Securities Civil Remedies Criminal Law

SEC Enforcement Actions Insider Trading DOJ Criminal Prosecution Securities Fraud Enforcement UK Compliance Disgorgement FCPA Securities Litigation Fraud Civil Monetary Penalty Financial Conduct Authority (FCA) Fourth Amendment Government Investigations Restitution SCOTUS Whistleblower Awards White Collar Crimes Appeals Attorney's Fees Breach of Duty CFTC Citigroup Convictions Dark Pool Deferred Prosecution Agreements European Securities and Markets Authority (ESMA) Fines FSMA Hedge Funds Indictments Mandatory Victim's Restitution Act Mary Jo White Morgan Stanley Warrantless Searches Whistleblowers Abuse of Power AIM ALJ Anti-Corruption Anti-Money Laundering Appointments Clause Australia Australian Securities and Investments Commission Bank of America Banks Bernie Madoff BP Brazil Bribery Broker-Dealer Brokers Burden of Proof C-Suite Executives Class Action CME Conflicts of Interest Conspiracies Cooperation Corporate Counsel Counterparties Crime Victims Criminal Conspiracy Dirks v SEC Dodd-Frank Due Process eBay EMIR Energy Sector EU EU Market Abuse Regulation (EU MAR) Evidence Evidence Suppression Extraterritoriality Rules False Advertising FERC Fiduciary Duty Fifth Amendment Financial Markets FINRA FIRREA Forfeiture Fraud-on-the-Market Fund Managers Goldman Sachs Hackers Halliburton Halliburton v Erica P. John Fund Hewlett-Packard HKEx Hong Kong Illegal Tipping Injunctions Injunctive Relief Internal Controls Internal Investigations Investment Adviser Investment Fraud IRS Judge Rakoff Kokesh v SEC Law Enforcement Legal Advice Privilege Libor Market Abuse Market Manipulation Market Participants Material Nonpublic Information Member State MiFID II Misappropriation Money Laundering Mortgage-Backed Securities Mortgages Natural Gas Non-Prosecution Agreements NSA Oil & Gas Permanent Injunctions Personal Benefit Ponzi Scheme Popular Portfolio Managers Prejudgment Interest Preliminary Injunctions Privileged Documents Probable Cause Punitive Damages Raj Rajaratnam Rajat Gupta Registration Regulation SHO Remediation Right to Privacy RMBS SAC Capital Sanctions Scandals Search & Seizure Search Warrant SEC v Citigroup Securities Securities Exchange Act Serious Fraud Office Short Sales SiriusXM Spoofing Statute of Limitations Suspensions & Debarments Swap Dealers Tax Deductions Trade Market Abuse Transparency UK Brexit US v Newman US v Salman Whistleblower Protection Policies Wire Fraud Wiretapping