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SEC SCOTUS RMBS Enforcement Actions Class Action CFTC Fiduciary Duty Fraud Securities Fraud Dodd-Frank ERISA Insider Trading Securities Act of 1933 Securities Exchange Act FINRA Banks Breach of Duty EU Securities Litigation Whistleblowers Settlement Appeals Investment Adviser Statute of Limitations Popular Securities Shareholders Compliance FIfth Third Bancorp v Dudenhoeffer Motion to Dismiss DOJ Mortgages Shareholder Litigation Swaps Enforcement Misrepresentation FDIC Rating Agencies UK Mortgage-Backed Securities Material Misstatements Broker-Dealer Citigroup ESOP Federal Reserve Board of Directors Corporate Counsel JPMorgan Chase FHFA Omnicare v Laborers District Council Stock Drop Litigation Financial Institutions Investors Omnicare Section 11 Hedge Funds Disclosure Requirements Dismissals Ponzi Scheme Whistleblower Protection Policies European Securities and Markets Authority (ESMA) False Statements FCPA Registration Statement US Bancorp Arbitration Disgorgement OCC Retaliation CFPB Class Certification Sarbanes-Oxley Judge Rakoff Employee Benefits Banking Sector Goldman Sachs Morgan Stanley Bank of America Collateralized Debt Obligations Deutsche Bank Freddie Mac Jurisdiction SEC v Citigroup Trustees Canada Fannie Mae Stocks Derivative Suit Financial Conduct Authority (FCA) Merrill Lynch Personal Benefit Scienter Summary Judgment Administrative Proceedings Anti-Retaliation Provisions Duty of Prudence NCUA Chevron Deference Commercial Bankruptcy Preemption Standing Whistleblower Awards Barclays Breach of Contract Moody's Pleading Standards Repurchases Statement of Opinion Swap Dealers Business Judgment Rule Criminal Prosecution Derivatives Fraud-on-the-Market Halliburton v Erica P. John Fund Investment Advisers Act of 1940 UBS 401k Bernie Madoff Financial Markets Investment Funds Libor Market Manipulation Pensions US v Newman Countrywide Cross-Border Exclusive Jurisdiction FinCEN Halliburton Hong Kong Internal Controls Retirement Plan Risk Management Rule 10b-5 SLUSA Statute of Repose Bank of New York (BNY) Mellon European Commission HSBC Material Nonpublic Information Mutual Funds No-Action Relief Putative Class Actions Reporting Requirements Attorney's Fees China Commodities Exchange Act Conflict Mineral Rules Conflicts of Interest Consent Decrees EMIR Extraterritoriality Rules FERC High Frequency Trading Illegal Tipping Interlocutory Appeals Mergers Misleading Statements No-Action Letters Safe Harbors Section 10(b) Underwriting Books & Records Bribery Brokers Employer Liability Issues Federal Jurisdiction FIRREA Foreign Banks NFA Proposed Regulation S&P Security-Based Swaps AIFMD Anti-Money Laundering Civil Monetary Penalty Disclosure Discovery Financial Regulatory Reform Fitch Internal Reporting Investment Company Act of 1940 Loans Loss Causation Misappropriation Morrison v National Australia Bank Negligent Misrepresentation Neither Admit Nor Deny Settlements NY Supreme Court PCAOB Regulation SHO Tolling White Collar Crimes 28 USC 1331 Audits Commodities Commodity Pool Controlling Stockholders Creditors Dark Pool Directors DOL Due Diligence EBA False Claims Act (FCA) Lenders Merrill Lynch v Manning Municipal Bonds Penalties Petition for Writ of Certiorari PSLRA Settlement Agreements Accounting Fraud Arbitration Agreements Australia Benefit Plan Sponsors Corporate Governance CPO Deferred Prosecution Agreements Fifth Third Mortgage Company Going-Private Transactions Internal Investigations Investment Investment Management ISDA Liquidation Negligence Personal Jurisdiction Pharmaceutical Industry Private Equity Professional Liability Publicly-Traded Companies Representations and Warranties Resource Extraction Sanctions Subject Matter Jurisdiction Tippees Aiding and Abetting Antitrust Litigation Bear Sterns Burden of Proof Capital Requirements Cease and Desist Orders Chief Compliance Officers Credit Suisse Crowdfunding Cybersecurity Damages European Banking Authority Evidence Forum Selection Futures Good Faith IRS JOBS Act Margin Requirements