Securities Franchise

SEC Compliance Franchises FCPA Shareholders Broker-Dealer Enforcement Actions Private Equity Securities Fraud Investment Adviser Popular Restaurant Industry Anti-Corruption Canada Chief Compliance Officers Corporate Governance Corporations Code Cybersecurity DOJ Enforcement Ethics EU Fast-Food Industry Fees FINRA Franchise Agreements Franchisee Hotels IPO JOBS Act McDonalds Proposed Legislation Shareholder Proposals Third-Party Risk Wal-Mart Wendy's Algorithmic Trading Alternative Investment Funds Alternative Trading Systems Anthem Insurance Australia Avon BizJet Bribery Brokers Burger King CD&A CEOs Chevron Deference China Citigroup Class Action Collective Agreements Complex Litigation Confidentiality Agreements Conflicts of Interest ConocoPhillips Consent Decrees Convictions Corporate Conversions Corporate Counsel Corporate Dissolution Corporate Misconduct DaimlerChrysler v Bauman Dark Pool Divestiture Dodd-Frank Duke Energy Dunkin' Donuts Emerging Growth Companies Employment Standards Act Equity Financing EU Directive European Commission European Securities and Markets Authority (ESMA) Exceptional Case Executive Compensation Expert Testimony False Claims Act (FCA) Financial Conduct Authority (FCA) Fixed Income Investments Fixing America’s Surface Transportation Act (FAST Act) Foreign Official Form 8-K Form ADV Former Employee Forum State Franchise Disclosure Document Franchisors Fraud French Competition Authority Funding General Jurisdiction GlaxoSmithKline GNC Goodyear Gramm-Leach-Blilely Act H&R Block Hess Corporation High Frequency Trading Hospitality Industry Initial Public Offerings Insider Trading Interlocutory Appeals Internal Investigations Investment Companies Investment Funds ISS Joint Employers Judge Rakoff KBR (formerly Kellogg Brown & Root) Libor LiquidAlts Loans Mail Fraud Management Proposals Material Misrepresentation Mergers MiFID Misappropriation Motion to Dismiss Multidistrict Litigation Murphy Oil USA NASAA Nasdaq NLRB Non-Compete Agreements OCIE Pay-for-Performance Penalties Penny Stocks Pension Funds Pensions Personal Jurisdiction Personal Liability Pizza Hut Ponzi Scheme Private Equity Funds Proprietary Trading Prospectus Proxy Access Rule Proxy Materials Proxy Statements Public Offerings Qualified Retirement Plans Regulation A Regulation S-K Regulation S-P Remand Resale Exemption Retaliation Risk Management Rule 14a-8 Rule 21F Sarbanes-Oxley SCOTUS SEC Examination Priorities SEC v Citigroup Section 17(a) Securities Act of 1933 Securities Litigation Securities Regulation Settlement Small Business Small Offering Exemptions Startups Stocks Structured Financial Products Telecommunications Termination Third-Party Liability Tip-Pooling Tips Toronto Stock Exchange Total Shareholder Return (TSR) Transaction Fees Transfer Agents Unregistered Securities Vacated Whistleblower Protection Policies Whistleblowers Whole Foods Wire Fraud Wyndham