Securities Tax Finance & Banking

IRS SEC Income Taxes EU Capital Gains U.S. Treasury Corporate Taxes FATCA CFTC Investment Funds Derivatives UK Dodd-Frank Foreign Investment Internal Revenue Code (IRC) REIT Qualified Small Business Stock Reporting Requirements Tax Reform Asset Management Compliance Dividends Hedge Funds Investors Stocks Shareholders Startups Swaps AIFMD Enforcement Actions Investment Adviser UCITS Executive Compensation Federal Reserve International Tax Issues Private Equity Disclosure Requirements Popular Banks Broker-Dealer China FDIC Investment Management Partnerships Proposed Regulation Securities Tax Exemptions Withholding Tax AIFM American Taxpayer Relief Act Deferred Compensation Final Rules Fund Managers Hong Kong Money Market Funds Protecting Americans from Tax Hikes (PATH) Act Small Business Canada ERISA Financial Institutions Financial Transaction Tax FIRPTA Foreign Banks Gain Exclusion IPO Private Equity Funds Publicly-Traded Companies Real Estate Investments Volcker Rule Alternative Investment Funds Australia Bonds Deadlines Financial Conduct Authority (FCA) Incentive Stock Options JOBS Act Luxembourg Section 409A Tax-Exempt Bonds Bitcoin C-Corporation Economic Development Employee Stock Purchase Plans Enforcement FCPA Filing Requirements FinCEN Fiscal Cliff Fraud HMRC IRA Mutual Funds Net Investment Income Offshore Funds Safe Harbors Spinoffs Stock Options Tax Deductions Tax Rates Banking Sector Corporate Governance Excise Tax Exemptions Fees FSOC Insurance Industry ISDA Legislative Agendas Multinationals New Legislation OCC Private Letter Rulings Section 162(m) Securities Fraud Swap Dealers Tax Evasion Tax Incentives Venture Capital Accredited Investors AIFS Audits Business Taxes Capital Markets CFPB Cybersecurity FHFA FINRA Germany India Investment Investment Companies Investment Company Act of 1940 Limited Partnerships New Regulations RICs S-Corporation Securities Exchange Act State Taxes Tax Credits Transfers Virtual Currency Ways and Means Committee Whistleblowers Affordable Care Act Asset Diversification Bank Holding Company Benefit Plan Sponsors BEPS Board of Directors Charitable Purpose Class Action Controlled Foreign Corporations Cross-Border Crowdfunding CSSF Debt Securities DOJ DOL Due Diligence Entrepreneurs ESMA FBAR Fee Waivers FFI Fiduciary Duty Financial Regulatory Reform General Solicitation Healthcare Information Sharing Intergovernmental Agreements Investment Portfolios Investment Tax Credits IRC Section 83(b) Life Insurance Liquidity Fees Management Fees Mergers MiFID II Money Laundering Mortgages Municipal Bonds NAV New Guidance No-Action Relief OECD Pending Legislation Pension Funds Pooled Investment Vehicles Private Placements Retirement Plan Risk Management SCOTUS Special Purpose Vehicles SPVs Tax Extenders Tax Liability Tax Revenues Tax Shelters Transparency Wash Sale Rules Withholding Requirements 401k Alternative Minimum Tax Angel Investors Anti-Money Laundering Bailout Carried Interest Carried Interest Tax Rates CFOs Chief Compliance Officers Conflicts of Interest Conspiracies CPO Early Stage Companies Emerging Growth Companies EMIR Employee Benefits Equity Compensation Equity Financing European Banking Authority Fair Market Value Filing Deadlines Floating NAV Foreign Corporations GAAP Hong Kong Stock Exchange Infrastructure Insider Trading Interest Rates International Labor Laws Inversion Lenders Loans Mining OCIE OTC Private Foundations Private Investment Funds Proposed Legislation Proprietary Trading Prudential Regulation Authority Rating Agencies Retail Market RMBS SAR SBA Section 457A Settlement SIFIs Stamp Duty Land Tax Subpart F Subsidiaries Tax Avoidance Tax Court Tax Returns Tax Treaty Tax-Residency Certificate Underwriting Valuation VAT Accounting AIF AIG ALFI Anti-Avoidance Asia Auditors Bank Holding Company Act Bearer