Securities Civil Remedies Criminal Law

SEC Enforcement Actions DOJ Insider Trading Criminal Prosecution Enforcement Securities Fraud Compliance FCPA Fraud Restitution Securities Litigation UK Government Investigations Internal Investigations Mandatory Victim's Restitution Act Whistleblower Awards White Collar Crimes Appeals Attorney's Fees Breach of Duty CFTC Citigroup Civil Monetary Penalty Dark Pool Deferred Prosecution Agreements Disgorgement Fourth Amendment Hedge Funds Mary Jo White Morgan Stanley Non-Prosecution Agreements Warrantless Searches Whistleblowers Abuse of Power ALJ Anti-Money Laundering Appointments Clause Australia Australian Securities and Investments Commission Bank of America Banks Bernie Madoff BP Broker-Dealer Brokers C-Suite Executives Class Action CME Conflicts of Interest Cooperation Corporate Crimes Counterparties Crime Victims Criminal Conspiracy Dodd-Frank eBay EMIR Energy European Securities and Markets Authority (ESMA) Evidence False Advertising FERC Fiduciary Duty Fifth Amendment Financial Conduct Authority (FCA) Fines FINRA FIRREA Forfeiture Fraud-on-the-Market Fund Managers Goldman Sachs Hackers Halliburton Halliburton v Erica P. John Fund Hewlett-Packard HKEx Hong Kong Indictments Injunctions Injunctive Relief Investment Adviser Investment Fraud Judge Rakoff Law Enforcement Legal Advice Privilege Libor Litigation Fees & Costs Misappropriation Mortgage-Backed Securities Mortgages Natural Gas NSA Oil & Gas Permanent Injunctions Ponzi Scheme Popular Portfolio Managers Prejudgment Interest Preliminary Injunctions Privileged Documents Probable Cause Raj Rajaratnam Rajat Gupta Ralph Lauren Registration Regulation SHO Remediation Right to Privacy RMBS SAC Capital Sanctions SCOTUS Search & Seizure SEC v Citigroup Securities Securities Exchange Act Short Sales SiriusXM Spoofing Swap Dealers Trade Market Abuse Whistleblower Protection Policies Wiretapping