Securities Civil Procedure

SEC SCOTUS Class Action Securities Fraud Securities Litigation Fiduciary Duty Enforcement Actions Shareholder Litigation Shareholders Fraud Dodd-Frank Insider Trading Breach of Duty Whistleblowers Statute of Limitations Appeals Securities Exchange Act Board of Directors RMBS Corporate Counsel Derivative Suit Securities Class Certification Securities Act of 1933 Dismissals Fraud-on-the-Market CFTC ERISA Motion to Dismiss Popular Settlement Misrepresentation Halliburton v Erica P. John Fund Sarbanes-Oxley Disgorgement Mergers Disclosure Requirements Halliburton Whistleblower Protection Policies Compliance Business Judgment Rule Investment Adviser FINRA Bylaws Scienter EU Conflict Mineral Rules Delaware General Corporation Law FCPA Pleading Standards Putative Class Actions Jurisdiction Retaliation Canada Corporate Governance DOJ Controlling Stockholders Financial Institutions Rule 10b-5 Material Misstatements Personal Benefit Banks Enforcement Forum Selection Stocks Securities Violations UK Section 11 Standing Basic v Levinson FIfth Third Bancorp v Dudenhoeffer Stock Drop Litigation Fee-Shifting US v Newman Investors Arbitration Publicly-Traded Companies DE Supreme Court Omnicare Broker-Dealer Financial Markets First Amendment Anti-Retaliation Provisions ESOP SLUSA Directors False Statements Omnicare v Laborers District Council Administrative Proceedings ALJ Summary Judgment Illegal Tipping Kokesh v SEC Merger Agreements PSLRA Statute of Repose Corporate Officers Hedge Funds Swaps Mortgages Proxy Statements Books & Records Extraterritoriality Rules FDIC Pharmaceutical Industry Rating Agencies Acquisitions Conflicts of Interest Ponzi Scheme Banking Sector Breach of Contract Derivatives JPMorgan Chase Standard of Review Attorney's Fees Citigroup Minority Shareholders Registration Statement Split of Authority Misappropriation Presumption of Reliance Discovery FHFA Loss Causation Pleadings Section 10(b) CFPB Civil Monetary Penalty Demand Futility Federal Reserve Material Nonpublic Information Appointments Clause Retirement Plan US v Salman Criminal Prosecution Employer Liability Issues Reversal D&O Insurance Dirks v SEC Employee Benefits Mortgage-Backed Securities Whistleblower Awards Mutual Funds Amgen Inc. v Connecticut Retirement Plans Attorney-Client Privilege Commercial Bankruptcy Disclosure Tolling US Bancorp Appraisal Going-Private Transactions Misleading Statements OCC Deutsche Bank Market Manipulation European Securities and Markets Authority (ESMA) Hiring & Firing Judge Rakoff Oil & Gas Burden of Proof Confidential Information Executive Compensation Insurance Industry Internal Reporting Pensions Reporting Requirements Statement of Opinion Trustees White Collar Crimes Administrative Hearings Bank of America Evidence Federal Rules of Civil Procedure Gabelli v SEC Investment Funds Investment Management Safe Harbors CalPERS v ANZ Securities Chevron Deference DOL Goldman Sachs Investment Advisers Act of 1940 Lawson v FMR Morrison v National Australia Bank Penalties Personal Jurisdiction Preemption Shareholder Votes Aiding and Abetting Disclosure-Based Settlements Wal-Mart 401k Barclays Discovery Rule Duty of Prudence Merrill Lynch Morgan Stanley Opt-Outs Personal Liability Bad Faith Certiorari Collateralized Debt Obligations Internal Controls NAM Petition for Writ of Certiorari Sanctions Shareholder Rights Underwriting Young Lawyers Amgen Australia Bribery Hong Kong Omissions Preliminary Injunctions Trulia China Cybersecurity Fannie Mae Financial Conduct Authority (FCA) Internal Investigations Ontario Securities Act Regulation S-K Securities Act Subject Matter Jurisdiction Data Breach Duty of Loyalty False Claims Act (FCA) Federal Jurisdiction Freddie Mac Negligent Misrepresentation Pension Funds Tippees American Pipe & Construction Co. v. Utah Commodities Exchange Act Cross-Border Entire Fairness Standard Excessive Fees Exclusive Jurisdiction FERC IPO Moody's Professional Liability SEC v Citigroup Corporations Code FDA Financial Adviser Investment Company Act of 1940 Libor Loans Patents