Securities Criminal Law Business Organization

SEC Criminal Prosecution DOJ Insider Trading FCPA Enforcement Actions Compliance Bribery Securities Fraud Personal Benefit Illegal Tipping UK US v Salman Anti-Corruption SCOTUS White Collar Crimes US v Newman Dirks v SEC Popular Fraud Financial Conduct Authority (FCA) Indictments Misappropriation Money Laundering Yates Memorandum Confidential Information Material Nonpublic Information Personal Liability Cooperation Deferred Prosecution Agreements Offering Fraud Price Manipulation Spoofing Whistleblowers CFTC Corporate Counsel Guilty Pleas Criminal Convictions Disgorgement FINRA Hedge Funds Securities Violations Tippees Tippers Wire Fraud Chief Compliance Officers Corruption Government Investigations Internal Controls Internal Investigations Securities Exchange Act Anti-Bribery Corporate Misconduct Criminal Conspiracy Dodd-Frank Federal Pilot Programs Voluntary Disclosure Attorney-Client Privilege China Conflicts of Interest Corporate Crimes Corporate Governance Individual Accountability Non-Prosecution Agreements Serious Fraud Office Settlement Trump Administration Appeals Board of Directors Canada Criminal Investigations Economic Sanctions False Statements FCPA Resource Guide Federal Sentencing Guidelines Statute of Limitations Subsidiaries Acquittals Anti-Money Laundering Attorney Generals Audits Brazil Breach of Duty Commodities Corporate Officers Ethics Export Controls FBI Fiduciary Duty Fines Foreign Official Market Manipulation Misrepresentation OECD OFAC Public Comment Securities Litigation Suspicious Activity Reports (SARs) Teva Pharmaceuticals Acquisitions Bank Secrecy Act Books & Records Broker-Dealer CEOs Convictions Defense Contracts Deutsche Bank Enforcement False Claims Act (FCA) Financial Fraud FinCEN Hong Kong Securities and Futures Commission (HKSFC) JPMorgan Chase Jury Verdicts Market Abuse Pharmaceutical Industry Presidential Appointments Reporting Requirements Risk Assessment Risk Management Shareholders Singapore Unregistered Securities Whistleblower Awards World Bank AML/CFT Barclays BlackRock Block Trades C-Suite Executives Corporate Executives Corporate Fraud Corporate Investigations Czech Republic D&O Insurance Dark Pool Declination Disruptive Trading Practices Due Diligence Enforcement Statistics Espionage Evidence Financial Crimes Financial Services Industry Forfeiture Futures Investigations Judge Rakoff Jury Trial Kickbacks Kokesh v SEC Martin Shkreli Mergers Mexico MiFID II NAFTA Penalties Ponzi Scheme Pump and Dump Ralph Lauren Remediation Sanction Violations Securities Settlement Agreements Suspensions & Debarments UK Bribery Act Administrative Hearings Administrative Proceedings Aiding and Abetting ALJ Allianz Alstom Argentina Australia Australian Securities and Investments Commission Bank Fraud Beneficial Owner Bitcoin Burden of Proof Capital Formation Capital Markets CFPOA Cherry Picking Civil Forfeiture Civil Monetary Penalty Class Action CME Cooperation Agreement Corporate Culture Corporate Fines Corporations Code Cross-Border Cybersecurity Delaware General Corporation Law Derivative Suit Derivatives Clearing Organizations Digital Currency Disciplinary Proceedings Disclosure Disclosure Requirements Distributed Ledger Technology (DLT) DPA EB-5 Electronic Blue Sheets Employer Liability Issues Energy Sector EU Fake News FCMs Federal Prosecutors Fees Financial Crisis Foreign Nationals GAAP General-Business GlaxoSmithKline Goldman Sachs Hackers Halliburton High Frequency Trading Hong Kong IBM Indemnification India International Organization for Standardization International Trade Investment Adviser Investment Fraud Investment Funds IRS Libor Margin Requirements Market Access Rule Meals-Gifts-and Entertainment Rules Medicaid Nasdaq New Guidance Novartis Nu Skin Plea Agreements Policies and Procedures Portfolio Managers Professional Misconduct Prudential Regulation Authority Publicly-Traded Companies Regulation SHO Russia SDN List Search Warrant Selective Waivers Self-Reporting Senate Confirmation Hearings Sentencing Shareholder Litigation Shell Corporations Siemens Stocks Swaps Telecommunications Third-Party Risk TRACE Training Ukraine Unregistered Brokers Upjohn Warnings Volcker Rule Wal-Mart Willful Misconduct Work Product Privilege Accounting Accounting Controls Administrative Appointments Administrative Resignation Admissions Advancement Advisory Opinions Africa Aggregation Rules Airbus Airlines Alberta Securities Commission Algorithmic Trading Alternative Trading Systems Amended Regulation American Bar Association (ABA) AML-CTF Anheuser-Busch Antitrust Division Appointments Clause Apportionment Arbitration Arms Export Control Act Asset Management Asset Valuations AstraZeneca Attorney's Fees Auditor Independence Auditors Austria Automated Systems Aviation Industry Avon BaFin Balance Sheets Bank of England Bank of New York (BNY) Mellon Banking Sector Banks Basel Committee Basel III Bear Sterns Benchmark Pricing Benchmarking Bernie Madoff BHP Billiton Bids Blockchain Boeing BP Breach of Trust Broken Windows Broker Commissions Brokerage Accounts Business Conduct Standards Business Continuity Plans Business Development BVI Business Companies Bylaws Capital Gains Capital Requirements CBOE Cease and Desist Orders Certifications CFIUS CFOs CFPB Chamber of Commerce Chile