Securities Business Organization Civil Remedies

SEC Enforcement Actions Board of Directors Disgorgement Securities Exchange Act Shareholders Shareholder Litigation Whistleblowers Appeals Bylaws Fiduciary Duty Permanent Injunctions Whistleblower Awards Corporate Officers Dodd-Frank Proxy Statements Settlement Corporate Governance Derivative Suit Injunctive Relief Shareholder Proposals Attorney's Fees Delaware General Corporation Law Fee-Shifting Annual Meeting Breach of Duty Class Action Corporate Counsel Damages DE Supreme Court Insider Trading Investment Advisers Act of 1940 Sarbanes-Oxley SCOTUS Securities Fraud Securities Litigation Wal-Mart Civil Monetary Penalty Conflicts of Interest Contract Interpretation Controlling Stockholders DOJ Misrepresentation Notice Requirements Ordinary Business Exception Personal Liability Popular Preliminary Injunctions Securities Act of 1933 Shareholder Meetings Statute of Limitations UK Acquisitions Apple Appraisal Rights Barclays Breach of Contract Business Judgment Rule Cease and Desist Chief Compliance Officers CME Corporate Liability Corporations Code D&O Insurance Directors Equitable Relief Excessive Fees Executive Compensation Fairness Standard False Statements Federal Reserve FERC FinCEN Fraud Gartenberg Factors Injunctions Investment Adviser Investment Company Act of 1940 Material Misstatements Material Nonpublic Information Merger Agreements Mergers Motion to Dismiss Motion To Stay MSRB Municipal Advisers Penalties Pensions Personal Benefit Pharmaceutical Industry Private Equity Firms Privately Held Corporations Proxy Season Public Disclosure Regulation SHO Restitution Retaliation Reversal Sanctions Stock Options Summary Judgment US v Newman 28 USC 1331 Abuse of Discretion Accredited Investors Actual Malice Adoption ALJ American Rule Anti-Money Laundering Anti-Reliance Clauses Anti-Retaliation Provisions Appointments Clause Arbitrary and Capricious Arms Length Transactions Articles of Incorporation Asset Freeze Asset Management ATP Tours Audits Bank of New York (BNY) Mellon Banking Sector Bear Sterns Bids Biotechnology Board Deferance Bonuses BP Broker-Dealer Buy-Sell Agreements Buyouts BVI Business Companies Cablevision Canada Capital One Capital Raising Casinos Cease and Desist Orders CEOs CFOs CFPB CFTC China Citigroup Class Certification Clawbacks Clear and Convincing Evidence Closely Held Businesses CMBS Coal Ash Comment Period Companies Act Compensation Committee Compensatory Awards Complex Corporate Transactions Compliance Confidential Information Confidentiality Agreements Consent Construction Contracts Convertible Bonds Corporate Charters Corporate Executives Corporate Taxes Corruption Counterparties Covenant of Good Faith and Fair Dealing Credit Agreements Credit Suisse Criminal Prosecution Custody Rule Damage Caps Dark Pool Debt Securities Deceptive Intent Declaratory Judgments Deferred Stock Incentive Plans Derivatives Dilution Disclaimers Disclosure-Based Settlements Dismissals Dole Food Duty of Care Duty of Loyalty EMIR Employee Definition Employee Shareholders Enterprise and Regulatory Reform Act Entrepreneurs ERISA EU European Securities and Markets Authority (ESMA) Exclusive Jurisdiction Exculpatory Clauses Exit Strategies Fair Market Value FDA Federal Jurisdiction Fees Financial Adviser Financial Institutions Fines FINRA Firearms Foreign Official Form ADV Former Employee Former Stockholders Forum Selection GAAR Gabelli v SEC General Partnerships Global Systemically Important Financial Institutions (GSIFI) Going-Private Transactions Groundwater Guilty Pleas Hackers Health Net Hedge Funds Incentive Compensation Incentives Income Taxes Independent Director Indictments Institutional Investors Insurance Industry Interlocutory Appeals Internal Controls Internal Reporting Investment Fraud Investment Management Investors ISDA Master Agreement ISS JPMorgan Chase Judicial Review Jurisdiction Jury Trial Kickbacks KPMG Laches Lawson v FMR Legislative Agendas Limited Partnerships Liquidation Lloyds of London Loan Market Association Merck Merrill Lynch Merrill Lynch v Manning Misappropriation Misleading Statements Multiemployer Plan Mutual Funds Natural Gas News Corp No-Action Letters NYDFS Obstruction of Justice Offering Fraud Omissions Omnicare v Laborers District Council Ontario Securities Commission (OSC) Opt-Outs Option Contracts Parallel Claims Payroll Taxes PBGC PCAOB Perjury Petrobras Phone-Hacking Scandal Pleadings Prejudgment Interest Price Manipulation Private Equity Funds Private Right of Action Proposed Amendments Proxy Materials Proxy Put PSLRA Publicly-Traded Companies Punitive Damages Putative Class Actions Qualcomm Rare Earth Metals Reaffirmation Registered Investment Advisors Registration Requirement Registration Statement Related Parties Remedies Representations and Warranties Rescission Residence Taxes Restraining Orders Retroactive Application Revlon Standard Rival Director Slate Rule G-17 Say-on-Pay Scheme of Arrangement School Districts Section 162(m) Section 304 Section 36(b) Settlement Offer Severance Agreements Shareholder Distributions Shareholder Votes Singapore SIP Specific Performance Spinoffs Standard of Review Statutory Damages Stocks Subsidiaries Sufficient Nexus Sun Capital Partners Supplemental Disclosures Swap Dealers Takeover Bids Tender Offers Trade Market Abuse Transparency Tribunals Trinity Wall Street Trulia Trustees Unfair Dismissal Unfair or Deceptive Trade Practices Valuation Virtual Currency Waiting Periods Waivers Warrants Waste Withdrawal Liability Young Lawyers Zales Zillow