Shares Bond Financing Bribery Business Assets Business Development CEOs Charitable Donations Commodities Common Reporting Standard (CRS) Corporate Officers Cross-Border Transactions Custody Rule De Minimus Quantity Exemption Debt Restructuring Deduction Limitations Department of Financial Services Directors Discussion Draft Distribution Rules Duty of Prudence Employer Group Health Plans Energy Tax Incentives Enterprise Risks EPCRS Equity Plans Equity Securities ESOP Estate Planning Estate Tax ETFs European Commission Exchange-Traded Products Exclusions Extraterritoriality Rules FASB Federal Budget Federal Taxes Financial Markets Financial Products Financial Sector Financial Services Authority Fines Foreign Bank Accounts Foreign Currency Foreign Direct Investment Foreign Financial Accounts Foreign Nationals Forfeiture Form 13F Franchise Tax Board FX Swaps GAO Guidance Update Health Insurance Housing Finance Reform Institutional Investment Investment Fund Vehicles IOSCO ISDA Master Agreement Job Creation Lending Limited Liability Companies LLC Margin Requirements Mineral Exploration Mortgage REITS Nasdaq Net Operating Losses New Amendments NFA No-Action Letters Nonbank Firms NYSE Offshore Companies Oil & Gas OMB Pensions Performance Incentives Private Funds Profits Interests Prohibited Transactions Public Offerings Real Estate Market Redemption Gates Registered Investment Advisors Regulatory Agenda Remuneration Restricted Stocks Retroactive Application Revenue Procedures RQFII Rule 506 Offerings Rule 506(c) Sarbanes-Oxley Section 1031 Section 956 Securitization Security-Based Swaps SEFs Sequestration SFC Small Business Jobs Act Stamp Taxes Strategic Enforcement Plan Stress Tests Tax Basis Tax Exempt Entities Tax Fraud Tax Planning Tax Refunds Tax-Free Transfers Taxable Distributions Third-Party Service Provider Transfer Pricing Trusts UBTI Vanguard Variable Insurance Vesting Waivers Young Lawyers 1099s 16(b) 403(b) Plans 457(b) Plans Abandonment ABS ACH Payments Acquisitions Adjusted Gross Income Administrative Hearings Advertising Affordable Housing AirNB Algorithmic Trading ALJ Allocation of Funds Alternative Investment Fund Managers Directive AMF Bowling Worldwide AML/CFT Andrew Cuomo Annuities Anthem Blue Cross Anti-Abuse Rule Antitrust Litigation Appeals Arbitration Arbitration Agreements Asbestos Litigation ASEAN Funds ASIC Asset-Backed Securities Attorney Generals Attorney's Fees Attorney-Client Privilege Australian Securities and Investments Commission Austria Autumn Statement Bad Debt Bad Faith Bank Secrecy Act Barack Obama Basel III BEA Benchmarks Beneficial Owner Biotechnology BitLicense Blue Sky Laws Bonus Depreciation Borrowers Breach of Contract British Virgin Islands Brokers BRRD Business Companies Act Business Entities Business Formation Business Privilege Buyouts C-Suite Executives Cadillac Tax Canadian Revenue Agency Canadian Securities Administration Capital Contributions Capital Expenditures Capital Formation Capital Losses Capital Requirements Capital Rules Captive Insurance Company Carry Forward Casualty Insurance Causation Cayman Islands CCPs CD&I Central Bank of Ireland CFIUS Chadbourne & Parke LLP v Troice Change of Ownership Chapter 11 Chapter 9 Charitable Remainder Trust Charitable Rollover Check the Box Rules Choke Point Civil Monetary Penalty Class Action Arbitration Waivers Clawbacks Clearing Agencies Collateralized Debt Obligations Comment Period Commerce Clause Commercial Leases Commercial Real Estate Market Commodity Pool Compensation & Benefits Compensation Agreements Compensation Standards Confidential Communications Confidential Information Construction Contracts Consumer Bankruptcy Consumer Reporting Agencies Contractors Convertible Debt Cooperative Agreements Corporate Bonds Corporate Contributions Corporate Conversions Corporate Counsel Corporate