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SEC FCPA Compliance DOJ Enforcement Enforcement Actions Insider Trading Fraud FCPA Resource Guide Bribery Anti-Corruption Securities Fraud Criminal Prosecution White Collar Crimes Deferred Prosecution Agreements Settlement Chief Compliance Officers Corruption Investigations Ponzi Scheme CFTC Whistleblowers Dodd-Frank EU Banks Broker-Dealer Non-Prosecution Agreements Penalties Hedge Funds Money Laundering UK Bribery Act Anti-Money Laundering Audits China Due Diligence FINRA Foreign Official Mary Jo White Securities Exchange Act Statute of Limitations Anti-Bribery FinCEN UK FBI Internal Investigations Popular Risk Assessment SCOTUS Securities Litigation Fines Mortgages SAC Capital Canada Conspiracies Ethics JPMorgan Chase Libor Bank Secrecy Act Extraterritoriality Rules FDIC Investment Adviser Raj Rajaratnam Ralph Lauren Sentencing Bernie Madoff Class Action Goldman Sachs Risk Management SFO Board of Directors CFPB Disgorgement Employer Liability Issues Fannie Mae Neither Admit Nor Deny Settlements OFAC Personal Jurisdiction Reporting Requirements RMBS Securities Banking Sector Jurisdiction Minimum Contacts Morgan Stanley OCC Personal Liability Swaps Wire Fraud Bank of America Bitcoins Corporate Counsel Corporate Governance Eli Lilly FCA Federal Reserve FHFA Financial Services Authority FIRREA Foreign Banks Investors Professional Liability Rule 10b-5 Sarbanes-Oxley Stocks Virtual Currency Best Management Practices CFPOA Citigroup Civil Monetary Penalty Collateralized Debt Obligations Criminal Sanctions Data Protection Email Evidence Hewlett-Packard Hong Kong Medical Devices Misappropriation Oil & Gas Pharmaceutical Rajat Gupta RICO Self-Reporting Siemens Training U.S. Treasury UBS Voluntary Disclosure Whistleblower Awards BIS Breach of Duty Brokers C-Suite Executives Charitable Donations Civil Forfeiture Convictions CPO Criminal Conspiracy Cross-Border Customs D&O Insurance Disclosure Requirements eBay False Statements Foreign Jurisdictions Foreign Nationals Forfeiture Freddie Mac FTC Gabelli v SEC Healthcare High Frequency Trading Indictments Investment Funds Janus Capital Group Kickbacks Liability Martoma Misrepresentation Morrison v National Australia Bank Mortgage-Backed Securities OECD OSC Private Equity RBS Sanctions SEC v Straub Securities Act of 1933 Short Sales Subsidiaries Tax Evasion U.S. Commerce Department Volcker Rule Wal-Mart Acquisitions Admissions Allianz Attorney-Client Privilege Australia Banking Crisis Commodity Pool Conflict Mineral Rules Conflicts of Interest Crowdfunding Derivatives DHS ESMA Exports Facilitation Payments Federal Prosecutors Federal Sentencing Guidelines Fiduciary Duty Fifth Amendment Financial Regulatory Reform Financial Statements Foreign Corporations Foreign Defendants Foreign Exchanges Fraud-on-the-Market GlaxoSmithKline Government Officials Identity Theft Illegal Tipping Interstate Commerce Japan JOBS Act Magyar Telekom Mail Fraud Market Manipulation Mergers NFA Obstruction of Justice PCAOB Proposed Legislation Red Notices Remediation SEC v Sharef Shareholders Sherman Act Subpoenas Third-Party Trust Preferred Securities Waivers Wiretapping 10b5-1 Plans Aerospace Akamai Technologies Anti-Retaliation Provisions Antitrust Investigations Attorney Generals Attorney's Fees Automotive Industry Bad Actors Barack Obama Barclays Benchmarks Big Law BizJet Books & Records Cease and Desist CEOs Class Certification Cooperation Initiative Corporate Culture Corporate Gifts Corporate Officers Credit Ratings Credit Suisse Custody Rule Declination Direct Access Partners Discovery Rule Dismissals EMIR Exchange-Traded Products Executive Orders Export Controls Extradition False Claims Act FCPA Guidance Financial Instruments Foreclosure Foreign Subsidiaries Frozen Assets GAO Government Investigations Gun Laws Hiring & Firing HSBC IBM Illegal Imports Income Taxes India Instrumentality Interest Rates Internal Controls Investment Firms IPO IRS Judge Rakoff Jury