Repurchases Shareholder Proposals Termination UBS Brokers Buyouts Countrywide Damages Due Process En Banc Review Equitable Tolling Fairness Standard Material Misrepresentation RICO Risk Management Secondary Markets Financial Services Industry Injunctions Limited Liability Company (LLC) Petrobras Rebuttable Presumptions Rule 23 Administrative Procedure Act Arbitration Agreements Article II Bernie Madoff Creditors Foreign Corporations Government Investigations Interlocutory Appeals No-Action Letters No-Action Relief Removal Settlement Agreements Swap Dealers Article III Bank of New York (BNY) Mellon Commodities Contractors Dismissal With Prejudice Due Diligence FTC High Frequency Trading Initial Public Offerings IRS Judicial Review Multidistrict Litigation Price Manipulation Private Securities Litigation Reform Act of 1995 Public Disclosure Shareholder Activism Wells Fargo Antitrust Litigation Audits CEOs Chief Compliance Officers Deferred Prosecution Agreements EMIR European Commission Failure To Disclose FMR LLC Materiality Motion to Compel Municipal Bonds NYSE Public Offerings Remand Resource Extraction Revlon Standard Say-on-Pay Subcontractors Vacated Wrongful Termination Anti-Money Laundering CAFA Confidentiality Agreements Constitutional Challenges Exculpatory Clauses Financial Statements FinCEN Good Faith HSBC Injunctive Relief Litigation Strategies NCUA Offering Fraud PCAOB Private Right of Action Protected Activity S&P Stock Prices Supplemental Disclosures Supreme Court of Canada Amnesty International C-Suite Executives Consent Decrees Covenant of Good Faith and Fair Dealing Failure To State A Claim Fifth Third Mortgage Company Financial Regulatory Reform Foreign Banks International Litigation Investment Negligence NY Supreme Court Representations and Warranties Ascertainable Class ATP Tours Auditors Benefit Plan Sponsors Bonds Cease and Desist Orders Chadbourne & Parke LLP v Troice Choice-of-Law Common Stock Corruption Cyan Inc v Beaver Cty Emps Ret Fund Dark Pool EEOC Energy Sector Fair Market Value Federal Rule 12(b)(6) Institutional Investors Jury Trial Money Laundering Neither Admit Nor Deny Settlements New Legislation Prescription Drugs Proposed Regulation Security-Based Swaps Stock Purchase Agreement Subpoenas Subsidiaries Venture Capital Abuse of Discretion Bear Sterns Causation Defense Strategies Dividends Duty to Disclose Federal Arbitration Act Fitch Foreign Exchanges Form SD Forum Fund Managers Futures Insolvency Joint and Several Liability Limitation Periods Motion To Stay Municipal Securities Issuers NFA Patent Litigation Permanent Injunctions Petition For Rehearing Preferred Shares Private Equity Proposed Amendments Registration Section 13 Section 220 Request Section 36(b) Tender Offers Venue Waivers Wire Fraud Accounting Fraud Adverse Employment Action AIFMD Bankruptcy Code Chapter 11 Closely Held Businesses Contract Terms Duty of Care Fees FIRREA Foreign Official Fraudulent Transfers Independent Boards ISDA Kickbacks Lehman Brothers Lenders Life Insurance Liquidation Mandatory Arbitration Clauses Manufacturers Merrill Lynch v Manning OCIE Pay-To-Play Pump and Dump Regulation SHO Siemens Stock Options Zillow 28 USC 1331 Appraisal Rights Bitcoin Business Litigation Capital Markets Class Action Arbitration Waivers CMBS Commodity Pool Contract Interpretation Crowdfunding Data Protection Declaratory Relief EBA Equity Compensation Fiduciary Rule Final Rules Financial Reporting Foreign Nationals Form 10-K Indemnification Independent Director Investment Fraud Leidos Inc v Indiana Public Retirement System Life Sciences MFW Nasdaq OSHA PLSRA Prospectus Rule 10(b) Seventh Amendment Shareholder Approval Shareholder Demands Statement of Facts Statutory Interpretation American Meat Institute Annual Meeting Arbitration Awards Bebo v SEC BP CalPERS Capital Requirements Clawbacks Confidential Witnesses Corporate Misconduct CPO Employment Contract European Banking Authority Exclusive Forum Exemptions Family Businesses Forum Non Conveniens Free Speech GAAP Gartenberg Factors Hackers Healthcare Indictments