Securities Civil Remedies Criminal Law

SEC Insider Trading Enforcement Actions DOJ Criminal Prosecution Enforcement Securities Fraud UK Compliance Disgorgement FCPA Fraud Restitution Securities Litigation Financial Conduct Authority (FCA) Government Investigations Mandatory Victim's Restitution Act SCOTUS Whistleblower Awards White Collar Crimes Appeals Attorney's Fees Breach of Duty CFTC Citigroup Civil Monetary Penalty Convictions Dark Pool Deferred Prosecution Agreements European Securities and Markets Authority (ESMA) Fines Fourth Amendment FSMA Hedge Funds Internal Investigations Mary Jo White Morgan Stanley Personal Benefit US v Newman US v Salman Warrantless Searches Whistleblowers Abuse of Power AIM ALJ Anti-Corruption Anti-Money Laundering Apple Apple v Samsung Appointments Clause Article of Manufacture Australia Australian Securities and Investments Commission Bank Fraud Bank of America Banks Bernie Madoff BP Brazil Bribery Broker-Dealer Brokers Burden of Proof C-Suite Executives Calculation of Damages Class Action CME Conflicts of Interest Cooperation Corporate Counsel Corporate Crimes Counterparties Crime Victims Criminal Conspiracy Damages Design Patent Dirks v SEC Dodd-Frank eBay EMIR Energy EU EU Market Abuse Regulation (EU MAR) Evidence Extraterritoriality Rules False Advertising False Claims Act (FCA) FERC Fiduciary Duty Fifth Amendment Financial Markets FINRA FIRREA Forfeiture Fraud-on-the-Market Fund Managers Goldman Sachs Hackers Halliburton Halliburton v Erica P. John Fund Hewlett-Packard HKEx Hong Kong Illegal Tipping Indictments Injunctions Injunctive Relief Internal Controls Investment Adviser Investment Fraud iPhone IRS Judge Rakoff Law Enforcement Legal Advice Privilege Libor Litigation Fees & Costs Market Abuse Market Manipulation Market Participants Material Nonpublic Information Member State MiFID II Misappropriation Mortgage-Backed Securities Mortgages Natural Gas Non-Prosecution Agreements NSA Oil & Gas Patent Infringement Permanent Injunctions Ponzi Scheme Popular Portfolio Managers Prejudgment Interest Preliminary Injunctions Privileged Documents Probable Cause Raj Rajaratnam Rajat Gupta Registration Regulation SHO Remediation Right to Privacy RMBS SAC Capital Samsung Sanctions Scandals Search & Seizure SEC v Citigroup Securities Securities Exchange Act Serious Fraud Office Shaw v United States Short Sales SiriusXM Smartphones Spoofing State Farm State Farm Fire and Casualty Co v United States ex rel Rigsby Suspensions & Debarments Swap Dealers Tax Deductions Tippees Tippers Trade Market Abuse Transparency UK Brexit Whistleblower Protection Policies Wiretapping