Management Corporate Sales Transactions Corporate Veil Corruption Cost-of-Living Cost-Shifting Covered Banking Entity Covered Funds CPOs CRA Credit Cards Credit Default Swaps Credit Ratings Credit Suisse Credit Unions Creditors CSRC CTA Currency Exchange Cutler v Franchise Tax Board Cyber Attacks D&O Insurance Dark Pool Data Breach DCMs Debentures Debt Debt Ceiling Debt Collection Debt Financing Debt Market Debt-Relief Industry Debtors Decision-Making Process Deductions Deferred Prosecution Agreements Defined Benefit Plans Defined Contribution Plans Delays Deposit Accounts Depository Institutions Derivatives Clearing Organizations Detroit Deutsche Bank DHS Discovery Rule Dismissals Divorce Double Taxation Duty of Care EBITDA ECOA Economic Action Plan Economic Substance Doctrine EDGAR Educational Institutions EIOPA ELTIF Emerging Technology Companies Emissions Trading System Employee Share Schemes Employee Shareholders Employer Mandates End-Users Energy Market Energy Sector Equity Investors Equity Swaps Equivalency Determinations ESA ETMFs EURIBOR European Court of Justice (ECJ) Exchange Rates Exemptive Orders Exemptive Relief Exercise of an Option Expatriates Exploration and Production Assets Fair Lending False Advertising Family Businesses FATCA Timeline FCMs FCRA FDCPA Federal Contractors Federal Election Commission (FEC) Federal Insurance Office FFIEC FFIs Fibra E FICA Taxes FIFO FIfth Third Bancorp v Dudenhoeffer Filibuster Final Guidance Financial Accounting Financial Adviser Financial Guarantee Requirements Financial Holding Company Financial Instruments Financial Statements Financing Finders FIRB FIRREA FLSA FMR LLC FOIA Foreign Earned Income Foreign Equivalency Determination Foreign Exchanges Foreign Tax Foreign Taxpayers Forfeiture Statutes Form 3921 Form 3922 Form 8-K Form ADV Form BE-10 Form PF France Franchise Taxes Fraud-on-the-Market FSB FSMA Fund Distribution Fund Sponsors Funding FX Forwards GAAR Gabelli v SEC General Electric Gift Tax GIIN Golden Parachutes Goldman Sachs Government Entities Government-Guaranteed Loans Halliburton Halliburton v Erica P. John Fund Harvesting Losses Health Insurance Exchanges Healthcare Reform Hedges HHS High-Speed Rail HIPAA HIRE Act HM Treasury HMDA HOEPA Hong Kong Securities and Futures Commission (HKSFC) Hospitality Industry Hotels Housing Market Human Resources Professionals Hurricane Sandy Hydrocarbons ICAV Identity Theft IGAs Incentive Compensation Indictments Individual Investors Act Information Statements Inherited IRA Initial Public Offerings Innovation Inpatient Rehab Facilities Insider Loans Insolvency Insurance Reform Insured Depository Institutions Interest Income Interest Payments Interest Rate Adjustments Internal Communications International Finance International Harmonization International Treaties Internships Intra-Group Transactions Investigations Investment Advisers Act of 1940 Investment Partnerships Investment Schemes IRA Rollovers Ireland ISOs ISS Junk Debt K-1 King v Burwell Lawson v FMR Legal Ethics Legislative Committees Leverage Capital Ratio Leveraged Lending Libor Liens Life Sciences LIHTC Limited Liability Partnerships LiquidAlts Liquidation Liquidity Risk Management Rule Listing Standards Loan Modifications Local Taxes Loss Causation Loss Contingencies Lump Sum Payments Lying Major Swap Participants Managers Mandatory Clearing Requirements Manufacturers Mark-To-Market Market Basket Market Manipulation Market Participants Marketing Mary Jo White Mass Action Medicare Taxes Merchant Fees Merrill Lynch MGM Middle East MiFID Minerals Minimum Value Plans Misclassification Mixed-Use Zoning MMF Mobile Banking Moratorium Mortgage Servicing Rules MSRB Mt.Gox Multi-Employer Pensions Multiemployer Plan Municipal Bankruptcy Municipal Securities Issuers Mutual Recognition Agreement NAIC NASD National Futures Association New