Securities Civil Procedure

SEC SCOTUS Class Action Securities Fraud Shareholders Fiduciary Duty Shareholder Litigation Fraud Enforcement Actions Securities Litigation Dodd-Frank RMBS Board of Directors Insider Trading Whistleblowers Breach of Duty Fraud-on-the-Market Securities Exchange Act Class Certification Derivative Suit Appeals Corporate Counsel CFTC Securities Halliburton v Erica P. John Fund ERISA Halliburton Securities Act of 1933 Statute of Limitations Popular Settlement Compliance Sarbanes-Oxley Bylaws Motion to Dismiss Whistleblower Protection Policies Misrepresentation Mergers Disclosure Requirements Business Judgment Rule Conflict Mineral Rules FINRA EU Controlling Stockholders Delaware General Corporation Law Banks Enforcement Basic v Levinson FCPA Corporate Governance DOJ Retaliation Dismissals FIfth Third Bancorp v Dudenhoeffer Investment Adviser Fee-Shifting Stocks Forum Selection Jurisdiction Material Misstatements Canada Pleading Standards UK Directors Omnicare Scienter Stock Drop Litigation Rule 10b-5 ESOP Omnicare v Laborers District Council Section 11 Standing First Amendment False Statements Hedge Funds Swaps Arbitration Broker-Dealer Disgorgement Mortgages Summary Judgment Corporate Officers Investors Personal Benefit Publicly-Traded Companies Anti-Retaliation Provisions Ponzi Scheme Citigroup Extraterritoriality Rules FDIC Rating Agencies US v Newman JPMorgan Chase Presumption of Reliance Attorney's Fees Books & Records DE Supreme Court Minority Shareholders Mortgage-Backed Securities Registration Statement Employer Liability Issues FHFA Financial Institutions ALJ Derivatives Federal Reserve Administrative Proceedings Amgen Inc. v Connecticut Retirement Plans Merger Agreements Pleadings Proxy Statements Discovery Going-Private Transactions US Bancorp SLUSA Whistleblower Awards Conflicts of Interest Disclosure Loss Causation Pharmaceutical Industry Bank of America Criminal Prosecution European Securities and Markets Authority (ESMA) Judge Rakoff Standard of Review Employee Benefits Executive Compensation Illegal Tipping Section 10(b) Trustees Breach of Contract Commercial Bankruptcy D&O Insurance Goldman Sachs Lawson v FMR Material Nonpublic Information Pensions Statement of Opinion Administrative Hearings Attorney-Client Privilege Evidence Financial Markets Preemption PSLRA Aiding and Abetting Banking Sector Demand Futility Deutsche Bank OCC Amgen CFPB Gabelli v SEC Investment Advisers Act of 1940 Morgan Stanley NAM Reporting Requirements Wal-Mart Misleading Statements Putative Class Actions Shareholder Votes Acquisitions Chevron Deference Collateralized Debt Obligations Duty of Prudence Fairness Standard Federal Rules of Civil Procedure Market Manipulation Merrill Lynch Barclays Discovery Rule Fannie Mae Insurance Industry Personal Jurisdiction Personal Liability Safe Harbors SEC v Citigroup Statute of Repose Appointments Clause Appraisal China Civil Monetary Penalty Financial Conduct Authority (FCA) Freddie Mac Internal Investigations Libor Shareholder Proposals Bribery Countrywide Cross-Border Exclusive Jurisdiction Federal Jurisdiction Hong Kong Oil & Gas Ontario Securities Act Professional Liability Repurchases UBS Hiring & Firing Internal Controls Morrison v National Australia Bank Rebuttable Presumptions Shareholder Rights Termination Young Lawyers 401k Bernie Madoff Burden of Proof Cybersecurity DOL Injunctions Investment Funds Misappropriation Moody's Negligent Misrepresentation Patents Penalties Petition for Writ of Certiorari Retirement Plan Tolling Contractors Damages Disclosure-Based Settlements Preliminary Injunctions Sanctions Shareholder Activism Split of Authority Subject Matter Jurisdiction Swap Dealers White Collar Crimes Australia Confidential Information Creditors Duty of Loyalty FERC Foreign Corporations Good Faith Interlocutory Appeals Internal Reporting No-Action Letters No-Action Relief Risk Management Say-on-Pay Securities Violations Administrative Procedure Act Bad Faith Buyouts Commodities Exchange Act En Banc Review False Claims Act (FCA) FMR LLC HSBC Multidistrict Litigation RICO Secondary Markets Subcontractors Antitrust Litigation Audits Brokers Chief Compliance Officers European Commission Fifth Third Mortgage Company Financial Adviser High Frequency Trading IPO Mutual Funds NCUA Omissions Public Disclosure Resource Extraction Tippees Trulia Underwriting Amnesty International Arbitration Agreements Bank of New York (BNY) Mellon C-Suite Executives Confidentiality Agreements Consent Decrees Data Breach Entire Fairness Standard Exculpatory Clauses Foreign Banks Government Investigations Judicial Review Private Securities Litigation Reform Act of 1995 Reversal Revlon Standard S&P Settlement Agreements ATP Tours CAFA Certiorari Chadbourne & Parke LLP v Troice Due Diligence Due Process EMIR Federal Rule 12(b)(6) Financial Statements FinCEN FTC Investment Company Act of 1940 IRS Materiality Neither Admit Nor Deny Settlements New Legislation PCAOB Proposed Regulation Protected Activity Regulation S-K Removal Security-Based Swaps Shareholder Demands Stock Purchase Agreement Zillow Annual Meeting Article II Covenant of Good Faith and Fair Dealing Deferred Prosecution Agreements FDA Financial Regulatory Reform Forum Joint and Several Liability Litigation Strategies Loans Municipal Bonds NFA NY Supreme Court NYSE Petition For Rehearing Price Manipulation Registration Representations and Warranties Siemens 28 USC 1331 AIFMD American Pipe & Construction Co. v. Utah Bear Sterns Causation Common Stock Dark Pool Duty of Care Fitch Foreign Exchanges Foreign Nationals Indemnification Independent Boards Injunctive Relief Insolvency Merrill Lynch v Manning Motion To Stay Negligence Patent Litigation Permanent Injunctions Preferred Shares Private Equity Proposed Amendments Regulation SHO Rule 23 Supplemental Disclosures Supreme Court of Canada Vacated Adverse Employment Action Anti-Money Laundering Auditors Benefit Plan Sponsors Business Litigation CEOs Commodities Commodity Pool Contract Interpretation Dirks v SEC EBA FIRREA Form SD Inspection Rights Investment Investment Management ISDA Limitation Periods Manufacturers Material Misrepresentation MFW Opt-Outs OSHA Public Offerings Statement of Facts Stock Options Subsidiaries Wrongful Termination Accounting Fraud American Meat Institute Appraisal Rights Capital Markets Cease and Desist Orders Corporations Code CPO Crowdfunding Data Protection Declaratory Relief Defense Strategies Dividends EEOC Foreign Official Fraudulent Transfers Futures Independent Director Liquidation Mandatory Arbitration Clauses Mary Jo White Municipal Securities Issuers Pension Funds Petrobras Private Right of Action Proxy Season Pump and Dump Rescission Section 220 Request Startups Subpoenas Target Company Tender Offers US v Salman Valuation Volcker Rule Wells Fargo Work Product Privilege Yates Memorandum Abuse of Discretion Article III Attorney Generals Bebo v SEC Bonds Breach of Warranty Capital Requirements Claim Preclusion Class Action Arbitration Waivers CMBS Confidential Witnesses Corruption Credit Suisse Dismissal With Prejudice Equity Compensation European Banking Authority Exclusive Forum Facebook Fees Final Rules Financial Sector Foreign Investment Free Speech GAAP Healthcare Individual Accountability Institutional Investors Investigations Investment Fraud ISS JOBS Act Jury Trial Legal Ethics Lehman Brothers Lenders Margin Requirements Material Disclosures Medicare Minerals Motion to Compel Natural Resources OCIE Offering Fraud Ontario Securities Commission (OSC) Pay-To-Play Quid Pro Quo Receivership Remand Rule 10(b) Serious Fraud Office Seventh Amendment Stock Prices Stress Tests Structured Financial Products Trusts U.S. Treasury Unjust Enrichment Venture Capital Virtual Currency Yahoo! Anti-Corruption Bankruptcy Code Basel Committee Bitcoin Cause of Action Accrual Change in Control Chapter 11 Clawbacks Closely Held Businesses Comcast v. Behrend Commodity Futures Contracts Debtors Diversity Jurisdiction Dole Food Duty to Disclose Earn-Outs Email Employee Stock Purchase Plans Employment Contract