Securities Tax Finance & Banking

IRS SEC Income Taxes EU Capital Gains CFTC Dodd-Frank FATCA Corporate Taxes Compliance Derivatives Stocks U.S. Treasury Foreign Investment Swaps Tax Reform Investors Disclosure Requirements Enforcement Actions Federal Reserve Hedge Funds Investment Adviser UK Qualified Small Business Stock American Taxpayer Relief Act Asset Management Banks International Tax Issues Investment Funds Money Market Funds Shareholders Startups AIFMD Executive Compensation FDIC IPO Reporting Requirements Small Business China Deferred Compensation ERISA Financial Transaction Tax Foreign Banks JOBS Act Stock Options AIFM Bitcoins Broker-Dealer Canada Deadlines Dividends Economic Development Enforcement Fiscal Cliff Fraud Gain Exclusion IRC Popular Publicly-Traded Companies Section 409A Tax Deductions Tax Exemptions Alternative Investment Funds FCPA Fees FinCEN Legislative Agendas Net Investment Income Private Equity Real Estate Investments Securities Swap Dealers Tax Evasion Tax-Exempt Bonds UCITS Volcker Rule Bonds Corporate Governance FHFA FSOC Hong Kong Internal Revenue Code Multinationals OCC Offshore Funds Private Equity Funds Proposed Regulation REIT Securities Exchange Act Securities Fraud State Taxes Virtual Currency Ways and Means Committee Accredited Investors AIFS Bank Holding Company Banking Sector C-Corporation CFPB Class Action Cross-Border DOJ DOL Employee Stock Purchase Plans Equity Compensation FBAR FCA Filing Requirements Final Rules FINRA General Solicitation Incentive Stock Options Investment Company Act of 1940 IRA Liquidity Fees Mortgages Municipal Bonds NAV No-Action Relief Partnerships Private Letter Rulings Retirement Plan Safe Harbors Tax Incentives Wash Sale Rules Alternative Minimum Tax Audits Bailout Benefit Plan Sponsors Board of Directors Business Taxes Capital Markets Conspiracies Controlled Foreign Corporations CPO Crowdfunding Cybersecurity Due Diligence European Banking Authority Exemptions FFI Fiduciary Duty Financial Regulatory Reform Floating NAV Foreign Corporations Fund Managers GAAP HMRC Hong Kong Stock Exchange India Insider Trading Insurance Companies Intergovernmental Agreements International Labor Laws Inversion Investment Management Investment Tax Credits ISDA Lenders Loans Money Laundering New Legislation New Regulations OTC Proposed Legislation Prudential Regulation Authority Rating Agencies REITS RMBS SAR SBA SCOTUS Section 162(m) Settlement Subpart F Tax Credits Tax Revenues Tax-Residency Certificate Valuation Venture Capital Withholding Tax Affordable Care Act AIG Angel Investors Anti-Money Laundering Asia Australia Bank Holding Company Act Bearer Shares Business Development Chief Compliance Officers Commodities Compensation & Benefits CSSF Debt Restructuring Debt Securities Discussion Draft EMIR Employee Benefits Energy Tax Incentives EPCRS ESMA ESOP Estate Tax ETFs European Commission Exchange-Traded Products Excise Tax Extraterritoriality Rules Federal Budget Filing Deadlines Financial Markets Financial Products Financial Services Authority FIRPTA Foreign Financial Accounts Forfeiture Form 13F Franchise Tax Board GAO Germany Healthcare Housing Finance Reform Information Sharing Institutional Investment Insurers Interest Rates IRC Section 83(b) Job Creation Limited Partnerships LLC Luxembourg Margin Requirements Mergers MiFID II Mining Mutual Funds Nasdaq Net Operating Losses NFA No-Action Letters Nonbank Firms NYSE OCIE Offshore Companies OMB Pending Legislation Performance Incentives Private Placements Prohibited Transactions Proprietary Trading Public Offerings Real Estate Market Redemption Gates Regulatory Agenda Restricted Stocks Retroactive Application Risk Management Rule 506 Offerings Rule 506(c) S-Corporation Section 1031 Section 457A Section 956 SEFs Sequestration SFC SIFIs Small Business Jobs Act Special Purpose Vehicles