Securities Finance & Banking Labor & Employment

SEC ERISA Dodd-Frank Whistleblowers Fiduciary Duty DOL Executive Compensation SCOTUS Retirement Plan Investment Adviser Disclosure Requirements FIfth Third Bancorp v Dudenhoeffer Enforcement Actions Sarbanes-Oxley Whistleblower Protection Policies Popular Compliance ESOP Retaliation Employee Benefits Whistleblower Awards 401k Publicly-Traded Companies Pensions Stock Drop Litigation Shareholders CFTC Proposed Regulation Broker-Dealer IRS FINRA Pay-for-Performance Employer Liability Issues Proxy Statements Benefit Plan Sponsors Breach of Duty US Bancorp Anti-Retaliation Provisions Total Shareholder Return (TSR) Corporate Governance IRA Regulation S-K Final Rules EU Conflicts of Interest Financial Institutions Pay Ratio CEOs ISS Reporting Requirements Best Interest Contract Exemptions FCPA Corporate Counsel Duty of Prudence Securities Exchange Act Stocks Board of Directors Shareholder Proposals Banks Hedge Funds Hedging Proxy Access Rule Proxy Season Class Action Employee Stock Purchase Plans Clawbacks Confidentiality Agreements Enforcement Internal Reporting Securities Chief Compliance Officers DOJ Equity Compensation Hiring & Firing Incentive Compensation Public Disclosure Say-on-Pay UK Investment Funds Private Equity Private Equity Funds Appeals Directors No-Action Letters Swaps Internal Revenue Code (IRC) Retirement Settlement Brokers Compensation Committee Corporate Officers Insider Trading Sun Capital Partners Federal Reserve Fifth Third Mortgage Company Fraud Investors Proxy Voting Guidelines CFPB Cybersecurity Diversity European Securities and Markets Authority (ESMA) Incentive Stock Options Internal Investigations Median Employee Multiemployer Plan Nasdaq NYSE OSHA Pleading Standards Proposed Amendments Securities Act of 1933 Stock Options Banking Sector Best Interest Standard Defined Benefit Plans Employment Contract JOBS Act KBR (formerly Kellogg Brown & Root) Mutual Funds OCC PBGC Withdrawal Liability Amgen Audits Bylaws C-Suite Executives Canada Commercial Bankruptcy Commodities Exchange Act Corporate Culture Derivatives Exemptions False Statements FDIC Investment Advisers Act of 1940 Lawson v FMR Startups Statute of Limitations Termination U.S. Treasury Wage and Hour XBRL Filing Requirements Affordable Care Act Background Checks Deferred Compensation Defined Contribution Plans Due Diligence Financial Markets Financial Statements Form 10-K Investment Management Joint and Several Liability Notice Requirements OMWI Protected Activity Registration Risk Assessment Risk Management Rule 14a-8 Section 162(m) Securities Fraud Swap Dealers Trustees Valuation Administrative Review Board Anti-Corruption Arbitration Bank of New York (BNY) Mellon China Comment Period Contractors Disclosure EMIR Ethics Filing Requirements Form 8-K Glass Lewis Health Insurance Insurance Industry Moench Presumption Morgan Stanley Motion to Dismiss Multi-Employer Pensions PTEs RMBS Section 409A Shareholder Litigation Shareholder Rights SIFMA Small Business Subcontractors Vesting Whole Foods Adverse Employment Action Anti-Money Laundering Bonds CEA Compensation & Benefits Disgorgement Employer Mandates Equity Plans False Claims Act (FCA) Fees Filing Deadlines Financial Conduct Authority (FCA) Halliburton Income Taxes Internships Investigations Investment Portfolios Joint Policy Statements Jurisdiction Loss Causation Misrepresentation Mortgages Municipal Advisers New Guidance Preemption Prohibited Transactions Proposed Legislation Regulation D Rule 21F Safe Harbors Securities Litigation Security-Based Swaps Summary Plan Description Swap Clearing Tibble v Edison Int Training UCITS Venture Capital AIFM AIFMD Annual Meeting Annual Reports Breach of Contract Burden of Proof CalPERS Citigroup Commodities Conflict Mineral Rules Corruption Crowdfunding Custody Rule Deadlines Discrimination EEOC Emerging Growth Companies Employee Share Schemes Employer Group Health Plans FHFA FMR LLC Foreign Investment Former Directors Golden Parachutes Halliburton v Erica P. John Fund HHS International Labor Laws Investment Company