Excessive Fees Expert Testimony Expert Witness Family Businesses Federal Arbitration Act FSMA IndyMac Insurance Litigation Justifiable Reliance Legislative Agendas Leveraged Buyout Limited Liability Companies Litigation Fees & Costs Minimum Contacts Mining Nasdaq Oppression Remedy Prescription Drugs Prospectus Reasonableness Factors Self-Reporting Stock-for-Stock Merger Stockholders' Meetings Trust Indenture Act Unregistered Brokers Venue Wire Fraud Wyndham Amended Complaints Ascertainable Class Bank Fraud Best Buy Blue Sky Laws BP Chamber of Commerce CME Collateral Estoppel Compensation Committee Complex Litigation Contract Drafting Corporate Charters CPOs DBRS Debt Dell Dilution Document Productions Duty to Defend Economic Development Equal Protection Ethics Failure To State A Claim Fair Market Value FCMs Fidelity Investments Filing Requirements Financial Crisis Financial Reporting Financing Fines Form 10-K Forum Non Conveniens Forum Shopping Fund Managers Hong Kong Securities and Futures Commission (HKSFC) Hostile Takeover Hotels Income Taxes Initial Public Offerings International Arbitration IOSCO Kenneth Cole Kickbacks Life Insurance Life Sciences Market Participants MiFID Moench Presumption Money Market Funds Mootness Natural Gas Nvidia Patent Infringement PLSRA Poison Pill Portfolio Managers Privately Held Corporations Professional Misconduct Registered Investment Advisors REIT Retailers Right to a Jury Royal Bank of Scotland Rule 23(b)(3) Securities Act Self-Dealing Settlements Short Sales Sothebys Stock Repurchases Summary Plan Description Sun Capital Partners Third-Party Trade Secrets Twombly/Iqbal Pleading Standard Unfair or Deceptive Trade Practices Unions Wage and Hour Administrative Review Board Advertising Affordable Care Act Africa AIFM AIG Algorithmic Trading Alien Tort Statute Amgen v Harris Arbitration Awards Assignments Biotechnology BRRD Change of Ownership Choice-of-Law CIGNA City of Pontiac Comment Period Competition Consideration Conspiracies Cooperation Corporate Crimes Corporate Sales Transactions Credit Ratings Criminal Conspiracy Cross-Border Transactions Dart Cherokee Basin Operating Co. v. Owens De Novo Standard of Review Defined Benefit Plans Depositions Director Compensation Distressed Debt Equitable Tolling FCRA Fifth Amendment Financial Services Authority France Fraudulent Concealment Fraudulent Inducement Frivolous Lawsuits FSOC Hackers Hart-Scott-Rodino Act Internal Affairs Doctrine International Litigation Investment Banks Janus Capital Group Jury Instructions Kraft Major Swap Participants Money Laundering Motion for Leave Municipalities New Guidance Notice Requirements Oral Argument OTC Personally Identifiable Information Policy Exclusions Proposed Legislation Proxy Materials Proxy Voting Guidelines Prudential Regulation Authority Punitive Damages Qualified Mortgage Rule Qui Tam Real Estate Market Reasonable Reliance Claims Recordkeeping Requirements Regulation D Restricted Stocks Retirement Rule 11 Securitization SEFs SIPA Solicitor General Spinoffs Spokeo v Robins Spoofing SunTrust Title VII Trading Platforms Unregistered Securities US Bank Withdrawal Liability 10b5-1 Plans 16(b) Allergan Inc Allstate Amended Regulation Americold Realty Trust v Conagra Foods Amicus Briefs Annuities Anti-Bribery Arbitrage Balance Sheets Bank Holding Company Basel III Business Court Business Development Buy-Out Agreements C&J Energy Cease and Desist Class Representatives Clearing Agencies Comcast Contempt Contract Disputes Corporate Issuers Corporate Liability Corporate Taxes Credit Default Swaps Credit Unions CTA Cy Pres Funds Cyber Attacks Declaratory Judgments Default Department of Agriculture Director Removal EB-5 Energy Market Energy Sector Equitable Relief Ernst & Young Exemptions Expungement False Advertising FATCA Federal Power Act Federal Tort Claims Act (FTCA) Foreign Defendants Foreign Issuers Foreign Jurisdictions Freeze-Out Mergers FSIA Google Guilty Pleas Hospitality Industry HUD Incentive Compensation Independent Directors Indictments Injury-in-Fact