Securities Insurance

Insurance Industry SEC EU UK D&O Insurance Class Action Financial Sector Life Insurance Financial Markets Cybersecurity European Securities and Markets Authority (ESMA) Financial Conduct Authority (FCA) Solvency II Board of Directors Enforcement Actions Securities Banking Sector RMBS Banks CFTC Dodd-Frank Popular Compliance RTS ERISA Fiduciary Duty Fraud MiFID II EIOPA Settlement Annuities Disclosure Requirements European Banking Authority Swaps FDIC Professional Liability Reinsurance Financial Services Industry Prudential Regulation Authority SCOTUS Securities Fraud Broker-Dealer Corporate Governance Data Protection Insurance Litigation Investment Adviser Risk Management Corporate Counsel Data Breach Financial Institutions Liability Insurance Securities Litigation CFPB Cyber Insurance EMIR Enforcement FINRA Investment Funds OCC Policy Exclusions BRRD Capital Requirements Corporate Officers DOJ EU Market Abuse Regulation (EU MAR) European Commission FCPA Federal Reserve Private Equity Regulatory Oversight Retirement Plan Swap Dealers UCITS Asset Management Benchmarks Capital Requirements Regulation (CRR) Class Certification Derivatives Disgorgement Duty to Defend Investors JPMorgan Chase Misrepresentation Mutual Funds Stress Tests Whistleblowers Administrative Proceedings Basel Committee Captive Insurance Company China Fraud-on-the-Market FSB Government Investigations Indemnification Money Market Funds Mortgages Packaged Retail And Insurance-Based Investment Products (PRIIPS) Private Equity Funds RICO Shadow Banking Variable Annuities 401k Appeals Arbitration Bad Faith Bank of America Brokers Capital Markets Capital Markets Union CCPs Commercial General Liability Policies Commercial Insurance Policies Cyber Attacks Derivative Suit Directors Due Diligence European Central Bank FHFA Halliburton v Erica P. John Fund Healthcare Hedge Funds Implementing Technical Standards (ITS) Internal Revenue Code (IRC) Investment Companies Investment Company Act of 1940 IPO Loss Causation Mergers NAIC No-Action Relief Rating Agencies Risk Assessment Senior Managers Insurers Regime (SMIR) Shareholder Litigation Subsidiaries Young Lawyers Acquisitions AIFMD Bear Sterns Bribery C-Suite Executives Canada Commodities Exchange Act Constitutional Challenges Consumer Financial Products Countrywide Credit Ratings Death Benefits Deutsche Bank DOL Financial Regulatory Reform Foreign Banks FSMA Halliburton Indemnity Insurance Insider Trading IOSCO IRS Litigation Fees & Costs Margin Requirements Market Abuse MiFID MiFIR New Regulations No-Action Letters Pensions Personal Liability Proposed Regulation Regulation Technical Standards (RTS) Reporting Requirements Senior Managers SEPA Shareholders Statute of Limitations Unclaimed Property Variable Insurance Virtual Currency Affordable Care Act Allianz Alternative Investment Funds Bank Accounts Bank of England Basel III Basic v Levinson Bitcoin Blockchain Bonds Books & Records Breach of Contract Business Continuity Plans Buyers Catastrophe Bonds Chief Compliance Officers Collateralized Debt Obligations Collateralized Loan Obligations Commodities Commodity Broker Conflicts of Interest Contract Interpretation CPOs Creditors Criminal Prosecution Crowdfunding Defense Strategies Discovery Divestment DSIO EBA Employee Benefits Errors and Omissions Policy European Supervisory Authorities (ESAs) Executive Compensation Floating NAV Futures Indemnification Clauses Individual Accountability Insurance Contracts Insurance Reform Investment Investment Management IRA Iran Sanctions Late Notices Mary Jo White Memorandum of Understanding MetLife OCIE Patents Pleading Standards Proposed Amendments Prospectus Public Policy Publicly-Traded Companies Putative Class Actions Registered Investment Companies (RICs) Registration Requirement Regulatory Standards Representations and Warranties Insurance Ring-Fencing Safe Harbors Securitization Sellers Settlement Agreements SIFIs SLUSA Stock Drop Litigation Stocks Subpoenas Transparency UK Brexit Underwriting Venture Capital White Collar Crimes Accredited Investors Additional Insured Advancement AIFM AIG Amended Regulation Annual