Securities Finance & Banking Labor & Employment

SEC Dodd-Frank Whistleblowers ERISA Fiduciary Duty Executive Compensation SCOTUS DOL Disclosure Requirements Enforcement Actions Compliance Whistleblower Protection Policies FIfth Third Bancorp v Dudenhoeffer Sarbanes-Oxley Retaliation Investment Adviser ESOP Publicly-Traded Companies Popular Retirement Plan Whistleblower Awards Proposed Regulation Shareholders Employee Benefits FINRA CFTC Employer Liability Issues Proxy Statements Pay-for-Performance Pensions Stock Drop Litigation 401k IRS Anti-Retaliation Provisions Total Shareholder Return (TSR) Benefit Plan Sponsors Regulation S-K US Bancorp Breach of Duty Corporate Governance Broker-Dealer EU FCPA ISS Securities Exchange Act CEOs Enforcement Reporting Requirements Shareholder Proposals Stocks Board of Directors Chief Compliance Officers Financial Institutions Hedge Funds Pay Ratio Proxy Access Rule Hedging Proxy Season DOJ Class Action Confidentiality Agreements Duty of Prudence Hiring & Firing Public Disclosure Banks Employee Stock Purchase Plans Final Rules Internal Reporting Say-on-Pay Securities Appeals Directors Equity Compensation Investment Funds No-Action Letters IRA Settlement Swaps Clawbacks Corporate Counsel Fifth Third Mortgage Company Fraud Private Equity Retirement Compensation Committee Conflicts of Interest Corporate Officers Insider Trading Internal Revenue Code (IRC) Proxy Voting Guidelines UK Brokers C-Suite Executives Cybersecurity Diversity Federal Reserve Proposed Amendments Securities Act of 1933 Stock Options CFPB Corporate Culture Incentive Compensation Internal Investigations KBR (formerly Kellogg Brown & Root) Median Employee NYSE OSHA Bylaws Canada ESMA Ethics False Statements Investment Management Investors JOBS Act Lawson v FMR Nasdaq PBGC Risk Management XBRL Filing Requirements Audits Background Checks Banking Sector Deferred Compensation Defined Benefit Plans Derivatives Employment Contract Exemptions Financial Statements Form 10-K Investment Advisers Act of 1940 Mutual Funds OMWI Registration Risk Assessment Rule 14a-8 Section 409A Statute of Limitations Trustees U.S. Treasury Administrative Review Board Affordable Care Act Anti-Corruption Arbitration Bank of New York (BNY) Mellon China Commercial Bankruptcy Contractors Disclosure Financial Markets Form 8-K Incentive Stock Options Moench Presumption Notice Requirements OCC Private Equity Funds RMBS Securities Fraud Shareholder Litigation Shareholder Rights Small Business Subcontractors Swap Dealers U.S. Bancorp Whole Foods Annual Reports Bonds CEA Commodities Exchange Act Defined Contribution Plans Disgorgement Due Diligence EMIR Employer Mandates Equity Plans False Claims Act (FCA) Glass Lewis Halliburton Health Insurance Income Taxes Internships Investigations Jurisdiction Misrepresentation Morgan Stanley Mortgages Motion to Dismiss Municipal Advisers Pay-To-Play Prohibited Transactions Protected Activity Regulation D Rule 21F Section 162(m) Securities Litigation Startups Summary Plan Description Swap Clearing Termination Tibble v Edison Int Training Valuation Volcker Rule Adverse Employment Action AIFM AIFMD Annual Meeting Best Interest Contract Exemptions Breach of Contract Burden of Proof CalPERS Citigroup Comment Period Commodities Compensation & Benefits Corruption Custody Rule Deadlines Discrimination EEOC Emerging Growth Companies Employer Group Health Plans FDIC Filing Deadlines Filing Requirements Financial Regulatory Reform FMR LLC Foreign Investment Former Directors Halliburton v Erica P. John Fund HHS Insurance Industry Investment Company Act of 1940 Job Creation Joint Policy Statements Loss Causation Major Swap Participants Management Proposals Material Nonpublic Information Mortgage-Backed Securities MSRB Municipalities New Guidance New Regulations Non-Disclosure Agreement OCIE Omnicare Omnicare v Laborers District Council Pension Funds Preemption Proxy Advisors Qualified Retirement Plans Registration Statement Safe Harbors Section 11 Security-Based Swaps Strategic Enforcement Plan Tax Deductions Wage and Hour