Securities Civil Procedure

SEC SCOTUS Class Action Securities Fraud Shareholders Fraud Shareholder Litigation Enforcement Actions Dodd-Frank Whistleblowers Fiduciary Duty RMBS Fraud-on-the-Market Securities Litigation Class Certification Halliburton Halliburton v Erica P. John Fund Insider Trading Board of Directors Securities CFTC Securities Act of 1933 Appeals Statute of Limitations Compliance Securities Exchange Act Derivative Suit Enforcement ERISA Sarbanes-Oxley Settlement Whistleblower Protection Policies Disclosure Requirements Conflict Mineral Rules Basic v Levinson Bylaws FINRA Breach of Duty Banks Popular EU Omnicare Corporate Governance Retaliation FCPA FIfth Third Bancorp v Dudenhoeffer Material Misstatements Stocks Business Judgment Rule Motion to Dismiss Delaware General Corporation Law Misrepresentation ESOP Investment Adviser Section 11 Mortgages Omnicare v Laborers District Council Rule 10b-5 Arbitration Ponzi Scheme Jurisdiction Mergers Corporate Counsel Forum Selection Clause Swaps Citigroup Controlling Stockholders DOJ First Amendment Mortgage-Backed Securities Dismissals Employer Liability Issues Extraterritoriality Rules Presumption of Reliance Broker-Dealer Directors FDIC Hedge Funds Issuers Scienter Stock Drop Litigation Federal Reserve Amgen Inc. v Connecticut Retirement Plans Canada Lawson v FMR Registration Statement FHFA Judge Rakoff Minority Shareholders Anti-Retaliation Provisions Rating Agencies Pleadings US Bancorp Fee-Shifting JPMorgan Chase Gabelli v SEC Pleading Standards False Statements Fee-Shifting Statutes NAM SEC v Citigroup SLUSA Standing Bank of America Investors UK CFPB Employee Benefits OCC Discovery Rule Executive Compensation Proxy Statements Summary Judgment D&O Insurance Derivatives Disgorgement ESMA Publicly-Traded Companies Section 10(b) Attorney-Client Privilege Chevron Deference Corporate Officers Cross-Border Evidence FMR LLC Goldman Sachs Reporting Requirements Statement of Opinion Collateralized Debt Obligations Contractors Disclosure Fannie Mae Freddie Mac Professional Liability PSLRA Trustees Wal-Mart Civil Monetary Penalty Loss Causation Merger Agreements Patents UBS Whistleblower Awards Amgen Attorney's Fees Bernie Madoff Breach of Contract Preemption Subcontractors Books & Records China Deutsche Bank Discovery Going-Private Transactions NCUA Personal Jurisdiction Risk Management Say-on-Pay Statute of Repose Bribery Consent Decrees Criminal Prosecution Fifth Third Mortgage Company Insurers Interlocutory Appeals No-Action Letters Pensions Shareholder Proposals Swap Dealers Tolling Banking Sector DOL Illegal Tipping Investment Funds Morgan Stanley Oil & Gas Appraisal Chadbourne & Parke LLP v Troice Chief Compliance Officers Conflicts of Interest Countrywide Investment Advisers Act of 1940 Liability Pharmaceutical Manufacturers Putative Class Actions Rebuttable Presumptions Repurchases Resource Extraction Siemens Arbitration Agreements Commercial Bankruptcy Duty of Prudence Federal Rules of Civil Procedure FIRREA Good Faith Hiring & Firing Internal Investigations Material Nonpublic Information Moody's No-Action Relief Personal Benefit Pharmaceutical Shareholder Rights Shareholder Votes US v Newman 401k Acquisitions Antitrust Litigation ATP Tours Audits Cybersecurity En Banc Review Financial Regulatory Reform Foreign Banks Form SD Injunctions IPO Libor Litigation Strategies Misappropriation Morrison v National Australia Bank Multidistrict Litigation Public Disclosure Registration Retirement Plan Shareholder Activism Underwriting Brokers False Claims Act FinCEN Fitch Foreign Corporations Forum Merrill Lynch Neither Admit Nor Deny Settlements NFA Private Securities Litigation Reform Act of 1995 Regulation S-K Security-Based Swaps Amnesty International Bear Sterns C-Suite Executives CAFA Commodity Pool Demand Futility FERC Foreign Exchanges Hong Kong Manufacturers Materiality Misleading Statements Negligent Misrepresentation NYSE