SPVs Stamp Duty Land Tax Stamp Taxes Strategic Enforcement Plan Stress Tests Tax Basis Tax Fraud Tax Returns Tax Shelters Transfers Underwriting Variable Insurance VAT Whistleblowers Withholding Requirements 1099s 16(b) 2013 No-Rule List 401k 403(b) Plans 457(b) Plans Abandonment ABS Accounting Acquisitions Adjusted Gross Income Advertising AFFO Affordable Housing Ahern Rental AirNB ALJ Alternative Investment Fund Managers Directive AMF Bowling Worldwide Andrew Cuomo Angel Networks Annual Review Anthem Blue Cross Antitrust Litigation Arbitration Arbitration Agreements Asbestos Litigation ASEAN Funds Asian Region Funds Passport Asset Diversification Asset Funds Asset-Backed Securities Attorney Generals Attorney's Fees Attorney-Client Privilege Auditors Australian Securities and Investments Commission Average Basis Method Bad Debt Bad Faith Bank Secrecy Act Barack Obama Basel III Benchmarks Beneficial Owner BEPS Biotechnology Blue Sky Laws Bond Financing Breach of Contract Bribery Business Companies Act Business Hedging Rules Business Privilege Buyouts C-Suite Executives Cadillac Tax Camp Draft Canadian Revenue Agency Canadian Securities Administration Capital Expenditures Capital Requirements Captive Insurance Company Carried Interest Carried Interest Tax Rates Carry Forward Casualty Insurance Causation CCPs CD&I CEOs CFIUS CFOs Chadbourne & Parke LLP v Troice Chapter 11 Chapter 9 Charitable Donations Choke Point Civil Monetary Penalty Class Action Arbitration Waivers Collateralized Debt Obligations Commerce Clause Commercial Real Estate Market Commodity Pool Confidential Communications Conflicts of Interest Consumer Bankruptcy Contractors Control Transactions Corporate Bonds Corporate Contributions Corporate Counsel Corporate Sales Transactions Corporate Tax Rates Corporate Veil Corruption CPOs Credit Default Swaps Credit Ratings Credit Suisse Cross-Border Transactions Cross-Collateralization Agreements CSOP CTA CTOs Currency Exchange Custody Rule Cutler v Franchise Tax Board Cyber Attacks Data Breach DCMs De Minimus Quantity Exemption Debt Debt Ceiling Debt-for-Debt Exchanges Debt-Relief Industry Debtors Deduction Limitations Delays Department of Financial Services Detroit DHS Directors Discount Stock Options Discovery Rule Dismissals Distribution Rules Divorce Economic Action Plan Economic Substance Doctrine EIOPA Emerging Technology Companies EMI Scheme Emissions Trading System Employee Shareholders Employer Group Health Plans Employer Mandates Equity Investors Equity Plans Equity Swaps Estate Planning ETMFs Exemptive Orders Exemptive Relief Exercise of an Option Expatriates Exploration and Production Assets Fair Market Value False Advertising Family Businesses FASB FATCA Timeline FCMs FCPB FEC Federal Contractors Federal Insurance Office Federal Taxes FFIEC FFIs FICA Taxes Fiduciary Liability FIFO FIfth Third Bancorp v Dudenhoeffer Filibuster Final Guidance Financial Accounting Financial Adviser Financial Conduct Authority Financial Holding Company Financial Institution Liability Financial Institutions Financial Instruments Financial Services Industry Financial Statements Fines FIRB FIRREA FLSA FMR LLC Foreign Currency Foreign Direct Investment Foreign Earned Income Foreign Lending Foreign Nationals Foreign Taxpayers Forfeiture Statutes Form ADV Form PF France Franchise Taxes Fraud-on-the-Market Free Share Plans FSB Fund Distribution Fund Sponsors Funding FX Forwards FX Swaps GAAR Gabelli v SEC Gain Recognition Agreements GIIN Golden Parachutes Government-Guaranteed Loans Halliburton Halliburton v Erica P. John Fund Harvesting Losses Health Insurance Health Insurance Exchanges Healthcare Reform High-Speed Rail HIPAA Hospitality Industry Hotels Housing Market Human Resources Professionals Hurricane Sandy Identity Theft IGAs Indictments Individual Investors Act Infrastructure Inherited IRA Insider