Wal-Mart White Collar Crimes Accredited Investors Acquisitions ALJ Annuities Anti-Money Laundering Arbitration Agreements Asset Management Bad Actors Bank Secrecy Act Best Interest Standard Best Management Practices Bribery Canadian Securities Administration Capital Markets CCPs CD&A Clearing Members CME Conflict Mineral Rules Consumer Protection Act Cross-Border Transactions Economic Development Economically Targeted Investments Employee Share Schemes Employees Employment Tribunals Equity Markets Equity Securities European Commission Fee Disclosure Fee-Shifting Fees Financial Conduct Authority (FCA) Foreign Nationals Foreign Official Futures GAAP Golden Parachutes Healthcare Institutional Investors International Labor Laws Investment IRA Rollovers JPMorgan Chase Lehman Brothers Misclassification Money Market Funds Monsanto Multi-Employer Pensions Multiemployer Plan Municipal Securities Issuers No-Action Relief Non-Solicitation Agreements Ontario Securities Commission Participant-Directed Plans Payday Loans Penalties Pending Legislation Performance Incentives Personal Liability Private Funds Proposed Legislation Public Comment Public Employees QPAM Qualified Restricted Stock Units (RSUs) Recruitment Policies Remand Restricted Stocks Rulemaking Process Russia Sanctions Saudi Arabia Scienter Settlement Agreements Severance Pay Shareholder Votes SIFMA Social Media Split of Authority Subrogation TD Ameritrade Transparency UBS UCITS Vesting Visas Wall Street Wrongful Termination Year-End Planning 403(b) Plans 457(b) Plans Accounting Fraud Actual or Constructive Knowledge Administrative Procedure Act Affiliates Algorithmic Trading Appraisal Asset Diversification Attorney-Client Privilege Australia Bad Faith Bank of America Bear Sterns Bernie Madoff Best Practices BlackRock Bonuses Business Development Business Valuations Buyback Programs Cadillac Tax Capital Requirements Causation Chevron Deference Chipotle Grill Civil Monetary Penalty Class Certification Coca Cola Code of Conduct Coerced Patronage COLA Collateralized Loan Obligations Commodity Pool Compensation Agreements Confidential Information Conflicts of Laws Corporate Issuers Corporate Social Responsibility Cost-of-Living Credit Checks Criminal Background Checks Criminal Prosecution Cross-Border Crowdfunding Damages Data Breach Data Privacy Data Protection Deduction Limitations Deferred Prosecution Agreements Delta Airlines Dismissals DMO DOMA Duty of Loyalty Duty to Disclose Duty to Monitor Employee Shareholders Employee Training Employment Policies Enforcement Statistics Entrepreneurs EPCRS Equitable Relief ETFs Exceptions Excessive Fees Excise Tax Exelon Generation Fair Market Value Family Offices FCRA Federal Rules of Civil Procedure FFIEC FICA Taxes Financial Adviser Financial Products Financial Sector Financial Services Committee FLSA Foreign Affiliates Foreign Corporations Forfeiture France Fraud-on-the-Market Fund Managers Germany Goldman Sachs Government Officials HIPAA Hong Kong Hotlines Independence Rules Independent Boards Independent Contractors Internal Controls Interpretive Rule Investment Companies Investment Portfolios IPO Item 402 Japan Job Applicants Legislative Agendas Libor Listing Standards Litigation Hold Macron Law Marathon Oil Marketing Mary Jo White Merrill Lynch Moody's Municipal Bonds NASD NFA Non-Compete Agreements Non-Judicial Settlement Agreements Non-US Entities Nonbank Firms NPRM OTC Personally Identifiable Information Pharmaceutical Industry Plan Administrators Plan Documents Pleading Standards Pleadings Policy Violations Ponzi Scheme Private Placements Privately Held Corporations Professional License Prohitibed Transactions Prospectus PTEs Public Information Public Pension Putative Class Actions Qualified Benefit Plans Qui Tam Real Estate Investments Reasonableness Factors Rebuttable Presumptions Recordkeeping Requirements Registered Investment Advisors Registration Requirement Regulatory Agencies Regulatory Agenda Reimbursements Request For Information Revenue Sharing Reversal Rule 23 Rule 506 Offerings S&P Same-Sex Marriage