Securities Insurance

Insurance Industry SEC EU UK D&O Insurance Class Action Life Insurance Financial Sector Board of Directors European Securities and Markets Authority (ESMA) Financial Conduct Authority (FCA) Solvency II Financial Markets RMBS Banking Sector Banks Cybersecurity Enforcement Actions Dodd-Frank Popular Compliance Fraud RTS CFTC EIOPA MiFID II Securities Settlement European Banking Authority Disclosure Requirements ERISA Fiduciary Duty Professional Liability Reinsurance Swaps FDIC Prudential Regulation Authority SCOTUS Securities Fraud Corporate Governance Insurance Litigation Corporate Counsel Data Breach Data Protection Annuities Cyber Insurance Enforcement Financial Services Industry Liability Insurance Policy Exclusions Risk Management Securities Litigation Broker-Dealer BRRD Capital Requirements Corporate Officers EMIR EU Market Abuse Regulation (EU MAR) Financial Institutions Investment Adviser Investment Funds OCC Benchmarks Capital Requirements Regulation (CRR) CFPB Disgorgement DOJ Duty to Defend European Commission FCPA Federal Reserve Investors JPMorgan Chase Misrepresentation Private Equity Stress Tests Swap Dealers UCITS Basel Committee Captive Insurance Company Class Certification Derivatives FINRA Fraud-on-the-Market Government Investigations Indemnification Money Market Funds Mortgages Regulatory Oversight Shadow Banking Variable Annuities Whistleblowers 401k Asset Management Bad Faith Bank of America Brokers Capital Markets Capital Markets Union China Commercial General Liability Policies Commercial Insurance Policies Derivative Suit Directors Due Diligence European Central Bank FSB Halliburton v Erica P. John Fund Implementing Technical Standards (ITS) IPO Loss Causation Mergers No-Action Relief Packaged Retail And Insurance-Based Investment Products (PRIIPS) Private Equity Funds Retirement Plan Senior Managers Insurers Regime (SMIR) Shareholder Litigation Subsidiaries Young Lawyers Acquisitions Administrative Proceedings AIFMD Appeals Arbitration Bear Sterns Bribery C-Suite Executives Canada CCPs Commodities Exchange Act Countrywide Credit Ratings Cyber Attacks Death Benefits Deutsche Bank FHFA Financial Regulatory Reform Foreign Banks FSMA Halliburton Healthcare Hedge Funds Internal Revenue Code (IRC) Investment Company Act of 1940 IOSCO IRS Litigation Fees & Costs Margin Requirements Market Abuse MiFID MiFIR Mutual Funds NAIC New Regulations No-Action Letters Pensions Personal Liability Proposed Regulation Rating Agencies Reporting Requirements RICO Risk Assessment Senior Managers SEPA Shareholders Statute of Limitations Unclaimed Property Variable Insurance Virtual Currency Affordable Care Act Allianz Alternative Investment Funds Bank Accounts Bank of England Basel III Basic v Levinson Bitcoin Blockchain Bonds Books & Records Catastrophe Bonds Chief Compliance Officers Collateralized Debt Obligations Collateralized Loan Obligations Commodities Conflicts of Interest Contract Interpretation CPOs Creditors Criminal Prosecution Crowdfunding Defense Strategies Discovery Divestment DOL DSIO EBA Errors and Omissions Policy European Supervisory Authorities (ESAs) Executive Compensation Floating NAV Futures Indemnification Clauses Indemnity Insurance Individual Accountability Insider Trading Insurance Contracts Insurance Reform Investment Investment Management IRA Iran Sanctions Late Notices Mary Jo White Memorandum of Understanding MetLife Patents Pleading Standards Prospectus Public Policy Publicly-Traded Companies Putative Class Actions Regulation Technical Standards (RTS) Regulatory Standards Representations and Warranties Insurance Ring-Fencing Safe Harbors Securitization Settlement Agreements SIFIs SLUSA Stock Drop Litigation Stocks Subpoenas Transparency Underwriting Venture Capital White Collar Crimes Additional Insured Advancement AIFM AIG Amended Regulation Anti-Corruption Apportionment ASIC Attorney-Client Privilege Australia Auto Insurance Benchmarking Beneficiaries Best Management Practices Big Data Breach of Contract Burwell v Hobby Lobby Buyers Capital Markets Authority CFOs Chapter 11 Citigroup