Securities Franchise

SEC Compliance FCPA Enforcement Actions Franchises Private Equity Shareholders Broker-Dealer Anti-Corruption Chief Compliance Officers Corporate Governance DOJ Enforcement Ethics EU Fast-Food Industry Fees Franchise Agreements Hotels Investment Adviser IPO McDonalds Proposed Legislation Restaurant Industry Securities Fraud Shareholder Proposals Wal-Mart Wendy's Alternative Investment Funds Anthem Insurance Asset-Backed Securities Australia Avon BizJet Bribery Burger King Canada CD&A CEOs Chevron Deference China Citigroup Confidentiality Agreements Conflicts of Interest ConocoPhillips Consent Decrees Corporate Counsel Corporations Code Cybersecurity dte-en Duke Energy El Pollo Loco Equity Financing ESMA EU Directive European Commission Executive Compensation False Claims Act FCA FDIC FHFA FINRA Fixed Income Investments Foreign Official Form 8-K Form ADV Franchise Disclosure Document Franchisee Franchisors Fraud Funding GlaxoSmithKline GNC Goodyear H&R Block Hess Corporation Hospitality Industry HUD Insider Trading Interlocutory Appeals Internal Investigations Investment Funds ISS JOBS Act Judge Rakoff KBR (formerly Kellogg Brown & Root) Liability LiquidAlts Loans Mail Fraud Management Proposals MiFID Misappropriation Murphy Oil USA NASAA Nasdaq OCC OCIE Papa Murphy's Pay-for-Performance Penalties Penny Stocks Pension Funds Pensions Personal Liability Pizza Hut Ponzi Scheme Popular Private Equity Funds Prospectus Proxy Access Rule Proxy Materials Proxy Statements Public Offerings Qualified Mortgage Rule Qualified Retirement Plans Regulation A Risk Management Risk Retention Rule 14a-8 Rule 21F SEC Examination Priorities SEC v Citigroup Settlement Small Business Small Offering Exemptions Startups Stocks Structured Financial Products Structured Retail Products Third-Party Liability Third-Party Risk Toronto Stock Exchange Total Shareholder Return (TSR) Transaction Fees Transfer Agents Unregistered Securities Whistleblower Protection Policies Whole Foods Wire Fraud Wyndham