Loans Insolvency Insurance Reform Insured Depository Institutions International Finance Investigations Investment Advisers Act of 1940 Investment Companies Investment Corporations Investment Fund Vehicles Investment Partnerships Investment Schemes IOSCO IRA Rollovers ISDA Master Agreement ISOs ISS Juncker Investment Plan Junk Debt King v Burwell Lawson v FMR Legislative Committees Lending Letter Box Entities Leverage Capital Ratio Liens Life Sciences LIHTC Limited Liability Companies LiquidAlts Liquidation Listing Standards Loan Modifications Local Taxes Loss Causation Lying Major Swap Participants Mark-To-Market Market Discount Rules Market Manipulation Marketing Mary Jo White Mass Action Medicare Taxes Merchant Fees Middle East MiFID Mineral Exploration MMF Mobile Banking Mortgage REITS MSRB Mt.Gox Municipal Bankruptcy Municipal Securities Issuers NAIC New Amendments New Guidance Nexus NFFE Non-Enforcement Non-GAAP Financial Measures Non-Taxable Income North-South Transactions Notice Requirements Nuisance Obama Administration Occupancy Occupancy Tax OECD Office of Fair Trading Offshore Banks Oil & Gas Omnicare Ontario Securities Commission OSC Outsourcing OVDP Overpayment Patent Reform Payday Loans Payment-In-Kind Penalties Pension Funds Pensions PFFI PFIC Pharmaceutical Manufacturers PHI Podcasts Political Appointments Ponzi Scheme Pooled Investment Vehicles Portfolio Managers Preferred Shares Privacy Laws Private Funds Private Investment Funds Private Placement Insurance Private Trusts Professional Conferences Prohitibed Transactions Promissory Notes Property Insurance Property Tax Prospectus Proxy Voting Guidelines PTEs Public Officials publicl Push-Out Requirements QFIIs Qualified Mortgage Rule Qualified Retirement Plans Real Estate Development Recapitalization Recovery Plans Registration Regulation A Regulation D Regulatory Agencies Reinsurance Remuneration Renewable Energy Research and Experiment Tax Credit Residency Status Restructuring Retail Market Retroactive Taxes Revenue Procedure 2015-27 Revenue Procedure 2015-28 Reverse Mergers RICs Risk Assessment Risk Limiting Risk Retention Roth Conversions Royalties RQFII Rule 144A Rulemaking Process Russia S&P S&P 500 Sale of Assets Sales & Use Tax Sales Commissions SALT Same-Sex Marriage Sarbanes-Oxley School Districts Secondary Markets Section 336(e) Section 355 Securities Act of 1933 Securities Litigation Securitization Self-Dealing Self-Employment Tax Serious Fraud Office Severance Pay Share Buybacks Share Capital Shareholder Distributions Shareholder Rights Short Sales SICAV Silk Road SINAA Test SIP SLUSA Small Business Formation Social Media SOPARFI Sovereign Debt Special Purpose Entities Spending Cuts SPEs SPF Spinoffs State Budgets State-Owned Enterprises Statute of Limitations Stock Connect Scheme Stock Drop Litigation Stock Redemption Stock Repurchases Stock Sale Agreements Stock Trades Student Loans Subcontractors Subsidies Superannuation Swap Clearing Swap Market Swap Payments Takeover Bids TARP Tax Accrual Workpapers Tax Advice Tax Allocation Agreements Tax Appeals Tax Avoidance Tax Benefits Tax Court Tax Cuts Tax Deferral Tax Exempt Entities Tax Extenders Tax Increases Tax Increment Financing Tax Liability Tax Loopholes Tax Planning Tax Preparers Tax Rates Tax Refunds Tax Treaty Tax-Free Exchanges Tax-Free Transfers Taxable Distributions Telecommunications Tender Option Bonds Terrorist Financing Regulations Third-Party Service Provider TIEA Tobin Tax Transfer Pricing Transfer Taxes Transparency Tribal Economic Development Bonds UBS UBTI UCIs UK Regulatory Reforms Value-Added Tax VAT Exemptions Venture Funding Verification Requirements Voluntary Correction Program Waivers Warren Buffet Wells Fargo Whistleblower Awards Whistleblower Protection Policies White Collar Crimes Work Product Privilege Worthless Stock Year-End Planning