Petition For Rehearing S&P Safe Harbors Standard of Review Statement of Facts Subpoenas Termination White Collar Crimes Administrative Hearings Adverse Employment Action Aiding and Abetting AIFMD American Pipe & Construction Co. v. Utah Annual Meeting Auditors Causation Commodities CPO Data Breach FCA Financial Statements Foreign Nationals FTC MFW Officers Personal Liability Preferred Shares Removal American Meat Institute Certiorari Claim Preclusion Confidential Witnesses Confidentiality Agreements Contract Interpretation EMIR FDA High Frequency Trading Investigations JOBS Act Minerals Minimum Contacts Motion To Stay Natural Resources Ontario Securities Act Patent Litigation Penalties Proposed Amendments Proposed Regulation Protected Activity Proxy Season Public Offerings RICO Sanctions Stock Options Subject Matter Jurisdiction Volcker Rule Administrative Procedure Act Bad Faith Business Litigation Buyouts Chapter 11 Class Action Arbitration Waivers Commodities Exchange Act Common Stock Covenant of Good Faith and Fair Dealing Data Protection Due Diligence European Commission Exclusive Jurisdiction Fairness Standard Federal Rule 12(b)(6) Fidelity Investments Futures Legal Ethics Margin Requirements Market Manipulation Mary Jo White Material Disclosures Motion to Compel Nasdaq Omissions Prescription Drugs Private Equity Reasonableness Factors Rescission Rule 23 Split of Authority Stock Purchase Agreement Stockholders' Meetings Structured Financial Products Subsidiaries Work Product Privilege Administrative Review Board Admissions of Liability Australia Barclays Basel Committee Burden of Proof Confidential Information Contract Drafting CPOs Creditors Crowdfunding Dark Pool DBRS Debtors EEOC Ethics European Banking Authority FCMs Federal Jurisdiction Fees Fiduciary Liability Filing Requirements Financial Conduct Authority Financial Services Authority Free Speech Healthcare HSBC Indemnification Inspection Rights Investment Company Act of 1940 IRS ISS Justifiable Reliance Legislative Agendas Limitation Periods Loans Mandatory Arbitration Clauses Mortgage Loan Originators Mutual Funds Natural Gas OSHA PCAOB Poison Pill Receivership Revlon Standard Rule 10(b) Secondary Markets Short Sales Sothebys Stress Tests Target Company Trusts U.S. Bancorp Unjust Enrichment Virtual Currency Wyndham Abuse of Discretion AIFM AIG Ancestry.com Anti-Money Laundering Attorney Generals Benefit Plan Sponsors Bitcoins Capital Requirements Change of Ownership City of Pontiac Clawbacks Collateral Estoppel Comcast v. Behrend Commodity Futures Contracts Complex Litigation Consideration Corporations Code Credit Ratings Credit Unions Damages Debt Dilution Duty to Disclose Earn-Outs Economic Development Email Employee Stock Purchase Plans Employment Contract Equitable Tolling Ernst & Young Exclusive Forum Expert Testimony Family Businesses Federal Arbitration Act Foreclosure Foreign Jurisdictions Fraudulent Inducement Fraudulent Transfers FSOC Google Hostile Takeover Hotels Independent Boards IndyMac Insurance Litigation Internal Affairs Doctrine Internal Controls IOSCO ISDA Life Sciences Liquidation Medicare Mining Moench Presumption Money Market Funds Municipal Bonds Municipal Securities Issuers New Legislation Ontario Securities Commission Preliminary Injunctions Price Manipulation Privately Held Corporations Qualified Mortgage Rule Recordkeeping Requirements Regulation D SEFs SIPA Startups Summary Plan Description Venture Capital Wells Fargo Advertising Africa Alien Tort Statute ALJ Allergan Inc Amended Complaints Anti-Corruption Arbitrage Assignments Bank Fraud Bankruptcy Code Basel III Biotechnology Blue Sky Laws Breach of Warranty C&J Energy Chamber of Commerce CIGNA CME Competition Copyright CTA Cy Pres Funds Department of Agriculture Dismissal With Prejudice Document Productions Duty of Care Duty to Defend Employment Policies Expungement Facebook FATCA Financial Institutions Fines Foreign Defendants Form 10-K