Reports Anti-Corruption Apportionment Arbitration Agreements ASIC Attorney-Client Privilege Australia Auto Insurance Benchmarking Beneficiaries Best Interest Contract Exemptions Best Management Practices Big Data Brazil Burwell v Hobby Lobby Capital Markets Authority CFOs Chapter 11 Citigroup Class Action Arbitration Waivers Clawbacks Coal Industry Collective Investment Schemes Commercial Bankruptcy Compensation Agreements Complex Financial Products Corporate Culture Corruption Covered Swap Entities (CSE) Cross-Border Cross-Selling Damages Death Master Files Debt Debt Collection Demand Futility Department of Financial Services Derivatives Clearing Organizations Dismissals Diversification Requirements Diversity Dividends Due Process Duty of Prudence ECON Economic Sanctions EEA ELTIF Employment Contract ESOP ESRB ETFs Ethics EU Benchmark Regulation European Payments Council (ECP) Evidence Excessive Fees Exchange-Traded Products Exemptions Fiduciary Rule FIfth Third Bancorp v Dudenhoeffer Filing Requirements Final Rules Financial Instruments Financial Stability Acts Fines FinTech FSOC FTC Fund Managers GA Supreme Court Gambling Gartenberg Factors Germany Greece Guidance Update Hackers Health Insurance Higher-Risk Securitizations HIPAA HM Treasury Hong Kong HUD Incident Response Plans Income Taxes Indemnity Agreements Indictments Insurance Commissioners Interest Rates Interlocutory Appeals Investigations Iran Threat Reduction and Syria Human Rights Act ISDA Judge Rakoff Latin America Legislative Agendas Liquidity Liquidity Coverage Ratio Litigation Strategies Loans Major Swap Participants Mandatory Arbitration Clauses MBIA Insurance Meals-Gifts-and Entertainment Rules Medical Devices Money Laundering Moody's Mortgage Credit Directive (MCD) Motion to Dismiss Nationwide Insurance Co. NDAA Neither Admit Nor Deny Settlements Nonbank Firms Notice Requirements OFAC Oil & Gas Omnicare v Laborers District Council Ontario Securities Commission (OSC) Over-Time Parent Corporation PBGC Pending Legislation Personally Identifiable Information Petition for Writ of Certiorari PHH Corp. v CFPB Policy Management Ponzi Scheme Portfolio Companies Private Equity Firms Professional Service Exclusion Property Insurance Proposed Legislation Prudential Insurance Real Estate Market Regulatory Agenda REIT Removal For-Cause Representations and Warranties Required Forms Retail Investors Risk Mitigation S&P Securities Act of 1933 Security-Based Swaps Senior Insurance Managers SIFMA STOLI Student Loans Summary Judgment Sun Capital Partners Tax Deductions Technology Sector Terrorism Funding Terrorism Insurance Threshold Requirements TRIA Trustees U.S. Treasury UBS UK Competition and Markets Authority (CMA) UK Payment Systems Regulator Uniform Law Commission Valuation Vendors Volcker Rule Voluntary Disclosure Wage and Hour Warranty Insurance 403(b) Plans 457(b) Plans Abandoned Property Abuse of Discretion Accounting Controls Accounting Fraud Activision Add-ons Adjudicatory Process Administrative Hearings Admissions of Liability Advanced Notice of Proposed Rulemaking (ANPRM) Affirmative Defenses AFR AIM Aircraft Equipment ALJ All-Party Consent Alstom Alternative Investment Fund Managers Directive Amazon Marketplace Amended Complaints Amgen Inc. v Connecticut Retirement Plans AML-CTF Analytics Anthem Blue Cross Anti-Money Laundering Antitrust Investigations Appraisal Article 29 Working Party (WP29) Article II Asbestos Asia Asia Pacific Asset Diversification Asset Freeze Audit Committee Auditors Automotive Industry Autumn Statement AXA Equitable Life B2B Transactions BaFin Bank Holding Company Bank Holding Company Act Banking Examinations Banking Reform Bankruptcy Reform Barclays Benefit Plan Sponsors Best Practices Big Law Block Trades Borrowers Breach Notification Rule Breach of Duty Breach of Implied Contract Broker Commissions BSA/AML Burden of Proof Business Conduct Standards Business Judgment Rule Business Plans Bylaws Calculation of Damages CalPERS CalSTRS Capital Gains Capital Raising Carve Out Provisions Case Consolidation Casualty Insurance Causation CCA CEA Cell Phones Central Counterparties CEOs Certiorari Chevron