Inspection Rights Insurance Litigation Investigations Investment Companies JOBS Act Mary Jo White Material Disclosures Minerals Mining Mootness Oppression Remedy Proxy Season Receivership Rescission Severance Agreements Structured Financial Products Target Company Trust Indenture Act Trusts Twombly/Iqbal Pleading Standard U.S. Treasury Unregistered Brokers Valuation Volcker Rule Wage and Hour Work Product Privilege Yahoo! Yates Memorandum Advertising Affordable Care Act Annuities Attorney Generals Blue Sky Laws Business Valuations Cause of Action Accrual Cease and Desist Chamber of Commerce Claim Preclusion Commodity Futures Contracts Credit Suisse Criminal Convictions Debt Restructuring Email Employee Stock Purchase Plans Ethics Expert Testimony Expert Witness Facebook Foreign Investment Foreign Issuers Forum Shopping Individual Accountability IndyMac Injury-in-Fact Internal Affairs Doctrine ISS Legal Ethics Margin Requirements Medicare Natural Gas Natural Resources Ontario Securities Commission (OSC) Patent Infringement Personally Identifiable Information Predominance Requirement Privately Held Corporations Punitive Damages Quid Pro Quo Retirement Section 10(b)-5 Securitization Self-Dealing Self-Reporting Serious Fraud Office Spokeo v Robins Spoofing Stress Tests Tippers Unjust Enrichment Virtual Currency AIG Amended Complaints Amended Regulation Anti-Corruption Basel Committee Best Buy Breach of Warranty Change in Control Collateral Estoppel Comcast v. Behrend Comment Period DBRS Debtors Dell Distressed Debt Diversity Jurisdiction Document Productions Dole Food Duty to Defend Economic Development Equal Protection Fidelity Investments Fifth Amendment Filing Requirements Financial Crisis Fines Forfeiture Gross Negligence Hong Kong Securities and Futures Commission (HKSFC) Hotels Income Taxes Interest Rates Justifiable Reliance Legislative Agendas Minimum Contacts Municipalities NLRB Non-Public Information Nvidia Oral Argument OTC Reasonableness Factors Recordkeeping Requirements Registered Investment Advisors REIT Retailers Right to a Jury Royal Bank of Scotland Rule 23(b)(3) Sherman Act Startups Stock Repurchases Sun Capital Partners Trading Platforms Trump Administration US Bank Walgreens Wyndham Acquisition Agreements Administrative Review Board Affirmative Defenses Algorithmic Trading Alien Tort Statute Amicus Briefs Automotive Industry Bank Fraud Basel III Biotechnology Caremark claim CME Collective Actions Complex Litigation Consent Order Contract Drafting Corwin Doctrine CPOs Credit Default Swaps Cross-Border Transactions Debt Declaratory Judgments Default Depositions Digital Realty Trust Inc v Paul Somers EB-5 Energy Market Equitable Relief False Advertising FCMs FCRA Federal Power Act FinTech FRCP 23(b)(3) FSMA Hostile Takeover Independent Directors Interest Rate Swaps Internal Revenue Code (IRC) International Arbitration IOSCO ISDA Master Agreement Janus Capital Group Japan Jury Instructions Jury Verdicts Kenneth Cole Leveraged Buyout Litigation Fees & Costs Market Participants MiFID Money Market Funds MSRB Notice Requirements Poison Pill Portfolio Managers Private Equity Funds Professional Misconduct Proposed Legislation Public Policy Qui Tam Real Estate Market Regulation D Remedies Rule 11 Shareholders' Agreements Short Sales Solicitor General Sothebys Special Committees Spinoffs State Law Claims State of Incorporation Stays Third-Party Trade Secrets UK Brexit Unfair or Deceptive Trade Practices Unions Unregistered Securities Verizon Volkswagen ADA Administrative Appointments Africa AIFM Amgen v Harris Ancestry.com Assignments Beneficial Owner Brazil BRRD Business Corporation Act Buy-Out Agreements Change of Ownership CIGNA City of Pontiac Class Members Clearing Agencies Commercial Court Compensation Committee Competition Consideration Conspiracies Contract Disputes Cooperation Corporate Charters Corporate Crimes Corporate Dissolution Corporate Issuers Corporate Liability Corporate Sales Transactions Corporate Veil Credit Ratings Criminal Conspiracy Cy Pres Funds Cyber Attacks Dart Cherokee