Securities Civil Procedure

SEC SCOTUS Class Action Securities Fraud Shareholders Fiduciary Duty Shareholder Litigation Fraud Enforcement Actions Securities Litigation Dodd-Frank RMBS Insider Trading Board of Directors Whistleblowers Breach of Duty Fraud-on-the-Market Class Certification Derivative Suit Securities Exchange Act Appeals CFTC Corporate Counsel Securities Halliburton v Erica P. John Fund ERISA Halliburton Securities Act of 1933 Statute of Limitations Popular Settlement Compliance Sarbanes-Oxley Bylaws Whistleblower Protection Policies Misrepresentation Motion to Dismiss Disclosure Requirements Mergers Business Judgment Rule Conflict Mineral Rules FINRA EU Controlling Stockholders Enforcement Banks Basic v Levinson Delaware General Corporation Law Corporate Governance FCPA Retaliation DOJ Investment Adviser Fee-Shifting FIfth Third Bancorp v Dudenhoeffer Forum Selection Stocks Canada Dismissals Jurisdiction Material Misstatements Directors Pleading Standards Omnicare Scienter UK Rule 10b-5 Stock Drop Litigation ESOP Omnicare v Laborers District Council First Amendment Section 11 Standing False Statements Hedge Funds Swaps Broker-Dealer Disgorgement Mortgages Summary Judgment Arbitration Corporate Officers Investors Personal Benefit Publicly-Traded Companies Anti-Retaliation Provisions Ponzi Scheme Citigroup Extraterritoriality Rules Rating Agencies US v Newman FDIC JPMorgan Chase Presumption of Reliance Attorney's Fees Books & Records DE Supreme Court Minority Shareholders Registration Statement Mortgage-Backed Securities Employer Liability Issues FHFA Financial Institutions Federal Reserve Amgen Inc. v Connecticut Retirement Plans Derivatives Pleadings Proxy Statements Going-Private Transactions US Bancorp Discovery ALJ Merger Agreements Pharmaceutical Industry SLUSA Whistleblower Awards Bank of America Conflicts of Interest Criminal Prosecution Disclosure European Securities and Markets Authority (ESMA) Judge Rakoff Loss Causation Administrative Proceedings Employee Benefits Executive Compensation Illegal Tipping Section 10(b) Breach of Contract Commercial Bankruptcy D&O Insurance Lawson v FMR Material Nonpublic Information Standard of Review Statement of Opinion Trustees Administrative Hearings Attorney-Client Privilege Financial Markets Goldman Sachs Preemption PSLRA Aiding and Abetting Evidence OCC Pensions Banking Sector Demand Futility Deutsche Bank Gabelli v SEC Investment Advisers Act of 1940 Morgan Stanley NAM Reporting Requirements Wal-Mart Amgen CFPB Chevron Deference Collateralized Debt Obligations Fairness Standard Federal Rules of Civil Procedure Merrill Lynch Misleading Statements Putative Class Actions China Discovery Rule Duty of Prudence Fannie Mae Market Manipulation Personal Jurisdiction Safe Harbors SEC v Citigroup Shareholder Votes Acquisitions Appraisal Barclays Financial Conduct Authority (FCA) Insurance Industry Personal Liability Shareholder Proposals Statute of Repose Bribery Cross-Border Exclusive Jurisdiction Federal Jurisdiction Freddie Mac Hong Kong Internal Investigations Oil & Gas Ontario Securities Act Professional Liability Repurchases UBS Appointments Clause Countrywide Internal Controls Libor Morrison v National Australia Bank Rebuttable Presumptions Shareholder Rights Young Lawyers 401k Bernie Madoff Burden of Proof Civil Monetary Penalty Cybersecurity DOL Hiring & Firing Injunctions Investment Funds Misappropriation Moody's Negligent Misrepresentation Patents Termination Contractors Damages Disclosure-Based Settlements Penalties Petition for Writ of Certiorari Preliminary Injunctions Retirement Plan Sanctions Split of Authority Swap Dealers Tolling White Collar Crimes Australia Confidential Information Creditors Duty of Loyalty FERC Foreign Corporations Good Faith Interlocutory Appeals Internal Reporting No-Action Letters No-Action Relief Risk Management Say-on-Pay Shareholder Activism Subject Matter Jurisdiction Administrative Procedure Act Audits Bad Faith Commodities Exchange Act En Banc Review False Claims Act (FCA) FMR LLC HSBC