Clawbacks Coal Industry Collective Investment Schemes Commercial Bankruptcy Commodity Broker Complex Financial Products Constitutional Challenges Consumer Financial Products Corporate Culture Corruption Covered Swap Entities (CSE) Cross-Border Cross-Selling Damages Death Master Files Debt Debt Collection Demand Futility Department of Financial Services Derivatives Clearing Organizations Dismissals Diversification Requirements Diversity Dividends Due Process Duty of Prudence ECON Economic Sanctions ELTIF Employee Benefits Employment Contract ESOP ESRB ETFs Ethics EU Benchmark Regulation European Payments Council (ECP) Evidence Exchange-Traded Products Exemptions FIfth Third Bancorp v Dudenhoeffer Financial Instruments Financial Stability Acts Fines FinTech FSOC FTC Fund Managers GA Supreme Court Gambling Greece Health Insurance Higher-Risk Securitizations HIPAA HM Treasury HUD Income Taxes Indemnity Agreements Indictments Insurance Commissioners Interest Rates Investigations Iran Threat Reduction and Syria Human Rights Act ISDA Judge Rakoff Latin America Legislative Agendas Liquidity Liquidity Coverage Ratio Litigation Strategies Major Swap Participants MBIA Insurance Medical Devices Money Laundering Mortgage Credit Directive (MCD) Motion to Dismiss Nationwide Insurance Co. NDAA Neither Admit Nor Deny Settlements Nonbank Firms Notice Requirements OCIE OFAC Oil & Gas Omnicare v Laborers District Council Ontario Securities Commission (OSC) Parent Corporation PBGC Pending Legislation Personally Identifiable Information Petition for Writ of Certiorari PHH Corp. v CFPB Policy Management Ponzi Scheme Portfolio Companies Professional Service Exclusion Property Insurance Proposed Legislation Prudential Insurance Registered Investment Companies (RICs) Registration Requirement Regulatory Agenda REIT Removal For-Cause Representations and Warranties Retail Investors S&P Securities Act of 1933 Security-Based Swaps Sellers Senior Insurance Managers STOLI Sun Capital Partners Tax Deductions Technology Sector Terrorism Funding Terrorism Insurance TRIA Trustees U.S. Treasury UBS UK Competition and Markets Authority (CMA) UK Payment Systems Regulator Uniform Law Commission Vendors Volcker Rule Voluntary Disclosure Wage and Hour 403(b) Plans 457(b) Plans Abandoned Property Abuse of Discretion Accounting Controls Accounting Fraud Accredited Investors Activision Add-ons Adjudicatory Process Administrative Hearings Admissions of Liability Affirmative Defenses AFR AIM Aircraft Equipment All-Party Consent Alstom Alternative Investment Fund Managers Directive Amazon Marketplace Amended Complaints Amgen Inc. v Connecticut Retirement Plans AML-CTF Analytics Annual Reports Anthem Blue Cross Anti-Money Laundering Antitrust Investigations Appraisal Arbitration Agreements Article 29 Working Party (WP29) Article II Asbestos Asia Asia Pacific Asset Diversification Asset Freeze Audit Committee Auditors Automotive Industry B2B Transactions Bank Holding Company Bank Holding Company Act Banking Examinations Banking Reform Bankruptcy Reform Barclays Benefit Plan Sponsors Best Interest Contract Exemptions Best Practices Big Law Block Trades Borrowers Brazil Breach Notification Rule Breach of Duty Breach of Implied Contract Broker Commissions BSA/AML Burden of Proof Business Conduct Standards Business Judgment Rule Business Plans Bylaws Calculation of Damages CalPERS CalSTRS Capital Gains Capital Raising Case Consolidation Casualty Insurance Causation CCA CEA Cell Phones Central Counterparties CEOs Certiorari Chevron Deference Choice-of-Law CIRC Civil Investigation Demand Civil Penalty Fund Claims Made Policy Class Action Arbitration Waivers Clearing Agencies CME CMS CO Supreme Court Coal Code of Conduct Collateral Commonality Complex Litigation Confidential Information Consent Consent Decrees Consolidated Tax Returns Constitutional Amendment Consultation Consumer Financial Contracts Consumer Fraud Consumer Lenders Contraceptive Coverage Mandate Contract Disputes Contract Formation Contract Negotiations Convertible Debt Corporate Criminal Fines Corporate Issuers Corporate Liability