SAR Section 304 Section 457A Severance Agreements Share Buybacks Shareholder Activism Shareholder Meetings Siemens Sovereign Wealth Funds Standard of Care Statistical Sampling Statute of Repose Subsidiaries Summary of Benefits and Coverage Sun Capital Partners Supervision Suppliers Third-Party Risk Tippees Title IV TPAs US v Newman Venture Capital Wages Waiver of Tort Warren Buffet Whistleblower Hotlines Whistleblower Protection Enhancement Act Wire Fraud Work Permits 10b5-1 Plans 16(b) Abuse of Discretion Accountants Accounting Controls Activist Hedge Funds Actual Injuries Administrative Appeals Administrative Authority Administrative Hearings Advisory Opinions Affiliated-Business Arrangements Affordable Housing AFL-CIO Alternative Investment Fund Managers Directive Alternative Investment Funds Ambiguous Amended Legislation American Pipe & Construction Co. v. Utah Amgen Amgen Inc. v Connecticut Retirement Plans Analytics Anthem Blue Cross Anti-Bribery Anti-Kickback Statute Anti-Terrorism Act Antitrust Litigation Apple Article III Asia ASIC Assessment Asset Valuations Associated Persons Attorney's Fees Auditors Automotive Industry Bailout Bank Fraud Bank of England Barnes and Noble Basel Committee Basic v Levinson Benchmarking Benchmarks BHP Billiton Big Data Bitcoin BitLicense Blackout Rules Block Trades Bond Financing Books & Records Broker Commissions Brokerage Accounts BrokerCheck BSA/AML Bundling Rules Burden-Shifting Burwell v Hobby Lobby Business Companies Act Business Conduct Standards Business Development Companies Business Formation Business Taxes Capital Gains Capital One Caremark claim Carried Interest Casinos CBCA Cease and Desist Cease and Desist Orders Cell Phones Certificates of Incorporation Certiorari CFOs Change in Control Chapter 11 Charitable Purpose Choke Point CIGNA v Amara Claim Denial Letters Class Action Arbitration Waivers Classification Closely Held Businesses CME NYMEX CNIL COBRA Collateralized Debt Obligations Collective Agreements Collective Bargaining Collective Redundancy Consultations Commodity Futures Contracts Community Banks Community Health Systems Competition Compliance Costs Congressional Investigations & Hearings Construction Contracts Construction Industry Consumer Financial Products Consumer Lenders Contraceptive Coverage Mandate Contract Terms Controlled Groups Convictions Corporate Bonuses Corporate Charters Corporate Financing Corporate Financing Rule Corporate Gifts Corporate Management Corporate Misconduct Corporate Sales Transactions Corporate Taxes Corporate Veil Cost-Sharing Counterparties Covered Entities CPO CPOs Credit Default Swaps Credit Ratings CTA Custody DaimlerChrysler De Minimis Claims De Minimus Quantity Exemption De-Risking Debt Debt Ceiling Debt Financing Defense Strategies Delays Department of Business Oversight Derivative Suit Derivatives Clearing Organizations Deutsche Bank Discovery Rule Disruptive Trading Practices Distribution Rules Diversity and Inclusion Standards (D&I) Dividends Division of Economic and Risk Analysis (DERA) Dominos DSIO DuPont Durbin Amendment Rules Duty of Care Duty to Investigate EB-5 EB-5 Regional Centers EBA eBay EBSA EEO-1 Electronically Stored Information Employee Definition Employee Handbooks Employee Privacy Rights Employee Stock Purchase Rights Employer Contributions End-Users Equal Opportunities Equitable Estoppel Equitable Surcharge Equity Financing Ernst & Young EU Data Protection Laws European Court of Justice (ECJ) Evidence Examination Priorities Exercise of an Option Expatriates Expert Testimony Extraterritoriality Rules Extrinsic Evidence Facebook Failure To Disclose Fair Chance Act Fair Housing Act (FHA) Fair Lending Family Businesses FASB FCMs FCPA Resource Guide FDCPA Federal Contractors Federal Register Federal Rule 12(b)(6) Felons Fidcuciary Liability Final Guidance Financial Crisis Financial Reporting Financial Services Authority Financial Transaction Tax Financing FIRREA Fitch Fixed-Term Labor Contracts Flexible Spending Accounts Foreign Banks Foreign Exchanges Foreign Jurisdictions Foreign Markets