Verdicts KPMG Latin America Litigation Strategies Loans Lying Mandatory Victim's Restitution Act Mark Cuban Mining Money Market Funds Mortgage Loan Originators Mortgage Servicing Rules Multinationals Municipal Bonds NCUA NEP New Legislation NIST No-Action Letters NYSE Officers OIG Payday Loans Pharmaceutical Manufacturers Political Intelligence Portfolio Managers Price-Fixing Qualcomm Qualified Mortgage Rule Rating Agencies Recordkeeping Requirements Red Flags Rule Registration Remedies Residential Capital LLC Rolls-Royce Rule 506 Offerings Russia SDN List Section 10(b) Selective Waivers Small Business Steve Cohen STOCK Act Stock Promoters Stock Trades Stress Tests Subprime Mortgages Swap Dealers Tax Refunds Telecommunications Trans-Pacific Partnership Trustees Twitter Ukraine Wall Street Whistleblower Protection Policies Ability-to-Repay Acceptance of Responsibility Accredited Investors Acquittals Administrative Hearings Admissions of Liability Advertising Advisory Opinions AECA Africa Agents Aiding and Abetting Alien Tort Statute Ally Financial Inc Annual Assessments Annuities Antidumping Duties Appeals Arbitration Arbitration Agreements Artificial Impairment Asia Asset Management ATF Athletes ATMs Auditors Australian Securities and Investments Commission Auto Manufacturers Automobile Recall Avon Bailout Bank Fraud Bank Holding Company Act Bank of England Bid Rigging Bids Billable Hours Billing Biofuel Biotechnology BitLicense BNP Paribas Bonds Brazilian Labor Act Breach of Trust Broker Commissions Bucket Shop Law Burden of Proof Business Development BVI Business Companies Caesars Capital Gains Capital Markets Cartels Carter's Inc. Casey Anthony Casinos Causation CDD CEA Certifications CFDA Chapter 7 Choke Point Citibank Claim Denial Letters Class Action Arbitration Waivers Clawbacks Cloud Computing CME Code of Conduct Collusion Commercial Bankruptcy Commodities Exchange Act Communists Complex Litigation Compliance Costs Confidential Information Conflicts of Laws Consent Order Consultation Consumer Watchdog Controlled Foreign Corporations Copyright Copyright Alert System Corporate Fraud Corporate Social Responsibility Countervailing Duties Cramdown Credit Cards Crime and Courts Act Criminal Antitrust Litigation Criminal Defense Critical Infrastructure Sectors CSMAD CSRC CTA Customs and Border Protection Cyber Crimes Cyber Insurance Cyber Safety Act Cyber Threats Cybersecurity Damages Dark Pool Data Breach Data Collection De Minimis Claims Deadlines Deloitte Department of Financial Services Deposit Advances Derivative Suit Derivatives Clearing Organizations Destruction of Evidence Deutsche Bank Diamondback Capital Management Diebold Inc Digital Assets Directors Disciplinary Proceedings Dispute Resolution Distributors Divorce DMO Documentation DOL Double Jeopardy E-Commerce EB-5 Economic Downturn Edward Snowden End-Users Energy Enforcement Attorneys ENI Enron Environmental Crimes EPA Equity Markets Eric Holder Ericsson ERISA Ernst & Young EURIBOR European Banking Authority Examiners Executive Compensation Extensions Extortion Facebook Failure to Act Fair Lending Falsified Documents Family Members FATF FCRA FDA Fee-Shifting Statutes FERC Financial Accounting Financial Action Task Force Financial Conduct Authority Financial Crimes Financial Holding Company Financial Institution Liability Financial Institutions Financial Instruments and Exchange Act of Japan Financial Products Financial Restatements Financial Services Act FINRA Hearing Panel First Amendment Fishing Industry Forced Labor Foreign Foreign Affiliates Foreign Investment Foreign National Executives Forfeiture Statutes Form 10-K Form 8-K Form SD Fourth Amendment Fraudulent Concealment Free Speech FSOC FTAIA Fund Managers GAAP Gambling General Solicitation Generic Drugs George Canellos Global Dealmaking Golf Grand Juries Grand Theft Guaranteed Introducing Brokers Guidance Update Guilty Pleas Habeas Corpus Halliburton Halliburton v Erica P. John Fund HAMP Hardwood Plywood