Corporate Sales Transactions Corporate Veil Cost Basis Counterclaims Court-Appointed Receivers Covered Business Method Patents Covered Entities CRD IV Directive Credit Reports Criminal Background Checks Criminal Investigations Cross-Border Transactions Cumis Counsel Customer Funds Protection Cybersecurity Examination Initiative Data Brokers Data Collection Data Loss Prevention Data Mining Data Security Daubert Standards DCMs Deadlines Debit and Credit Card Transactions Debt Market Debtors Decision-Making Process Declaratory Judgments Deductibles Deferred Compensation Deferred Prosecution Agreements Delaware General Corporation Law Delaware Rapid Arbitration Act Department of Education Department of Insurance Deposit Guarantee Schemes Directive (DGSD) Deposit Guarantee System Deposit Insurance Disability Benefits Disclosure Disclosure-Based Settlements Dispute Resolution Disqualification Distributed Ledger Distribution Rules DMCA Dole Food Domain Names Drones Drug & Alcohol Abuse Duke Energy DuPont Duty of Care Duty of Loyalty Duty to Disclose E-Commerce E-Signatures EEA Elder Issues Electronic Data Transmissions Elon Musk Embargo Emerging Growth Companies Eminent Domain Emoji Employee Handbooks Employees Employer Mandates Employment Tribunals End-Users Environmental Policies EOIPA Equal Protection Equity Investors Equity Markets Equity Securities Escheat Escrow Accounts Estoppel EURIBOR Euro European Banking Federation Exceptions Excess Policies Excessive Fees Exclusions Exculpatory Clauses Exempt-Employees Exemptive Relief Expedia Expedited Discovery Expert Reports Expert Witness Export Controls Exports Extrinsic Evidence Fair Housing Act (FHA) Fair Lending False Statements Farm Credit Administration FASB FATF FCC FCMs FCRA Federal Insurance Office Fee-Shifting Fees Fiduciary Rule Fifth Amendment Final Rules Financial Adviser Financial Crimes Financial Policy Committee Financial Services Authority Financial Statements Financing FIRREA Florida FMIC FOIA Foreclosure Foreign Exchanges Foreign Investment Foreign Jurisdictions Foreign Subsidiaries Former Directors Forum Forum Shopping Fourteenth Amendment FPC Fraudulent Inducement Freeze-Out Mergers FSCS Fund Distribution Fund Sponsors Funding Portal G-SIB G-SIFI G-SII GAAP General Data Protection Regulation (GDPR) General Electric General Licenses General Motors General Partner Germany Gift-Cards Gig Economy Global Systemically Important Financial Institutions (GSIFI) Goldman Sachs Good Faith Guarantors Guidance Update Hackers Hallmark Healthcare Reform Hedges High Frequency Trading HMRC Holding Companies Homeowner's Insurance Hong Kong Housing Finance Reform Housing Market HSBC IAIS IFCPA Implementation Day Incentive Compensation Incident Response Plans Indemnity Claim Individual Mandate Indonesia Inducements Industry Consolidation Inflation Adjustments Initial Public Offerings Innovation Insolvency Institutional Investment Insurance Block Exemption Regulation (IBER) Insurance Brokers Insurance Regulations Insureds Intangible Property Interchange Fees Interlocutory Appeals Intermediaries Internal Investigations Internal Reporting International Banks International Data Transfers Interviews Investment Advisers Act of 1940 Investment Companies Investment Contract Investment Fund Vehicles Investment Tax Credits Islamic-Compliant ISS Italy ITSR IVASS Job Creation JOBS Act Joint and Several Liability Joint Comprehensive Plan of Action (JCPOA) Journalists Judicial Records Jumpstart GSE Reform Act Jurisdiction Justifiable Reliance Kickbacks King v Burwell Law Practice Management Lead Paint Legal Costs Legislative Committees Letters of Intent Leverage Ratio Leveraged Loans Libor Life Settlements Limitation of Liability Clause Limited Partnerships Liquidation Liquidity Fees Lloyds Banking Group Loans Lock-Up Requirements Loss Mitigation Loss of Income Loss Payee Managers Mandatory Arbitration Clauses Market Participants Marketing Marriott Material Misrepresentation Materiality Maxwellisation MCDC Mediation Medicaid Medicaid Expansion Medicare Advantage Member State Mental Health Parity Rule Merger