Multidistrict Litigation RICO Secondary Markets Subcontractors Antitrust Litigation Brokers Buyouts Chief Compliance Officers European Commission Fifth Third Mortgage Company Financial Adviser High Frequency Trading IPO Mutual Funds NCUA Omissions Public Disclosure Resource Extraction Tippees Trulia Underwriting Amnesty International Arbitration Agreements Bank of New York (BNY) Mellon C-Suite Executives Confidentiality Agreements Consent Decrees Entire Fairness Standard Foreign Banks Government Investigations Judicial Review PCAOB Private Securities Litigation Reform Act of 1995 S&P Settlement Agreements ATP Tours CAFA Certiorari Chadbourne & Parke LLP v Troice Due Diligence EMIR Exculpatory Clauses Federal Rule 12(b)(6) Financial Statements Investment Company Act of 1940 IRS Materiality Neither Admit Nor Deny Settlements New Legislation Proposed Regulation Protected Activity Regulation S-K Reversal Revlon Standard Securities Violations Security-Based Swaps Stock Purchase Agreement Zillow Annual Meeting Covenant of Good Faith and Fair Dealing Deferred Prosecution Agreements FDA Financial Regulatory Reform FinCEN Forum FTC Joint and Several Liability Litigation Strategies Loans Municipal Bonds NFA NY Supreme Court NYSE Petition For Rehearing Registration Removal Representations and Warranties Shareholder Demands Siemens 28 USC 1331 AIFMD Auditors Common Stock Dark Pool Data Breach Duty of Care Fitch Foreign Exchanges Foreign Nationals Indemnification Independent Boards Injunctive Relief Insolvency Merrill Lynch v Manning Motion To Stay Negligence Patent Litigation Permanent Injunctions Preferred Shares Price Manipulation Proposed Amendments Regulation SHO Rule 23 Supplemental Disclosures Supreme Court of Canada Vacated Adverse Employment Action American Pipe & Construction Co. v. Utah Anti-Money Laundering Article II Bear Sterns Benefit Plan Sponsors Business Litigation Causation CEOs Commodities Commodity Pool Contract Interpretation Dirks v SEC EBA FIRREA Form SD Inspection Rights Limitation Periods Manufacturers MFW Opt-Outs Private Equity Public Offerings Statement of Facts Stock Options Subsidiaries Wrongful Termination Accounting Fraud American Meat Institute Cease and Desist Orders Corporations Code CPO Crowdfunding Data Protection Declaratory Relief Defense Strategies Dividends Due Process EEOC Foreign Official Fraudulent Transfers Futures Independent Director Investment Investment Management ISDA Liquidation Mandatory Arbitration Clauses Mary Jo White Material Misrepresentation Municipal Securities Issuers OSHA Petrobras Private Right of Action Proxy Season Pump and Dump Rescission Section 220 Request Startups Subpoenas Target Company US v Salman Valuation Volcker Rule Wells Fargo Work Product Privilege Yates Memorandum Appraisal Rights Attorney Generals Breach of Warranty Capital Markets Capital Requirements Claim Preclusion CMBS Confidential Witnesses Corruption Credit Suisse Dismissal With Prejudice Equity Compensation European Banking Authority Exclusive Forum Fees Final Rules Free Speech GAAP Investigations Investment Fraud ISS JOBS Act Jury Trial Legal Ethics Lenders Margin Requirements Material Disclosures Medicare Minerals Motion to Compel Natural Resources OCIE Offering Fraud Ontario Securities Commission (OSC) Pay-To-Play Quid Pro Quo Remand Rule 10(b) Stock Prices Stress Tests Structured Financial Products Trusts Unjust Enrichment Venture Capital Yahoo! Abuse of Discretion Anti-Corruption Article III Bankruptcy Code Basel Committee Bebo v SEC Bonds Cause of Action Accrual Change in Control Chapter 11 Class Action Arbitration Waivers Clawbacks Closely Held Businesses Comcast v. Behrend Commodity Futures Contracts Debtors Dole Food Duty to Disclose Earn-Outs Email Employee Stock Purchase Plans Employment Contract Excessive Fees Expert Testimony Facebook Family Businesses Federal Arbitration Act Financial Sector Foreign Investment FSMA Healthcare Individual Accountability Institutional Investors Insurance Litigation Justifiable Reliance Legislative Agendas Lehman Brothers