Inside Information Interest Rate Swaps Interest Rates Investment Companies Investment Portfolios Investor Protection Japan Jury Verdicts KBR (formerly Kellogg Brown & Root) Late Notices Legislative Committees Liquidity Coverage Ratio Loan Modifications Medicaid Mortgage Loan Originators MSRB Municipal Advisers National Association of Manufacturers Non-Delegation Doctrine Non-Disclosure Agreement Offering Documents Pay Ratio Predominance Requirement Private Equity Funds Proxy Contests Proxy Put Public Interest Public Policy Purchase Price Putback Claims Release Agreements Remedies Risk Assessment Russia SEC v Payton Section 10 of the Exchange Act Shareholder Approval Shareholders' Agreements Sherman Act Short-Swing Trading Small Business Social Media Solicitation Specific Performance Stanford Ponzi Scheme State of Incorporation Statutory Interpretation Stockholder Agreements Strict Liability Subprime Mortgages Tax Court Third Point Trademarks UCITS Vicarious Liability Waivers Warrants Wells Notice Accredited Investors Acquisition Agreements Actual or Constructive Knowledge ADA Administrative Appeals Admissions of Liability Affirmative Action Affirmative Defenses Alternative Trading Systems Ambiguous America Invents Act American Petroleum Institute American Rule Amount in Controversy Antitrust Provisions Antitrust Violations Application of Foreign Laws Article I Asset Management Auction Audit Committee Australian Securities and Investments Commission Automotive Industry Avon Bank Secrecy Act Benchmarks Beneficial Owner BitLicense Boeing Bonuses Brazil British Columbia Securities Commission Broker Commissions Burden-Shifting Business Corporation Act Capital One Caremark claim Case Consolidation CEA Certifications Chapter 7 Charles Schwab Cisco Citibank Climate Change Collective Bargaining Commercial Insurance Policies Common-Interest Privilege Compelled Speech Confidential Documents Congressional Investigations & Hearings Contract Terms Convictions Copyright Corporate Dissolution Corporate Executives Corporate Fraud Corporate Misconduct Corporate Veil Counterclaims Court-Appointed Receivers Credit Cards Cross Motions Custody Rule Debt Financing Debt Securities Defined Contribution Plans Derivative Complaint Disqualification Divestiture Document Requests Dukes v Wal-Mart EEA Electricity Electronically Stored Information Emerging Markets Employee Definition Employee Rights Employer Group Health Plans Employment Policies Energy Energy Policy Act Enforcement Authority Equitable Estoppel Equity Financing ETFs Evidentiary Rulings Exclusions Expedia Exxon Mobil Fashion Industry Federal Pilot Programs FICA Taxes Financial Holding Company Firearms FLSA Foreclosure Forfeiture Form 8-K FRCP 9(b) Frozen Assets FTAIA GA Supreme Court Gaming Garner General Motors Government Officials Gross Negligence Hatch-Waxman Health Insurance Hewlett-Packard HHS Honest Belief Defense Housing Market ICE Immigrant Investor Program Inspections Interest Payments ISDA Master Agreement ISOs Issue Preclusion Judicial Appointments Lawson Legal Entity Identifiers Liability Insurance Litigation Funding Magyar Telekom Mark Cuban Marketing Martin Act MBIA Insurance Meals-Gifts-and Entertainment Rules Member State Members MiFID II Misclassification Monsanto Motion for Reconsideration Motion To Strike Multiemployer Plan Multinationals Municipal Securities Market NAM v SEC National Origin Discrimination NERA NLRB Non-Judicial Settlement Agreements Non-Solicitation Agreements NRSRO Offerings Operating Agreements Ordinary Business Exception Ordinary Course of Business Defense Parent Corporation Partnerships Patent Trial and Appeal Board Payday Loans Pending Legislation Perjury Plan Administrators Political Contributions Pooling Agreement Private Offerings Privilege Waivers Product Defects Proprietary Trading Proxy Access Rule Public Employees Purchase Agreement Purchase Price Adjustment Raj Rajaratnam Ratification Recklessness Regulation A Regulation Z Regulatory Agenda Relation Back Doctrine Reorganizations Residential Capital LLC RESPA