CIP Citigroup Civil Investigation Demand Clean Companies Act Clearing Members Comment Period Commercial Bankruptcy Competition Confidential Communications Conflict Mineral Rules Conspiracies Constitutional Challenges Contract Drafting Controlled Substances Cooperation Initiative COOs Corporate Gifts Corporate Integrity Agreement Corporate Liability Corporate Social Responsibility Corporate Structures Corporate Veil COSO Cost Allocation Counterparties Covered Financial Institutions Credit Suisse Criminal Liability Criminal Penalties Criminal Procedure Criminal Sanctions Crowdfunding Cryptocurrency CSBS Cuba Custody Rule Customer Due Diligence (CDD) Customer Identification Program (CIP) Cyber Attacks Damages DCMs Debt Securities Department of Financial Services Depositions Discovery Discovery Rule Distribution Rules Dividends Donald Trump DreamWorks Due Process Duty to Defend EFRP Eli Lilly Elizabeth Warren EMIR Employee Training En Banc Review Environmental Crimes EPA Ernst & Young EU Directive European Securities and Markets Authority (ESMA) Evidence Suppression Excessive Fees Executive Compensation Expedia Extortion Extradition Exxon Facilitation Payments Failure To Disclose False Advertising FATCA FATF Federal Budget Federal Contractors FERC Fifth Amendment Filing Requirements Filip Factors Final Rules Financial Promotions Financial Reporting Financial Restatements Financial Sector Financial Services Act Financial Services Authority Financial Statements Finland FinTech Fitbit Fixing America’s Surface Transportation Act (FAST Act) FOIA Foreign Banks Foreign Currency Foreign Exchanges Foreign Narcotics Kingpin Sanctions Foreign Private Issuers Foreign Securities Foreign Subsidiaries Forex Form 10-K Former Directors Forum Selection Forum Selection Clause Fourth Amendment France Fraudulent Charges Freeze Order FSMA FTC Fund Managers Fund Transfer Controls Gabelli v SEC Gambling General Licenses Germany Global Standards Good Faith Goodyear Government Officials Governor Cuomo Haiti Hart-Scott-Rodino Act Health Care Providers Health Net Heinz Hitachi HM Treasury Hong Kong Stock Exchange Hospitality Programs HSBC Hungary Indemnification Clauses Independent Boards Independent Counsel Inducement Information Reports Initial Coin Offering (ICOs) Initial Public Offerings Injunctions Insider Information Insurance Litigation Internships Interstate Commerce Investment Advisers Act of 1940 Investment Banks Investment-Only Exemption Investor Protection Investors Iran Sanctions ISDA ISS JOBS Act Joint Venture Journalism Jurisdiction KBR (formerly Kellogg Brown & Root) Korea KPMG Kuwait Layering Legal Entities Leidos Inc v Indiana Public Retirement System Leniency Programs Liquidity Listing Standards Magyar Telekom Malaysia Manufacturers Margin Calls Markups Meal and Entertainment Expenditures Media Leaks Medical Devices Medicare Medicare Advantage Memorandum of Understanding Mens Rea Merrill Lynch MetLife MF Global MiFID Minerals Mining Mismanagement MLD4 Money Services Business Money Transfer Monsanto Moody's Mortgage Lenders Mortgage-Backed Securities Motion to Dismiss Multidistrict Litigation Multinationals Municipal Bonds Natural Gas Negligent Misrepresentation Negotiations New Legislation Newman No-Action Relief Non-GAAP Financial Measures NYDFS NYSE Occupational Fraud OCIE Odebrecht Offering Statements Offshore Drilling OIG Omissions Ontario Securities Commission (OSC) Operation Broken Gate Oracle Panama Papers Parent Corporation Pay-To-Play Payroll Taxes PCAOB Penny Stocks Pension Funds Personal Jurisdiction Petition For Rehearing Plea Negotiations Political Corruption Position Limits Predictive Analytics Preliminary Injunctions Private Equity Firms Private Equity Funds Private Funds Privilege Waivers Promissory Notes Prospectus Proxy Statements Public Employees Qualcomm Raj Rajaratnam Rare Earth Metals Record Retention Recordkeeping Requirements Registration Requirement Regulation AT Regulation MAR Regulation S-K Regulatory Standards REIT Request For Information Reserve Responsible Person Liability Retaliation Risk Alert Risk Capital Risk Mitigation RMB Bonds RMBS Rolls-Royce Rule 10b-5 Rule 11 SAC Capital Sanctions Sapin II Scienter Secretary of State Section 10(b) Section 7 of UKBA Securities Act of 1933 Securities Traders Security-Based Swaps Self-Dealing Self-Incrimination Senior Managers Settlement Negotiations Short Selling Sixth Amendment South Africa South Korea Sovereign Wealth Funds Special Committees Spoliation State Legislatures State Street STOCK Act Stock Exchange Stock Promoters Stock Trades Strategic Enforcement Plan Strict Liability Successor Liability Supreme Court of Canada Suspensions Swap Dealers Tax Avoidance Tax Court Tax Liability Tax Refunds Tender Offers Terrorism Funding Terrorist Financing Regulations Texas Thailand Third-Party Relationships Third-Party Service Provider Token Sales Tone At The Top Trade Market Abuse Trade Secrets Transparency Transparency International Twitter U.S. Attorney UK Brexit Uncleared Swaps Unicorns Uniform Law Commission (ULC) United Airlines Universal Health Services Inc v United States ex rel Escobar US v Yates USPS Variable Annuities Venezuela Verizon Vietnam Virtual Currency Voting Securities Wealth Management Wells Fargo Wells Notice Whistleblower Protection Policies Working Groups Yahoo! Zappos