Leveraged Buyout Limited Liability Companies Litigation Fees & Costs Minimum Contacts Mining Nasdaq Oppression Remedy Pension Funds Prescription Drugs Reasonableness Factors Receivership Serious Fraud Office Stock-for-Stock Merger Stockholders' Meetings Tender Offers Trust Indenture Act Unregistered Brokers Venue Virtual Currency Wire Fraud Wyndham Amended Complaints Ascertainable Class Bank Fraud Best Buy Bitcoin Blue Sky Laws BP Chamber of Commerce CME Collateral Estoppel Compensation Committee Complex Litigation Contract Drafting Corporate Charters CPOs DBRS Debt Dell Dilution Diversity Jurisdiction Document Productions Duty to Defend Ethics Expert Witness Failure To State A Claim Fair Market Value FCMs Fidelity Investments Filing Requirements Financial Crisis Financial Reporting Financing Fines Form 10-K Forum Non Conveniens Forum Shopping Fund Managers Hong Kong Securities and Futures Commission (HKSFC) Hostile Takeover Hotels Income Taxes IndyMac Initial Public Offerings International Arbitration IOSCO Kenneth Cole Kickbacks Life Insurance Life Sciences Market Participants MiFID Money Market Funds Mootness Natural Gas Nvidia Patent Infringement PLSRA Poison Pill Portfolio Managers Privately Held Corporations Prospectus Registered Investment Advisors Royal Bank of Scotland Rule 23(b)(3) Securities Act Self-Dealing Self-Reporting Settlements Short Sales Sothebys Stock Repurchases Summary Plan Description Third-Party Trade Secrets Twombly/Iqbal Pleading Standard U.S. Treasury Unfair or Deceptive Trade Practices Unions Wage and Hour Administrative Review Board Advertising Affordable Care Act Africa AIFM AIG Algorithmic Trading Alien Tort Statute Ancestry.com Arbitration Awards Assignments Biotechnology BRRD Change of Ownership City of Pontiac Comment Period Competition Consideration Conspiracies Cooperation Corporate Crimes Corporate Sales Transactions Credit Ratings Criminal Conspiracy Cross-Border Transactions Dart Cherokee Basin Operating Co. v. Owens De Novo Standard of Review Director Compensation Distressed Debt Economic Development Equal Protection Equitable Tolling Ernst & Young Fifth Amendment Financial Services Authority France Fraudulent Concealment Fraudulent Inducement Frivolous Lawsuits FSOC Internal Affairs Doctrine International Litigation Investment Banks Janus Capital Group Kraft Major Swap Participants Moench Presumption Motion for Leave Municipalities Notice Requirements Oral Argument OTC Policy Exclusions Professional Misconduct Proposed Legislation Proxy Materials Proxy Voting Guidelines Prudential Regulation Authority Qualified Mortgage Rule Qui Tam Real Estate Market Reasonable Reliance Claims Recordkeeping Requirements Regulation D REIT Restricted Stocks Retailers Retirement Rule 11 Securitization SEFs SIPA Solicitor General Spinoffs Spoofing Sun Capital Partners SunTrust Title VII Trading Platforms Unregistered Securities US Bank Withdrawal Liability 10b5-1 Plans 16(b) Allergan Inc Amended Regulation Amgen v Harris Amicus Briefs Annuities Anti-Bribery Arbitrage Balance Sheets Bank Holding Company Basel III Business Court Business Development Buy-Out Agreements C&J Energy Cease and Desist Choice-of-Law CIGNA Class Representatives Clearing Agencies Comcast Contempt Contract Disputes Corporate Issuers Corporate Liability Corporate Taxes Credit Default Swaps Credit Unions CTA Cy Pres Funds Cyber Attacks Declaratory Judgments Defined Benefit Plans Department of Agriculture Director Removal EB-5 Energy Market Energy Sector Equitable Relief Expungement False Advertising FATCA Federal Power Act Federal Tort Claims Act (FTCA) Foreign Defendants Foreign Jurisdictions Freeze-Out Mergers FSIA Google Guilty Pleas Hackers Hospitality Industry HUD Incentive Compensation Independent Directors Indictments Injury-in-Fact Inside Information Interest Rates Investment Companies Investment Portfolios Investor Protection Japan Jury Verdicts KBR (formerly Kellogg Brown & Root) Late Notices Legislative Committees Liquidity Coverage Ratio Loan Modifications Medicaid Money Laundering Mortgage