FSMA Fund Managers HUD Insolvency International Arbitration Jury Trial Late Notices Lawson Lehman Brothers Lenders Liquidity Coverage Ratio Major Swap Participants Market Participants MiFID Mootness Mortgage Loan Servicing Standards Municipalities Negligence Nvidia OCIE Oppression Remedy Oral Argument Pay-To-Play Permanent Injunctions Portfolio Managers Private Right of Action Proposed Legislation Prospectus Proxy Contests Proxy Materials Proxy Voting Guidelines Prudential Regulation Authority Public Policy Reasonable Reliance Claims Representations and Warranties Retailers Retirement Royal Bank of Scotland Rule 11 Russia SEC v Sharef SEC v Straub Section 17(a) Section 220 Request Shareholder Demands Solicitation Statutory Interpretation Stock-for-Stock Merger Strict Liability Subprime Mortgages SunTrust Tender Offers Trade Secrets Trademarks Twombly/Iqbal Pleading Standard U.S. Treasury Unions Waivers 10b5-1 Plans 16(b) Accounting Fraud Affirmative Defenses Allstate Antitrust Provisions Asset Management Automotive Industry Bank Holding Company Bank of New York Mellon Boeing Bonds BP Business Development Buy-Out Agreements BVI Business Companies Cisco Class Representatives Clearing Agencies Closely Held Businesses Comcast Confidential Documents Consent Contempt Contract Disputes Corporate Charters Corporate Sales Transactions Corporate Taxes Credit Suisse Cyber Attacks Dart Cherokee Basin Operating Co. v. Owens Deferred Prosecution Agreements Deloitte Discrimination Disqualification Dividends Document Requests Double Derivative Claims eBay Energy Equitable Estoppel Equity Securities ETFs Expert Witness Extender Statutes False Advertising FICA Taxes Filing Deadlines Final Rules Financial Adviser Foreign Investment Foreign Official Forum Shopping Fraudulent Concealment Freeze-Out Mergers Frivolous Lawsuits Frozen Assets FTCA Garner Government Investigations Hospitality Industry Housing Market ICE Income Taxes Internal Reporting Issue Preclusion Janus Capital Group Jury Verdicts Legal Entity Identifiers Legislative Committees Liability Insurance Limited Liability Companies Loan Modifications Magyar Telekom MBIA Insurance Microsoft Motion for Leave NAM v SEC National Association of Manufacturers Non-Disclosure Agreement Non-Judicial Settlement Agreements Non-Solicitation Agreements NRSRO Opt-Outs Patent Infringement Payday Loans Pension Funds PLSRA Policy Exclusions Predominance Requirement Public Employees Pump and Dump Punitive Damages Purchase Price Raj Rajaratnam Recess Appointments Regulation Z Relation Back Doctrine Release Agreements Residential Capital LLC Reversal Richard Cordray Rule 506 Offerings Sale of Assets Sales SEC v Payton Section 12 Section 25401 Self-Regulatory Organizations Short-Swing Trading Small Business Social Media Specific Performance Stanford Ponzi Scheme Stock Repurchases Student Loans Swap Agreements Symantec Tax Court Third Point Third-Party Third-Party Service Provider Title VII Unfair or Deceptive Trade Practices US Bank Vicarious Liability Witness Abuse of Process Accredited Investors Administrative Appointments Affiliates Affirmative Action Affordable Care Act Akamai Technologies Algorithmic Trading Alternative Mutual Funds Alternative Trading Systems Ambac Financial Group America Invents Act American Express v Italian Colors Restaurant American Petroleum Institute American Rule Amount in Controversy Annual Reports Anti-Bribery Apple Ascertainable Class AT&T Mobility v Concepcion Attorney Malpractice Auction Bank of England Bank Secrecy Act Bar Associations Beneficial Owner BitLicense BNP Paribas Bonuses Botox British Bankers' Association British Columbia Securities Commission Business Ownership Business Torts CalPERS Caremark claim Case Consolidation CBOE CEA Celera CEOs Certifications Change in Control Chapter 9 Charles Schwab Chevron Circumstantial Evidence Clickwrap Agreements CMS Collective Bargaining Colonial Bank Commercial Leases Competitive