Agreements Merrill Lynch Metals MF Global Middle East Misleading Statements MLD4 MMF Mobile Payments Moench Presumption Moody's Morgan Stanley Mortgage Insurance Mortgage Insurance Fund Mortgage Loan Originators Mortgage-Backed Securities Motion for Summary Judgment MREL Multi-Employer Pensions Municipal Advisers Municipal Securities Issuers Mutual Insurance Companies Nanotechnology NASAA National Technical Information Service (NTIS) Natural Disasters NCUA NDFs Negligent Misrepresentation Net Investment Income New Guidance New Legislation NFA NMLS No-Hire/No-Solicitation Agreements Nominations North Korea Obama Administration Obergefell v. Hodges Occurrence OECD Offshore Funds Omissions Online Marketplace Lending Online Platforms Open-Ended Fund Companies (OFCs) OTC Over-Time p2p P5+1 Nations Participant-Directed Plans Patent Litigation Patent-Eligible Subject Matter Payday Loans Payment Systems PCI-DSS Standard Peer Review Peer-to-Peer Penalties Pension Reform Petrobras Pharmaceutical Industry PHI Phishing Scams PHL Variable Insurance Company Plan Administrators Plan Documents Policies and Procedures Policy Limits Policy Terms Pollution Exclusion PRA Preemption Premiums Prescription Drug Coverage Presumption of Reliance Primary Jurisdiction Doctrine Prior Wrongful Acts Private Equity Firms Private Funds Private Placement Insurance Private Right of Action Privately Held Corporations Privilege Waivers Professional Misconduct Proposed Amendments Proprietary Trading Proximate Cause Proxy Advisors Prudential Standards Public Disclosure Public Health Service Act Purchase Agreement Push-Out Requirements Qualified Retirement Plans R&D Ratings RBS Real Estate Market Reasonable Reliance Claims Receivership Recordkeeping Requirements Redemption Gates Redress Payments Referral Fees Registration Regulation S-K Regulatory Reform Reimbursements Related Parties Relation Back Doctrine Relief Measures Religious Freedom Restoration Act Removal At-Will Repurchases Request For Information Rescission RESPA Restaurant Industry Restitution Restraint of Trade Retroactive Application Reverse Payment Settlement Agreements Richard Cordray RICs Right of Access Risk Mitigation RQFII Rule 147 Rule 14a-8 Sales & Use Tax Same-Sex Marriage Samsung Sanctions SAR Sarbanes-Oxley Scienter SEC v Citigroup Section 10(b) Section 11 Section 504 Section 546(e) Securities Exchange Act Securities Exchanges SEFs Segregated Funds SEHK Self-Insurance Self-Interest Servicing Policies Settlements SFC SFTR Shareholder Activism Shareholder Proposals Shareholder Rights Short-Term Investments SIFMA Singapore Single Director Single Supervisory Mechanism Small Credit Institutions Smartphones SMEs Source of Payments Special Purpose Vehicles Spinoffs Split Dollar Spokeo v Robins Startups State and Local Government State Budgets State Farm State Health Insurance Exchanges State Securities Claims Statements of Net Worth Statutory Interpretation Stock Corporations Stock Purchase Agreement Stockholder Agreements Strategic Enforcement Plan Structured Financial Products Student Loans Students Successor Liability Summary Judgment Summary Plan Description Sun Life Assurance Company of Canada Supplemental Benefits Surety & Fidelity Surveillance Swap Clearing Swap Execution Facilities Symposium Sysco Taco Bell Takedown Notices Takeover Bids Target Company Tax Credits Tax Reform Taxable Income TCPA Technical Standards Technology Telemedicine Tesla Text Messages Third-Party Third-Party Service Provider Tibble v Edison Int Title III Title Insurance Title VII TLAC Too Big to Fail Tortious Interference Trading Platforms Training Transfer Pricing Tribunals Trust Preferred Securities TX Supreme Court UAW UBTI UK Brexit UK Consumer Rights Act Ultimate Forward Rate (UFR) Uncleared Swaps Unfair or Deceptive Trade Practices Uninsured Deposits Unmanned Aircraft Systems US Bank Vacant Properties Valuation Value-Added Tax Venture Funding Venue Video Games Video Privacy Protection Act Vulnerability Assessments Vulnerable Victims Wages Waivers Wal-Mart Warranty Insurance Websites Wellness Programs Wells Fargo Wells Notice