Forfeiture Statutes Form 10-Q Form ADV Form BE-10 Form SD Former Employee Former Employer Forum Selection FTCA Fund Expenses Gabelli v SEC Gaming GAO Garner GASB Gender Discrimination Gender Equity Gender-Based Pay Discrimination General Motors Genetically Engineered Seed Gift Tax Gifts Global Market Going-Private Transactions Government Shutdown Greenhouse Gas Emissions Guns-in-Trunks Legislation Harbinger Capital Partners LLC HDHP Health Insurance Exchanges Health Plan Sponsors Health Savings Accounts Healthcare Costs HMRC Home Depot Hospitals HSA Human Resources Professionals Human Rights IASB Incorporation by Reference Indemnification IndyMac Inflation Adjustments Information Reports Information Sharing Injunctions Injunctive Relief Inpatient Rehab Facilities Insolvency Inspection Rights Institutional Investment Interest Rates Internal Audit Functions International Finance International Remittance Transfers Internet Interstate Commerce Investment Banks Investment Firms Iran Sanctions Iran Threat Reduction and Syria Human Rights Act IRC Section 83(b) Ireland ISDA ISOs Issuer Exemption Item 402(b) Japan FSA Joint and Several Liability Joint Stock Companies Judicial Proceedings Jury Verdicts Just Cause Kickbacks King v Burwell Kodak Kohls L-1A Labor Code Labor Disputes Late Filer Rule Lawson Legal Advice Privilege Legislative Committees Liability Insurance Limitation Periods Loan Servicer Loss of Income Mail Fraud Managers Mandatory Arbitration Clauses Mandatory Clearing Requirements Margin Requirements Marijuana Market Manipulation Market Participants Material Disclosures Material Misstatements Materiality McDonalds Medicaid Medicare Medicare Taxes Mergers MiFID MiFID II Minimum Salary Minimum Value Plans Minimum Wage Ministry of Labour Misappropriation MOFCOM Mortgage Brokers Mortgage Servicers Motor Vehicles Municipal Securities Market National Elevator v Montanile NCUA Negligence Negligent Supervision Net Operating Losses New Legislation New York Times NLRB General Counsel Nominee Directors Non-GAAP Financial Measures Non-Grandfathered Health Plans NTSA Nuclear Weapons Nursing Homes NYDFS Obama Administration Occidental Petroleum OFAC Offshore Companies Offshore Funds OIG Olympics OMB Ontario Securities Act Oral Argument Order Routing Ordinary Course of Business Defense Overboarding Overpayment Parental Leave Partnerships Passwords Patent Infringement Patients Payment-In-Kind Payroll Taxes PCAOB Pension Plan Amendments Pension Schemes Perez v Mortage Bankers Assoc Personal Benefit Petition for Writ of Certiorari Pfizer Pharmacies PHI Physician Compensation Arrangements Physicians Poland Policies and Procedures Political Contributions Political Corruption Portfolio Managers PRA PRC Labor Contract Laws PRC Trademark Law Amendments Prejudgment Interest Preliminary Injunctions Prepaid Payment Products Presumption of Reliance Principal Place of Business Principle Executive Officer (PEO) Privacy Concerns Private Company Shares Private Right of Action Private Sector Pro Rata Allocation Rule Professional Conferences Professional Liability Profit Sharing Project Finance Proxies Proxy Access Proxy Materials Public Employers Public Entities Public Policy Public Procurement Policies Public Records Act Puerto Rico Qualcomm Qualified Mortgage Rule Quid Pro Quo Race Discrimination Rating Agencies Real Estate Development Recess Appointments Reformation Regulation A Regulation FD Regulation SHO Regulation Z Regulatory Standards Reinsurance REITS Relators Religious Accommodation Remedial Actions Remuneration Resource Extraction RESPA Restrictive Covenants Retroactive Application Retroactivity Revenue Procedure 2015-27 Revenue Procedure 2015-28 Revlon Richard Cordray RICO Right to Privacy Right to Strike Ring-Fencing Risk Alert Risk Mitigation RJR Nabisco Roth Conversions Roth IRA Roundtable Rule Rule 10D-1 Rule 23(b)(3) Rule 506(d) Salary Caps Sales Commissions Saudi Stock Exchange SBC SCDEA Search Warrant Section 10(b) Section 10D Section 15(c) Section 220 Request Section 510 Securities Violations SEFs Self-Dealing Senior Managers