Deference Choice-of-Law CIRC Civil Investigation Demand Civil Penalty Fund Claims Made Policy Clearing Agencies CME CMS CO Supreme Court Coal Code of Conduct Collateral Comment Period Commonality Compensation & Benefits Complex Litigation Confidential Information Consent Consent Decrees Consolidated Tax Returns Constitutional Amendment Consultation Consumer Contracts Consumer Financial Contracts Consumer Fraud Consumer Lenders Contraceptive Coverage Mandate Contract Disputes Contract Formation Contract Negotiations Contract Terms Convertible Debt Corporate Criminal Fines Corporate Issuers Corporate Liability Corporate Sales Transactions Corporate Taxes Corporate Veil Corporations Code Cost Basis Counterclaims Court-Appointed Receivers Covered Business Method Patents Covered Entities CRA CRD IV Directive Credit Reports Criminal Background Checks Criminal Investigations Cross-Border Transactions Cumis Counsel Customer Funds Protection Cybersecurity Examination Initiative Data Brokers Data Collection Data Loss Prevention Data Mining Data Security Daubert Standards DBRS DCMs De Minimus Quantity Exemption Deadlines Debit and Credit Card Transactions Debt Market Debtors Decision-Making Process Declaratory Judgments Deductibles Defend Trade Secrets Act (DTSA) Deferred Compensation Deferred Prosecution Agreements Delaware General Corporation Law Delaware Rapid Arbitration Act Department of Education Department of Insurance Deposit Guarantee Schemes Directive (DGSD) Deposit Guarantee System Deposit Insurance Disability Benefits Disclosure Disclosure-Based Settlements Dispute Resolution Disqualification Distributed Ledger Distribution Rules DMCA Dole Food Domain Names Drones Drug & Alcohol Abuse Duke Energy DuPont Duty of Care Duty of Loyalty Duty to Disclose E-Commerce E-Signatures EEO-1 EEOC Elder Issues Electronic Data Transmissions Elon Musk Embargo Emerging Growth Companies Eminent Domain Emoji Employee Handbooks Employees Employer Mandates Employment Tribunals End-Users Environmental Policies EOIPA Equal Protection Equity Investors Equity Markets Equity Securities Escheat Escrow Accounts Estate Planning Estoppel EURIBOR Euro European Banking Federation European Union Delegated Act (EUDA) Exceptions Excess Policies Exclusions Exculpatory Clauses Exempt-Employees Exemptive Relief Expedia Expedited Discovery Expert Reports Expert Witness Export Controls Exports Extrinsic Evidence Fair Housing Act (FHA) Fair Lending False Statements Farm Credit Administration FASB FATF FCC FCMs FCRA Federal Insurance Office Fee-Shifting Fees Fifth Amendment Financial Adviser Financial Crimes Financial Policy Committee Financial Services Authority Financial Statements Financing FIRREA Florida FLSA FMIC FOIA Foreclosure Foreign Exchanges Foreign Investment Foreign Jurisdictions Foreign Subsidiaries Form ADV Former Directors Forum Forum Shopping Fourteenth Amendment FPC Fraudulent Inducement FRCP 23(b)(3) Freeze-Out Mergers FSCS Fund Distribution Fund Sponsors Funding Portal G-SIB G-SIFI G-SII GAAP General Data Protection Regulation (GDPR) General Electric General Licenses General Motors General Partner Gift-Cards Gig Economy Global Systemically Important Financial Institutions (GSIFI) Goldman Sachs Good Faith GSE Guarantors Hallmark Healthcare Reform Hedges High Frequency Trading High Net-Worth HMRC Holding Companies Homeowner's Insurance Housing Finance Reform Housing Market HSBC IAIS IFCPA Implementation Day Incentive Compensation Indemnity Claim Individual Mandate Indonesia Inducements Industry Consolidation Industry Examinations Inflation Adjustments Initial Public Offerings Innovation Insolvency Institutional Investment Insurance Block Exemption Regulation (IBER) Insurance Brokers Insurance Companies Insurance Regulations Insureds Intangible Property Interchange Fees Intermediaries Internal Investigations Internal Reporting International Banks International Data Transfers Interviews Investment Advisers Act of 1940 Investment Contract Investment Fund Vehicles Investment Tax Credits Islamic-Compliant ISS Italy ITSR IVASS Job Creation JOBS Act Joint and Several Liability Joint Comprehensive Plan of Action (JCPOA) Journalists Judicial Records Jumpstart GSE Reform Act Jurisdiction Justifiable Reliance Kickbacks King v Burwell Law Practice Management Lead Paint Legal Costs Legislative Committees Letters of Intent Leverage Ratio Leveraged Loans Libor Life Settlements Limitation of Liability Clause Limited Partnerships Liquidation Liquidity Fees Liquidity Risk Management Rule Lloyds Banking Group Lock-Up Requirements Long Term Care Facilities Long-Term Care Loss Mitigation Loss of Income Loss Payee Managers Market Participants Marketing Marriott Material Misrepresentation Materiality Maxwellisation MCDC Mediation Medicaid Medicaid Expansion Medicare Advantage Member State Mental Health Parity Rule Merger Agreements Merrill Lynch Metals MF Global Middle East Minimum Salary Misleading Statements MLD4 MMF Mobile Payments Moench Presumption Morgan Stanley Mortgage Insurance Mortgage Insurance Fund Mortgage Loan Originators Mortgage-Backed Securities Motion for Summary Judgment MREL Multi-Employer Pensions Municipal Advisers Municipal Securities Issuers Mutual Insurance Companies Nanotechnology NASAA National Technical Information Service (NTIS) Natural Disasters NCUA NDFs Negligent Misrepresentation Net Investment Income New Guidance New Legislation NFA NMLS No-Hire/No-Solicitation Agreements Nominations North Korea NYDFS Obama Administration Obergefell v. Hodges Occurrence OECD Offshore Funds Omissions Online Marketplace Lending Online Platforms Open-Ended Fund Companies (OFCs) OTC p2p P5+1 Nations Participant-Directed Plans Passporting Patent Litigation Patent-Eligible Subject Matter Payday Loans Payment Systems PCI-DSS Standard Peer Review Peer-to-Peer Penalties Pension Reform Petrobras Pharmaceutical Industry PHI Phishing Scams PHL Variable Insurance Company Plan Administrators Plan Documents Policies and Procedures Policy Limits Policy Terms Pollution Exclusion PRA Preemption Premiums Prescription Drug Coverage Presumption of Reliance Primary Jurisdiction Doctrine Prior Wrongful Acts Private Funds Private Investment Funds Private Placement Insurance Private Right of Action Privately Held Corporations Privilege Waivers Professional Misconduct Proprietary Trading Protecting Americans from Tax Hikes (PATH) Act Proximate Cause Proxy Advisors Prudential Standards Public Disclosure Public Health Service Act Public Offerings Purchase Agreement Push-Out Requirements Qualified Retirement Plans R&D Ratings RBS Reasonable Reliance Claims Receivership Recordkeeping Requirements Redemption Gates Redress Payments Referral Fees Registered Investment Advisors Registration Regulation AT Regulation S-K Regulatory Reform Regulatory Requirements Reimbursements Related Parties Relation Back Doctrine Relief Measures Religious Freedom Restoration Act Removal At-Will Repurchases Request For Information Rescission RESPA Restaurant Industry Restitution Restraint of Trade Retroactive Application Reverse Payment Settlement Agreements Richard Cordray RICs Right of Access RQFII Rule 147 Rule 14a-8 Rule 23(f) Rule 506(d) Rules of conduct Sales & Use Tax Same-Sex Marriage Samsung Sanctions SAR Sarbanes-Oxley Scienter SEC Examination Priorities SEC v Citigroup Section 10(b) Section 11 Section 36(b) Section 504 Section 546(e) Securities Act Securities Exchange Act Securities Exchanges SEFs Segregated Funds SEHK Self-Insurance Self-Interest Separation Agreement Servicing Policies Settlements SFC SFTR Shareholder Activism Shareholder Proposals Shareholder Rights Short-Term Investments Singapore Single Director Single Supervisory Mechanism Small Credit Institutions Smaller Reporting Companies Smartphones SMEs SNF Source of Payments Special Purpose Vehicles Spinoffs Split Dollar Spokeo v Robins Startups State and Local Government State Budgets State Farm State Health Insurance Exchanges State Securities Claims Statements of Net Worth Statutory Interpretation Stock Corporations Stock Purchase Agreement Stockholder Agreements Strategic Enforcement Plan Structured Financial Products Students Successor Liability Summary Plan Description Sun Life Assurance Company of Canada Supplemental Benefits Surety & Fidelity Surveillance Swap Clearing