Basin Operating Co. v. Owens De Novo Standard of Review Defined Benefit Plans Department of Agriculture Dilution Director Compensation Director Removal Disclosure Settlement Earn-Outs ETFs Exxon Mobil Federal Pleading Requirements Final Judgment Financial Services Authority FLSA Foreign Jurisdictions Form 8-K France Fraudulent Concealment Fraudulent Inducement Freeze-Out Mergers Frivolous Lawsuits FSIA FSOC Guilty Pleas Hart-Scott-Rodino Act Hewlett-Packard Home Depot Incentive Compensation Inflation Adjustments Investment Banks KBR (formerly Kellogg Brown & Root) Kraft Legislative Committees MA Supreme Judicial Court Major Swap Participants Members MiFID II Moench Presumption Municipal Advisers National Association of Manufacturers Netherlands New Guidance Non-Disclosure Agreement NV Supreme Court Parent Corporation Partnerships Pending Legislation Policy Exclusions Privilege Waivers Proxy Materials Proxy Voting Guidelines Prudential Regulation Authority Qualcomm Qualified Mortgage Rule Reaffirmation Reasonable Reliance Claims Registration Requirement Regulatory Oversight Restricted Stocks Reverse Mergers Risk Assessment Russia SEFs Sellers Shareholder Oppression SIPA Social Media Solicitation State Securities Claims Stock Sale Agreements Stock-for-Stock Merger Stockholders' Meetings Strict Liability Subprime Mortgages Summary Plan Description Tax Court Theranos Title VII Vicarious Liability Withdrawal Liability 10b5-1 Plans 16(b) Accredited Investors Actual Injuries Allstate American Rule Americold Realty Trust v Conagra Foods Annual Reports Anti-Bribery Antitrust Violations Arbitrage Asset Management Balance Sheets Bank Holding Company Bank Secrecy Act Bankruptcy Court Best Interest Contract Exemptions Broker Commissions BSA/AML Burden-Shifting Business Court Business Development Buyers C&J Energy Capital One Charles Schwab Circumstantial Evidence Class Representatives CMS Collective Bargaining Complex Corporate Transactions Consumer Financial Products Convictions Copyright Corporate Executives Corporate Fraud Corporate Restructuring Corporate Taxes Credit Cards Credit Unions Cross-Selling CTA Debt Securities Deepwater Horizon Defined Contribution Plans Derivative Complaint Disqualification Dukes v Wal-Mart E*Trade EEA Electronically Stored Information Employee Shareholders Employer Group Health Plans Ernst & Young Exchange-Traded Products Expungement Fair Valuation FATCA FDCPA Federal Pilot Programs Federal Tort Claims Act (FTCA) Fiduciary Exception Financing First Impression Foreign Defendants FRCP 9(b) Germany Google Hague Securities Convention Health Insurance Hospitality Industry HUD Imputed Knowledge Inside Information Inspections Intermediaries Investment Portfolios Investor Protection ISOs Judicial Appointments Late Notices Leveraged Loans Limited Partnerships Liquidity Coverage Ratio Listing Standards Litigation Funding Loan Agreements Loan Modifications Marketing Martin Act Mass Tort Litigation MCDC Meals-Gifts-and Entertainment Rules Medicaid Medical Devices Member State Merck Misclassification Mismanagement Mortgage Loan Originators Mortgage Servicers Motion for Leave Motion for Summary Judgment Motion to Amend Motion to Vacate Multiemployer Plan Multinationals Natural Gas Act Neil Gorsuch NERA NLRA Non-Delegation Doctrine Non-Solicitation Agreements Objective Unreasonableness Standard Offering Documents Operating Agreements Pay Ratio Payday Loans Plan Administrators Political Contributions Portfolio Companies Preponderance of the Evidence Principal Place of Business Private Equity Firms Private Placements Proxy Contests Public Interest Purchase Agreement Purchase Price Putback Claims Recklessness Regulatory Agenda Relation Back Doctrine RESPA Restaurant Industry Rule 21F Sale of Assets SEC v Payton Section 10 of the Exchange Act Section 25401 Settlement Offer Severance Pay Short-Swing Trading SIFMA Small Business Stanford Ponzi Scheme Stockholder Agreements Student Loans SunTrust Takeover Bids Third Point Trademarks Transfer of Assets UCITS Unfair Competition Law (UCL) Usury Vesting Voting Rights