Loan Originators MSRB Municipal Advisers National Association of Manufacturers New Guidance Non-Disclosure Agreement Offering Documents Pay Ratio Predominance Requirement Private Equity Funds Proxy Contests Proxy Put Public Interest Public Policy Punitive Damages Purchase Price Putback Claims Release Agreements Remedies Risk Assessment Russia SEC v Payton Section 10 of the Exchange Act Seventh Amendment Shareholders' Agreements Sherman Act Short-Swing Trading Small Business Social Media Solicitation Specific Performance Spokeo v Robins Stanford Ponzi Scheme State of Incorporation Statutory Interpretation Stockholder Agreements Strict Liability Subprime Mortgages Tax Court Third Point Trademarks UCITS Vicarious Liability Waivers Warrants Wells Notice Accredited Investors Acquisition Agreements Actual or Constructive Knowledge ADA Administrative Appeals Admissions of Liability Affirmative Action Affirmative Defenses Allstate Alternative Trading Systems Ambiguous America Invents Act American Petroleum Institute American Rule Americold Realty Trust v Conagra Foods Amount in Controversy Antitrust Provisions Antitrust Violations Application of Foreign Laws Article I Asset Management Auction Audit Committee Australian Securities and Investments Commission Automotive Industry Avon Bank Secrecy Act Benchmarks BitLicense Boeing Bonuses Brazil British Columbia Securities Commission Broker Commissions Burden-Shifting Business Corporation Act Capital One Caremark claim Case Consolidation CEA Certifications Chapter 7 Charles Schwab Cisco Citibank Climate Change Collective Bargaining Commercial Insurance Policies Common-Interest Privilege Compelled Speech Confidential Documents Congressional Investigations & Hearings Contract Terms Convictions Copyright Corporate Dissolution Corporate Fraud Corporate Misconduct Corporate Veil Counterclaims Court-Appointed Receivers Cross Motions Custody Rule Debt Financing Debt Securities Default Defined Contribution Plans Deloitte Depositions Derivative Complaint Disqualification Divestiture Document Requests Dukes v Wal-Mart Electricity Electronically Stored Information Emerging Markets Employee Definition Employee Rights Employer Group Health Plans Employment Policies Energy Energy Policy Act Enforcement Authority Equitable Estoppel Equity Financing ETFs Evidentiary Rulings Exclusions Expedia Exxon Mobil Fashion Industry FCRA FICA Taxes Financial Holding Company Firearms FLSA Foreclosure Foreign Issuers Forfeiture Form 8-K FRCP 9(b) Frozen Assets FTAIA GA Supreme Court Gaming Garner General Motors Government Officials Gross Negligence Hart-Scott-Rodino Act Hatch-Waxman Health Insurance Hewlett-Packard HHS Honest Belief Defense Housing Market ICE Inspections Interest Payments Interest Rate Swaps ISDA Master Agreement ISOs Issue Preclusion Judicial Appointments Jury Instructions Lawson Legal Entity Identifiers Liability Insurance Litigation Funding Magyar Telekom Mark Cuban Marketing Martin Act MBIA Insurance Meals-Gifts-and Entertainment Rules MiFID II Misclassification Monsanto Motion for Reconsideration Motion To Strike Multiemployer Plan Multinationals Municipal Securities Market NAM v SEC National Origin Discrimination NERA NLRB Non-Delegation Doctrine Non-Judicial Settlement Agreements Non-Solicitation Agreements NRSRO Offerings Operating Agreements Ordinary Business Exception Ordinary Course of Business Defense Partnerships Patent Trial and Appeal Board Pending Legislation Perjury Personally Identifiable Information Political Contributions Pooling Agreement PricewaterhouseCoopers Private Offerings Privilege Waivers Product Defects Proprietary Trading Proxy Access Rule Public Employees Purchase Agreement Purchase Price Adjustment Raj Rajaratnam Ratification Regulation A Regulation Z Relation Back Doctrine Reorganizations Residential Capital LLC RESPA Restaurant Industry Restitution Restructuring Retroactive Application Retroactivity Reverse Mergers Revlon Risk Alert Rule 14a-8 Rule 506 Offerings Rulemaking Process Rules of Civil Procedure Sale of Assets Sales