Harvard Law School Hazard Insurance Healthcare Fraud Heinz Hepplewhite Fund HHS HIPAA Hong Kong Stock Exchange Hospitality Industry Hostile Takeover HUD Human Trafficking Hurricane Sandy ICE Illegal Digital Downloads Illegal Drugs Immigrant Investment Visas Imports Indemnification Independent Boards Independent Counsel Individual Accountability Industry Examinations Information Reports Information Sharing Innocent Owner Defense Inspections Inspector General Insurers Interest Income International Trade Agreements Investment Advisers Act of 1940 Investment Advisory Agreements Investment Companies Investment Fraud Investment Management Investment Schemes Investor Protection Iran Iran Sanctions ISPs ISS Issuers ITAR ITC iTraxx CDS indices Jamie Dimon Janet Napolitano Joint Venture Journalism Judges Jury Trial Jury Trials Kenneth Lay Lanham Act Law Enforcement Legal Costs Legal Perspectives Legislative Agendas Legislative Committees Lehman Brothers Lenders Lenny Breuer Level Global Liability Insurance Life Rights Liquidity Coverage Ratio Listing Standards Lobbying London Whale Major Swap Participants Mandatory Clearing Requirements Manufacturers Marital Assets Marital Communications Privilege Market Recovery Mass Shootings Material Misstatements Material Nonpublic Information MDLEA Meal and Entertainment Expenditures Medicare Medtronic Mexico Micro Entity Status Microsoft Middle East Minerals Misleading Statements Mobile Apps Mobile Devices Mobile Payments Money Transmission Act Mortgage Loan Servicing Standards Motion to Dismiss Motor Vehicles Municipal Securities Issuers Municipal Securities Market Mutual Funds Nasdaq NAV NCR Corp. Negotiations Net Investment Income New Regulations NHL No-Action Relief Non-Judicial Settlement Agreements Novum Securities NSA Occupational Fraud Off-Label Use Offshore Banks Opt-Outs Oracle Otter Products OVDP Over-the-Counter Sales Parallel Claims Parent Corporation Parker Drilling Company Patent Reform Patents Patriot Act Pay-To-Play Paying Bribes Payroll Taxes Pensions Petition For Rehearing Pfizer Plea Negotiations Police Political Appointments Political Corruption Prejudgment Interest Premiums Prepaid Payment Products Prescription Drugs Price Manipulation Pricewaterhousecoopers Prison Privacy-By-Design Private Funds Private Placements Private Property Proof of Loss Proposed Regulation Prospectus Prudential Prudential Regulation Authority Public Disclosure Public Nuisance Public Officials Pump and Dump Racketeering Ranieri Partners Ratings Reasonable Promotional Expenses Regulation Regulation FD Reinsurance Responsible Corporate Officer Doctrine Responsible Person Liability Reverse Mortgages Richard Cordray Right to Privacy Risk Mitigation Royal Canadian Mounted Police Rule 10(b) Rule 404(b) Rule 608 Rupert Murdoch S&P Safe Harbors Sales SAR Scams Scienter SCRA Sealed Records Search & Seizure SEC v Citigroup Secretary of Defense Section 10 of the Exchange Act Section 10(b)-5 Section 16 Security-Based Swaps SEFs Self-Dealing Self-Disclosure Requirements Self-Regulatory Organizations SFC Shareholder Litigation Shareholder Rights Shell Corporations Shipping Silk Road Six Strikes Smith & Wesson Social Media Solar Energy Solar Panels Split of Authority Sponsors Spoofing Sports State Regulators State-Owned Enterprises Statute of Repose Stern v Marshall Stop Order Strict Liability Student Loans Successor Liability Successors Sudan Summary Judgment Suntech Suppliers Supply Chain Suspicious Activity Reports Swap Data Repositories TARP TBML Technology Ted Cruz Tender Offers Terra Telecommunications Terrorism Funding Terrorist Financing Regulations Third-Party Risk Thomas Curry Tiger Asia Management TILA Tolling Too Big to Fail Trade Market Abuse Trade Policy Trade Secrets Trademarks Transparency Travel Trials Twombly/Iqbal Pleading Standard Underwriting United States v Woods Unjust Enrichment Upjohn Warnings USCIS VAT Vendors Visas VTVPA Warrantless Searches Wind Power WKSIs WMD WTO Wyeth Wynn Resorts Zappos