Act of 1940 Job Creation JPMorgan Chase Lehman Brothers Major Swap Participants Management Proposals Material Nonpublic Information Mortgage-Backed Securities MSRB Municipalities NCUA New Regulations Non-Disclosure Agreement OCIE Omnicare Omnicare v Laborers District Council Partnership-in-Fact Pay-To-Play Penalties Pension Funds Personal Liability Private Funds Proxy Advisors Registration Statement Rulemaking Process Sanctions Section 11 Severance Pay Tax Deductions Volcker Rule Wal-Mart Wall Street White Collar Crimes Accounting Fraud Accredited Investors Acquisitions ALJ Arbitration Agreements Asset Management Bad Actors Bank Secrecy Act Best Management Practices Bonuses Bribery Canadian Securities Administration Capital Markets Capital Requirements CCPs CD&A Clearing Members Closely Held Businesses CME Consumer Protection Act Controlled Groups Corporate Taxes Cross-Border Transactions Data Privacy Duty of Loyalty Economic Development Economically Targeted Investments Employees Employment Tribunals Entrepreneurs Equitable Relief Equity Markets Equity Securities European Commission Excessive Fees FASB Fee Disclosure Fee-Shifting Financial Adviser Financial Regulatory Reform Financial Sector Financial Services Industry FLSA Foreign Nationals Foreign Official Futures GAAP Gender Equity Healthcare Inside Information Institutional Investors Investment Libor Market Manipulation Misclassification Monsanto Municipal Securities Issuers No-Action Relief Non-Solicitation Agreements Ontario Securities Commission (OSC) Participant-Directed Plans Partnerships Payday Loans Pending Legislation Performance Incentives Plan Administrators Plan Documents Plan Participants Proxy Access Public Comment Public Employees QPAM Qualified Restricted Stock Units (RSUs) Qualified Retirement Plans Recordkeeping Requirements Recruitment Policies Registered Investment Advisors Remand Restricted Stocks Russia Saudi Arabia Scienter Settlement Agreements Severance Agreements Shareholder Activism Shareholder Votes Social Media Split of Authority Strategic Enforcement Plan Subrogation TD Ameritrade Transparency UBS Visas Wrongful Termination Year-End Planning 403(b) Plans 457(b) Plans Activist Hedge Funds Actual or Constructive Knowledge Administrative Procedure Act Affiliates Algorithmic Trading Amended Legislation Amgen Inc. v Connecticut Retirement Plans Amicus Briefs Annuities Appraisal Asset Diversification Attorney-Client Privilege Auditors Australia Bad Faith Bank of America Bear Sterns Bernie Madoff Best Practices Books & Records Business Advice Business Development Business Valuations Buyback Programs Cadillac Tax Causation CFOs Chevron Deference Chipotle Grill Civil Monetary Penalty Class Certification Coca Cola Code of Conduct Coerced Patronage COLA Collateralized Loan Obligations Commodity Pool Compensation Compensation Agreements Conflicts of Laws Corporate Issuers Corporate Social Responsibility Cost-of-Living Credit Checks Criminal Background Checks Cross-Border Damages Deduction Limitations Deferred Prosecution Agreements Delta Airlines Dismissals Dividends DMO DOMA Duty to Disclose Duty to Monitor Early Stage Companies Employee Shareholders Employee Training ETFs Exceptions Excise Tax Exelon Generation Failure To State A Claim Fair Market Value Family Offices FCRA Federal Rules of Civil Procedure FFIEC FICA Taxes Financial Crisis Financial Services Committee Foreign Affiliates Foreign Corporations Forfeiture France Fraud-on-the-Market Fund Managers Gender Discrimination Gender-Based Pay Discrimination Germany Goldman Sachs Government Officials HIPAA Hong Kong Hotlines Independence Rules Independent Boards Independent Contractors Inflation Adjustments Interpretive Rule Investment Companies IPO IRA Rollovers Item 402 Japan Job Applicants Legislative Agendas Listing Standards Litigation Hold Macron Law Mandatory Arbitration Clauses Marathon Oil Marketing Mary Jo White Merrill Lynch MiFID MiFID II Money Market Funds Moody's Multiemployer Pension Plan Amendments Act (MPPAA) Municipal Bonds NASD NFA Non-Compete Agreements Non-Judicial Settlement Agreements