Securities Civil Remedies Finance & Banking

SEC Enforcement Actions Enforcement Settlement Dodd-Frank Whistleblowers RMBS Citigroup Fraud Whistleblower Awards SEC v Citigroup Insider Trading CFTC Judge Rakoff Compliance Securities Fraud Class Action Popular DOJ Mortgage-Backed Securities Securities Act of 1933 Chevron Deference Collateralized Debt Obligations Hedge Funds Interlocutory Appeals Investment Adviser Risk Management Civil Monetary Penalty Consent Decrees Ponzi Scheme Securities Appeals Broker-Dealer FINRA Swaps Bank of America CEA Disgorgement Injunctions Position Limits Shareholders Bernie Madoff Breach of Duty Derivatives Investors Morgan Stanley Neither Admit Nor Deny Settlements SCOTUS Securities Exchange Act Trustees Breach of Contract EU FCPA Fiduciary Duty Securities Litigation UK Appraisal Attorney's Fees Board of Directors Class Certification Commercial Bankruptcy Corporate Counsel Credit Suisse Criminal Prosecution Cy Pres Funds Damages DOL Enforcement Statistics Expungement FHFA FIRREA Goldman Sachs JPMorgan Chase Misappropriation Mortgages Municipalities Oil & Gas Pensions Reporting Requirements Retaliation Sanctions Sarbanes-Oxley Statute of Limitations Administrative Hearings Administrative Procedure Act Admissions of Liability Annual Reports Anti-Retaliation Provisions Asset-Backed Securities Banks Business Valuations CEOs Chief Compliance Officers Clawbacks CMBS Countrywide Deutsche Bank Directors Disclosure Requirements Discovery Rule Due Diligence ESOP Fannie Mae Fines Freddie Mac Fund Managers Gabelli v SEC GreatBanc Halliburton Harbinger Capital Partners LLC Illegal Tipping Investment Advisers Act of 1940 Investment Fraud Mandatory Victim's Restitution Act Mary Jo White Mergers Merrill Lynch Misrepresentation Municipal Bonds Negligence Negligent Misrepresentation New Regulations OCIE Ontario Securities Commission Prejudgment Interest Private Equity Private Equity Funds Professional Liability Public Officials Restitution S&P UBS Underwriting Valuation Volcker Rule Whistleblower Protection Policies White Collar Crimes 401k Abuse of Discretion Administrative Fines Administrative Review Board Adverse Employment Action Aiding and Abetting AIG Alfa v Cukurova Algorithmic Trading Algorithms American Bankers Association Anti-Money Laundering Arbitration Asset Freeze Asset Management Asset Valuations Assignments Assured Guaranty Corp. ATMs Attorney Generals Auditors Audits Australia Australian Securities and Investments Commission Banking Sector Bear Sterns Beneficial Owner Bitcoin Bond Financing Breach of Warranty BrokerCheck Business Litigation C-Suite Executives Calculation of Damages Canada Capital Markets Capital One Cell Phones Charitable Organizations Charles Schwab China Class Action Arbitration Waivers Clinical Trials Collateralized Loan Obligations Comcast v. Behrend Conflicts of Interest Consent Consent Order Contract Interpretation Control Buyouts Corruption Court-Appointed Receivers Credit Agreements Credit Reporting Agencies Crime Victims CTA Custody Rule Cybersecurity Cybertheft D&O Insurance Dark Pool Data Protection Date of Valuation Debt Financing Debt Securities Debtors Defendant Class Deferred Prosecution Agreements Derivative Suit Disclosure Document Productions E*Trade Employer Liability Issues Energy Energy Sector Enforcement Guidance Equitable Estoppel Equitable Relief Equitable Surcharge Equity Compensation Equity Financing ERISA Ethics Evidence Examination Priorities Fair Market Value Fairness Standard False Advertising False Statements FDIC Federal Reserve Fees FFIEC Fiduciary Liability Final Rules Financial Regulatory Reform Financial Statements First Derivative Traders Foreign Banks Foreign Corporations Foreign Nationals Forum Fourth Amendment Fraud-on-the-Market Fraudulent Transfers Freeze Order FSMA GAAP Genta Growth Equity Halliburton v Erica P. John Fund Hewlett-Packard HKEx Home Loan Bank of SF Hong Kong HSBC Impac Incentive Compensation Independence Rules Indirect Investors Inflation Adjustments Injunctive Relief Institutional Investors Insurers Interlocutory Orders Internal Investigations Internal Reporting Investigations Investment Company Act of 1940 Investment Funds IRS iShares Janus Capital Group Judicial Settlement Agreements Jurisdiction Lehman Brothers Liability Libor Liquidation Litigation Hold Loan Agreements Loans Market Access Rule Minerals Minority Shareholders Misleading Statements Money Laundering Motion to Dismiss Motion To Strike Motion to Vacate MRI International Municipal Securities Issuers Mutual Funds Natural Resources Negligent Management New York Times No-Action Relief Non-Prosecution Agreements NRSRO NSA Offshore Companies Patricia Cornwell Pay-To-Play Penalties Permanent Injunctions Pharmaceutical Portfolio Managers Post-Trial Order Preemption Preliminary Injunctions Private Placements Private Right of Action Proposed Regulation Proprietary Trading Protection Provisions Protective Covenants Proxy Put Prudential Regulation Authority Public Employees Public Offerings Punitive Damages Putative Class Actions Qualified Purchaser Qualified Retirement Plans Rajat Gupta Rating Agencies Real Estate Development Real Estate Investments Receivership Reformation Registration Requirement Regulation A Regulatory Agenda Reimbursements Remediation Reorganizations Representations and Warranties Resource Extraction Retirement Retirement Plan Retroactivity Right to Privacy Risk Assessment Risk Retention Rival Director Slate Rule 10b-5 SAC Capital Safe Harbors Section 10(b) Section 1504 Section 304 Section 5 Servicing Agreements SFC Shareholder Litigation Short Sales SIPA SIPC Specific Performance Stanford Ponzi Scheme Stock Drop Litigation Stock Purchase Agreement Stocks Strategic Enforcement Plan Subject Matter Jurisdiction Summary Judgment Summit Energy Target Company Tax Increment Financing Tax-Exempt Bonds Telecommunications Tender Offers Tiger Asia Management Title Insurance Training Tranche Transfer Agents Transparency Trust Preferred Securities Turkcell Uniform Securities Act Unjust Enrichment Unregistered Securities US Bancorp US Bank Veto Rights Wachovia Warrantless Searches Wash Sale Rules Wash Trades Washington Mutual Wells Fargo Wiretapping