Money Laundering Anti-Reliance Clauses Appointments Clause Arms Length Transactions Articles of Incorporation Ascertainable Class Asset Freeze Asset Management Asset Transfer ATP Tours Audits Australia Automotive Industry Bank of New York (BNY) Mellon Banking Sector Beneficiaries Best Execution Bids Biotechnology Board Deferance Bonds BP Breach of Warranty British Virgin Islands Broker-Dealer Burden of Proof Business Corporation Act Business Court Division Business Formation Business Taxes Business Valuations Buy-Sell Agreements Buyers CAFA Capital One Capital Raising Caremark claim Casinos Cease and Desist Orders Certiorari CFOs CFPB Change in Control China Choice of Entity Citigroup Class Members Clear and Convincing Evidence CMBS Coal Ash Comment Period Common Stock Companies Act Compensatory Awards Complex Corporate Transactions Compliance Confidential Information Consent Consolidated Audit Trail Conspiracies Construction Contracts Contract Terms Control Person Convertible Bonds Corporate Charters Corporate Deadlock Corporate Executives Corporate Misconduct Corporate Veil Corruption Counterparties Court-Appointed Custodians Covenant of Good Faith and Fair Dealing Credit Agreements Credit Suisse Creditors Criminal Code Criminal Investigations Criminal Prosecution Custody Rule Cybersecurity Damage Caps Dark Pool Data Breach Debt Debt-Equity Deceptive Intent Defective Corporate Acts Defend Trade Secrets Act (DTSA) Defense Strategies Department of Agriculture Derivatives Disclaimers Disclosure Requirements Discovery Discovery Rule DOL Dole Food Due Diligence Due Process Duty of Care Electric Cooperative Electronic Evidence Electronically Stored Information Email EMIR Employee Definition Employee Shareholders Employment Contract Enterprise and Regulatory Reform Act Entrepreneurs Equity Securities ERISA Escrow Accounts EU European Securities and Markets Authority (ESMA) Evidence Suppression Ex Parte Exclusive Jurisdiction Exculpatory Clauses Executive Compensation Exit Strategies Fair Valuation Federal Jurisdiction Federal Loans Federal Priority Act Federal Rules of Civil Procedure Fees Financial Adviser Financial Conduct Authority (FCA) Financial Institutions Financial Transactions Fines FINRA Firearms First Impression Forced Sales Foreign Official Foreign Securities Form 10-K Form 10-Q Form ADV Former Employee Forum Selection Fourth Amendment Freeze-Out Mergers FSMA GAAR Gabelli v SEC Global Systemically Important Financial Institutions (GSIFI) Going-Private Transactions Google Groundwater Guilty Pleas Hackers Halliburton v Erica P. John Fund Health Net Hedge Funds Herballife Hewlett-Packard Hiring & Firing Home Depot Incentives Income Taxes Indemnification Independent Director Inflated Stock Purchase Price Injunctions Insurance Industry Interest Rates Interlocutory Appeals Internal Controls Internal Reporting Internet Service Providers (ISPs) Investment Companies Investment Fraud Investor Protection Irrebuttable Presumptions IRS ISDA Master Agreement ISS Joint Venture JPMorgan Chase Judicial Dissolution Judicial Remedies Judicial Review Kickbacks Kohls KPMG Lawson v FMR Legislative Agendas Letters of Intent Likelihood of Success Liquidation Lloyds of London Loan Agreements Loan Market Association Loss Causation Market Abuse Materiality Members Membership Interest Merck Merger Clause Merrill Lynch v Manning Misleading Statements Money Laundering Mortgage Servicers Multiemployer Plan Municipal Bonds Mutual Funds Natural Gas News Corp Nextel No-Action Letters Non-Signatories NYDFS Objective Falsity Obstruction of Justice Ocwen Offering Fraud Omnicare v Laborers District Council Ontario Securities Commission (OSC) Operating Agreements Oppression Remedy Parallel Claims Partnerships Patronage Capital Payroll Taxes PBGC PCAOB Perjury Phone-Hacking Scandal Piercing the Corporate Veil Plan of Arrangement Post-Closing Money Damages Predominance Requirement Preferential Transfers Presumption of Reliance Private Equity Funds Private Right of Action Progressive Casualty Insurance Company Proposed Amendments Proxy Materials Proxy Put Punitive Damages Rare Earth Metals Ratification Registered Investment Advisors Registration Statement Related Parties Remediation Remedies Rescission Residence Taxes Restraining Orders Retroactive Application Revlon Standard Revocation Rival Director Slate Royalties Rule 21F Rule G-17 S-Corporation Saudi Arabia Say-on-Pay Scheme of Arrangement School Districts Search Warrant Secretary of State Section 10(b)-5 Section 220 Request Section 304 Section 36(b) Securities Self-Help Remedies Serious Fraud Office Settlement Offer Seventh Amendment Sexual Harassment Shareholder Approval Shareholder Distributions Short-Swing Trading Singapore SIP SLUSA SoftBank Specific Performance Sprint Squeeze-Out Mergers State Law Claims State of Incorporation Statutory Damages Statutory Mergers Stock Issuance Stock Options Stockholder Agreements Structured Dismissals Subpoenas Subsidiaries Sufficient Nexus Sun Capital Partners Supplemental Disclosures Suspicious Activity Reports (SARs) Swap Dealers Takeover Bids Tax Liability Technical Errors Tender Offers Termination Tesco Third-Party Third-Party Service Provider Trade Market Abuse Transparency Tribunals Trinity Wall Street Trusts Unfair Dismissal Unfair or Deceptive Trade Practices Usury Utilities Sector Verizon Virtual Currency Volkswagen Waiting Periods Waivers Warrants Whistleblower Protection Policies Wire Fraud Withdrawal Liability Zales Zillow