Non-US Entities Nonbank Firms NPRM OMB OTC Over-Time Overpayment PCAOB Pension Schemes Pfizer Pharmaceutical Industry Pleadings Policy Violations Ponzi Scheme Portfolio Companies Private Placements Privately Held Corporations Professional License Prohitibed Transactions Prospectus Public Information Public Pension Putative Class Actions Qualified Benefit Plans Qui Tam Rating Agencies Real Estate Investments Reasonableness Factors Rebuttable Presumptions Registration Requirement Regulatory Agencies Regulatory Agenda Reimbursements Request For Information Revenue Sharing Reversal Risk Mitigation RJR Nabisco RTS Rule 23 Rule 506 Offerings S&P Same-Sex Marriage SAR Section 304 Section 457A Senior Managers Share Buybacks Shareholder Meetings Siemens Sovereign Wealth Funds Spinoffs Spoofing Standard of Care Statistical Sampling Statute of Repose Stock Purchase Agreement Stress Tests Subsidiaries Summary of Benefits and Coverage SunTrust Supervision Suppliers Tax Exemptions Third-Party Risk Tippees Title IV TPAs Transfers Unions US v Newman Wages Waiver of Tort WARN Act Warren Buffet Whistleblower Hotlines Whistleblower Protection Enhancement Act White-Collar Exemptions Wire Fraud Work Permits Young Lawyers 10b5-1 Plans Abuse of Discretion Actual Injuries Administrative Appeals Administrative Authority Administrative Exemption Administrative Hearings Advisory Opinions Affiliated-Business Arrangements Affordable Housing AFL-CIO Allergan Inc Alternative Investment Fund Managers Directive Alternative Investment Funds Ambiguous American Pipe & Construction Co. v. Utah Amgen v Harris Analytics Angel Investors Anonymity Anthem Blue Cross Anti-Bribery Anti-Kickback Statute Anti-Terrorism Act Antitrust Litigation Apple Article III Artificial Intelligence Asia ASIC Assessment Asset Freeze Asset Valuations Associated Persons Attorney's Fees Automotive Industry Baby Boomers Bailout Bank Fraud Bank of England Banking Regulators Barnes and Noble Basel Committee Basic v Levinson Benchmarking Benchmarks BHP Billiton Bias Big Data Bitcoin BitLicense Blackout Rules BlackRock Block Chain Block Trades Bond Financing Broker Commissions Brokerage Accounts BrokerCheck BSA/AML Bundling Rules Burden-Shifting Burwell v Hobby Lobby Business Companies Act Business Conduct Standards Business Development Companies Business Formation Business Taxes Capital Formation Capital Gains Capital One Capital Raising Caremark claim Carried Interest Casinos CBCA Cease and Desist Cease and Desist Orders Cell Phones CEO's Certificates of Incorporation Certiorari CFPA Change in Control Chapter 11 Charitable Purpose Chief Ethics and Compliance Officers (CECO) Choke Point CIGNA v Amara Claim Denial Letters Class Action Arbitration Waivers Classification Climate Change CME NYMEX CNIL COBRA Collateralized Debt Obligations Collective Agreements Collective Bargaining Collective Redundancy Consultations Commodity Futures Contracts Community Banks Community Health Systems Competition Compliance Costs Confidential Information Confidential Witnesses Conflicting Proposals Congressional Investigations & Hearings Construction Contracts Construction Industry Consumer Lenders Contraceptive Coverage Mandate Contract Terms Convictions Corporate Bonuses Corporate Charters Corporate Executives Corporate Financing Corporate Financing Rule Corporate Gifts Corporate Management Corporate Misconduct Corporate Sales Transactions Corporate Veil Cost-Sharing Counterparties Covered Entities CPO CPOs CRD IV Directive Credit Default Swaps Credit Ratings Credit Unions Criminal Prosecution CSDR CTA Custody DaimlerChrysler Data Breach Data Collection Data Protection De Minimis Claims De Minimus Quantity Exemption De-Risking Debt Ceiling Debt Financing Decision-Making Process Defense Strategies Deferred Stock Incentive Plans Delays Denial of Benefits Department of Business Oversight Derivative Suit Derivatives Clearing Organizations Determination on Remand Deutsche Bank Disability Benefits Discovery Rule Disney Disruptive Trading Practices Distressed Debt Distribution Rules Diversity and Inclusion Standards (D&I) Divestment Division of Economic and Risk Analysis (DERA) Document Productions Dominos Draft Guidance DSIO DuPont Durbin Amendment Rules Duty of Care Duty to Investigate EB-5 EB-5 Regional Centers EBA eBay EBSA ECON EEO-1 EIOPA Employee Definition Employee Handbooks Employee Privacy Rights Employee Stock Purchase Rights Employee-Ownership Employer Contributions Employment Policies End-Users Enforcement Statistics EPCRS Equal Opportunities Equal Pay Equitable Estoppel Equitable Surcharge Equity Financing Ernst & Young EU Data Protection Laws European Court of Justice (ECJ) Evidence Examination Priorities Exercise of an Option Expatriates Extraterritoriality Rules Extrinsic Evidence Facebook Failure To Disclose Fair Chance Act Fair Housing Act (FHA) Fair Lending Family Businesses FCMs FCPA Resource Guide FDCPA Federal Contractors Federal Register Federal Rule 12(b)(6) Felons Fidcuciary Liability FIFA Final Guidance Financial Products Financial Reporting Financial Services Authority Financial Transaction Tax Financing FinTech FIRREA Fitch Fixed-Term Labor Contracts Fixing America’s Surface Transportation Act (FAST Act) Flexible Spending Accounts Foreign Banks Foreign Exchanges Foreign Jurisdictions Foreign Markets Form 10-Q Form 3921 Form 3922 Form 5500 Form ADV Form BE-10 Form SD Former Employee Former Employer Forum Selection FTCA Fund Expenses Gabelli v SEC Gaming Garner GASB General Motors Genetically Engineered Seed Gift Tax Gifts Global Market Going-Private Transactions Government Investigations Government Shutdown Greenhouse Gas Emissions Guidance Update Guns-in-Trunks Legislation Harbinger Capital Partners LLC HDHP Health Insurance Exchanges Health Plan Sponsors Health Savings Accounts Healthcare Costs HMRC Holiday Pay Home Depot Hospitals HSA Human Resources Professionals Human Rights IASB Incorporation by Reference Indemnification Indemnification Clauses Indemnity Insurance IndyMac Information Reports Information Sharing Information Statements Injunctions Injunctive Relief Inpatient Rehab Facilities Insolvency Inspection Rights Institutional Investment Interest Rates Internal Audit Functions Internal Communications Internal Controls International Finance International Remittance Transfers International Tax Issues Internet Internet of Things Interstate Commerce Inversion Investment Banks Investment Firms Investment-Only Exemption Iran Sanctions Iran Threat Reduction and Syria Human Rights Act Ireland ISDA ISOs Issuer Exemption Item 402(b) Japan FSA Joint Stock Companies Judicial Proceedings Jury Verdicts Just Cause Kickbacks King v Burwell Kodak Kohls L-1A Labor Code Labor Disputes Late Filer Rule Lawson Legal Advice Privilege Legislative Committees Liability Insurance Limitation Periods Liquidity Loan Servicer Loss of Income Mail Fraud Managers Mandatory Clearing Requirements Margin Requirements Marijuana Market Participants Material Disclosures Material Misstatements Materiality McDonalds Medicaid Medicare Medicare Taxes Mergers Minimum Salary Minimum Value Plans Minimum Wage Ministry of Labour Misappropriation MLD4 MOFCOM Montanile v Board of Trustees Mortgage Brokers Mortgage Servicers Motor Vehicles Municipal Securities Market Negligence Negligent Supervision Net Operating Losses New Legislation New York Times NLRB General Counsel Nominee Directors Non-GAAP Financial Measures Non-Grandfathered Health Plans NTSA Nuclear Weapons Nursing Homes NYDFS Obama Administration Occidental Petroleum OFAC OFCCP Offer Letters Offshore Companies Offshore Funds OIG Olympics Online Marketplace Lending Ontario Securities Act Oral Argument Order Routing Ordinary Course of Business Defense Overboarding Panama Papers Parental Leave Passwords Patent Infringement Patients Payment-In-Kind Payroll Taxes Pension Plan Amendments Perez v Mortage Bankers Assoc Personal Benefit Personally Identifiable Information Petition for Writ of Certiorari Pharmacies PHI Physician Compensation Arrangements Physicians Poland Policies and Procedures Political Contributions Political Corruption Portfolio Managers PRA PRC Labor Contract Laws PRC Trademark Law Amendments