Bidding Condominiums Confidentiality Conflicts of Laws Congressional Investigations & Hearings Conspiracies Copyright Infringement Core Operations Doctrine Corporate Veil Corruption Counterclaims Court-Appointed Receivers CRA Credit Cards Cross-Border Transactions Custody Rule DE Supreme Court Deadlines Declaratory Relief Defense Strategies Deferred Compensation Demurrers Derivative Complaint Destruction of Evidence Detroit Diversity Jurisdiction Divestiture Divorce Drug Manufacturers Due Process Dukes v Wal-Mart Duty of Loyalty EDGAR Edge Act Electronically Stored Information Employee Definition Energy Policy Act Enforcement Statistics Equitable Relief European Central Bank Evidentiary Rulings Excessive Fees Exchange-Traded Products Expedia Fair Lending Fairness Hearings Fashion Industry FATF Federal Savings Associations Feeder Funds FHA Financial Holding Company Financial Markets Financial Products Financial Reporting Financing Firearms Fixed Income Investments FOIA Foreign Judgments Forfeiture Form 8-K FSIA FTAIA Funding Gaming General Solicitation Gramm-Leach-Blilely Act Greenhouse Gas Emissions Harassment Heinz Hewlett-Packard Hobby Lobby Human Rights Identity Theft Indemnification Clauses Indictments Injunctive Relief Inspections Institutional Investment Interest Rates Interstate Commerce Inversion Investment Banks Investment Companies Investment Fraud Investment Management iTraxx CDS indices Japan Jerry Brown Joint Venture Kickbacks Kraft Laborers District Council Construction Laches Legal History Leveraged Buyout Leveraged Loans Liquidnet Listing Standards Litigation Fees & Costs Lying Mark Cuban Marketing Martin Act Medicaid Medical Devices Memorandum of Understanding Mexico Monster Energy Drinks Motion To Strike MSRB Multinationals Municipal Advisers Municipal Bankruptcy Municipal Securities Market MuniMae Myriad National Futures Association National Origin Discrimination NAV Negligent Supervision Negotiations NERA New Regulations Notice Requirements Novation OFAC Offerings Offshore Banks Offshore Funds Operating Agreements Ordinary Business Exception OSC OTC Oxfam Patent Trial and Appeal Board Patent-Eligible Subject Matter Payment Systems Perjury Personally Identifiable Information Petition for Writ of Certiorari Playboy Position Limits Post-Closing Price Adjustments Prejudice Price-Fixing Pricewaterhousecoopers Private Offerings Privilege Waivers Privity of Contract Professional License Proprietary Trading Proxy Access Rule Proxy Solicitations Prudential Public Interest Purchase Agreement Putback Claims Qualified Retirement Plans Qui Tam Quicken Loans Quid Pro Quo RBS Securities Real Estate Investments Real Estate Market Regulation AB Regulation M Regulation SHO Regulatory Agenda Remand Reorganizations RESPA Restaurant Industry Restrictive Covenants Retroactive Application Retroactivity Reverse Mergers Risk Alert Risk Retention Rule 144 Opinion Rule of Lenity Russian Civil Code Sales & Use Tax Schemes of Arrangement Section 10 of the Exchange Act Section 15 Section 162(m) Section 2462 Section 5 Self-Dealing Severance Agreements Severance Pay Shareholders' Agreements Sharma v Timminco Sherman Act SIFMA SIPC Solicitor General State Secrets State Securities Claims STOCK Act Stock Trades Strategic Enforcement Plan Supreme Court of Canada Surveys Takeover Agreement Takeover Bids TCPA TILA Training Trials Trinity Wall Street Trust Preferred Securities UCITS UK Employment Appeal Tribunal Unregistered Securities Utilities Sector Vacated Valuation Video Games Voting Agreement Wachovia Wages Waiver of Tort Wall Street Waste Ways and Means Committee Whistleblower Protection Enhancement Act Whole Foods Written Consent Year-End Planning Young Lawyers Zillow "Garner Doctrine' 3M Company AARMR Abaclat ABC v Aereo Ability-to-Repay Abstention Accountants Activision Actual Injuries Actuaries ADA Adjudicatory Process Administrative Procedures Act Admissions Advisory Opinions AECA Affidavits