Market Tax Credits Nexus NFFE Non-Enforcement Non-GAAP Financial Measures Non-Taxable Income Notice Requirements NRSRO Nuisance NY Supreme Court Obama Administration Occupancy Occupancy Tax Office of Fair Trading Offsets Offshore Banks Omnicare Ontario Securities Commission Oppenheimer & Co. Option Contracts Original Issue Discount OSC Outsourcing OVDP Overpayment Passive Foreign Investment Company Patent Reform Pay-for-Performance Payday Loans Payment Schedules Payment-In-Kind PBGC PCAOB Peer-to-Peer Penalties Penny Stocks Pension Schemes Petition for Writ of Certiorari PFFI PFIC Pharmaceutical Industry PHI Podcasts Political Appointments Ponzi Scheme Portfolio Managers Preferred Shares Price Manipulation Privacy Laws Privacy Notice Rule Private Placement Insurance Privately Held Corporations Professional Conferences Prohitibed Transactions Promissory Notes Property Insurance Property Tax Property Transaction Taxes Proposed Amendments Prospectus Proxy Statements Proxy Voting Guidelines Prudent Investor Rule Prudential Standards PTEs Public Charities Public Financing Public Hearing Public Officials Pump and Dump Push-Out Requirements Pyramid Schemes QFIIs Qualified Benefit Plans Qualified Mortgage Rule Qualified Retirement Plans Qui Tam R&D Tax Credits Railways Real Estate Development Recapitalization Recovery Plans Redeterminations Registered Investment Companies (RICs) Registration Registration Requirement Registration Statement Regulation A Regulation D Regulatory Agencies Regulatory Standards Reinsurance Relators Remittance Transfer Rule Renewable Energy Reorganizations Research and Experiment Tax Credit Reserved Alternative Investment Funds (RAIF) Residency Status Restructuring Retroactive Taxes Retrocession Contracts Revenue Revenue Procedure 2015-27 Revenue Procedure 2015-28 Reverse Mergers Ring-Fencing Risk Alert Risk Assessment Risk Capital Risk Retention Roth Conversions Royalties Rule 144A Rule 147 Rulemaking Process Russia S&P Sale of Assets Sales & Use Tax Sales Commissions SALT Same-Sex Marriage School Districts SEC Advisory Committee Secondary Markets Section 336(e) Section 355 Secured Debt Securities Act of 1933 Securities Litigation Self-Dealing Self-Employment Tax Senate Finance Committee Serious Fraud Office Severance Pay Shadow Banking Share Buybacks Share Capital Shareholder Distributions Shareholder Rights Short Sales Silk Road SINAA Test SIP SLUSA Small Business Formation Social Entrepreneurship Social Media Social Security Administration (SSA) Social Services Socially Responsible Investments Sovereign Debt Spain Special Purpose Entities Spending Cuts SPEs Split Dollar Stand-Alone SBSDs State and Local Securities (SLGS) State Budgets State False Claims Acts State-Owned Enterprises Statute of Limitations Stock Drop Litigation Stock Redemption Stock Repurchases Stock Sale Agreements Stock Trades Structured Finance Student Loans Subcontractors Subsidies Superannuation Supervision Swap Clearing Swap Execution Facilities Swap Market Takeover Bids Tangible Property TARP Tax Accrual Workpapers Tax Advice Tax Allocation Agreements Tax Appeals Tax Benefits Tax Cuts Tax Deferral Tax Increases Tax Increment Financing Tax Loopholes Tax Preparers Tax-Free Exchanges Taxable Income Technology Sector Telecommunications Terrorist Financing Regulations Threshold Requirements TIEA TILA-RESPA Integrated Disclosure Rule (TRID) Title IV TRACE Trade Options Trading Platforms Training Transaction Reporting Transfer Taxes Trucking Industry Trustees Truth in Lending Act (TILA) UBS UDAAP UK Regulatory Reforms Unit Trusts Value-Added Tax Venture Funding Verification Requirements Voluntary Correction Program Warren Buffet Wells Fargo Whistleblower Awards Whistleblower Protection Policies White Collar Crimes Wholesale Work Product Privilege Yahoo! Year-End Compliance Checklist Year-End Planning