NYSE Oil & Gas Ontario Securities Act Permanent Injunctions Personal Liability Price Manipulation Split of Authority Stress Tests Valuation Virtual Currency Volcker Rule Yates Memorandum Administrative Procedure Act Basel Committee Bitcoin Bylaws Chadbourne & Parke LLP v Troice CMBS Confidential Information DE Supreme Court Delaware General Corporation Law Disclosure-Based Settlements Excessive Fees Federal Rules of Civil Procedure Fee-Shifting Final Rules Financial Adviser Foreign Exchanges Foreign Official FTC Insurance Industry Joint and Several Liability Material Misrepresentation OCIE Offering Fraud Petrobras Pump and Dump Reversal Serious Fraud Office Structured Financial Products Termination Trust Indenture Act Unregistered Brokers Vacated Venture Capital Wells Fargo ALJ Amgen Attorney Generals Attorney-Client Privilege Auditors Capital Markets Certiorari Clawbacks CME Commodity Futures Contracts Confidentiality Agreements Corporate Officers CPOs Credit Ratings DBRS Employee Stock Purchase Plans FCMs Fees Financial Crisis Financial Reporting Financial Services Authority Financial Statements First Amendment Foreign Nationals Fraudulent Transfers FSMA GAAP Individual Accountability Injunctions IOSCO Lehman Brothers Mandatory Arbitration Clauses MiFID Minority Shareholders Money Market Funds Municipal Securities Issuers Nasdaq Pay-To-Play Private Right of Action Proxy Statements Public Disclosure Reasonableness Factors Receivership Registered Investment Advisors Regulation S-K RICO Royal Bank of Scotland Siemens U.S. Treasury Unfair or Deceptive Trade Practices Wal-Mart AIFM American Pipe & Construction Co. v. Utah Amgen Inc. v Connecticut Retirement Plans Bank Fraud Bank Holding Company Bankruptcy Code Basel III Bonds Breach of Warranty BRRD Change in Control Claim Preclusion Comment Period Corruption Credit Unions Debt Debtors Dirks v SEC Discovery Rule Duty of Care Federal Arbitration Act Financial Sector Financing Fines FSOC Fund Managers Hong Kong Securities and Futures Commission (HKSFC) Institutional Investors Investment Banks Investment Fraud IPO Jury Trial Major Swap Participants Market Participants Mary Jo White Moench Presumption Mortgage Loan Originators Natural Gas Natural Resources Omissions Opt-Outs OSHA Pleadings Presumption of Reliance Prudential Regulation Authority Public Offerings Qualified Mortgage Rule Qui Tam Registration Regulation D Remand Removal Securitization SEFs Self-Reporting SIPA Spoofing Startups Stock Purchase Agreement Summary Plan Description Sun Capital Partners Trulia Unions US Bank Withdrawal Liability Young Lawyers Zillow Administrative Hearings AIG Algorithmic Trading Article III Bank Secrecy Act Basic v Levinson Business Litigation C-Suite Executives CEOs Chapter 11 Class Action Arbitration Waivers Clearing Agencies Cooperation Corporate Issuers CTA D&O Insurance Defined Benefit Plans Dismissal With Prejudice Distressed Debt Document Productions Due Process EB-5 Energy Market Executive Compensation Expungement Failure To State A Claim Fairness Standard FATCA FCRA Filing Requirements Foreclosure Foreign Corporations Gabelli v SEC Government Investigations Guilty Pleas Hiring & Firing Income Taxes Inside Information Insolvency Interest Rates ISS Janus Capital Group Kraft Lawson v FMR Limited Liability Companies Liquidity Coverage Ratio Loan Modifications Minimum Contacts Money Laundering Motion to Compel Municipal Advisers OTC Pension Funds Private Equity Funds Professional Misconduct Protected Activity Proxy Put Putback Claims Quid Pro Quo Recordkeeping Requirements Rescission Retirement Secondary Markets Securities Violations Settlements Short Sales Stanford Ponzi Scheme Statement of Facts Stock Repurchases Subpoenas Subprime Mortgages SunTrust Supplemental Disclosures Third-Party Trading Platforms Trusts UCITS Unregistered Securities Venue Wire Fraud Yahoo! 16(b) Abuse of Discretion Actual or Constructive Knowledge Administrative Review Board Admissions of Liability Advertising Allstate Alternative Trading Systems Application of Foreign Laws Appointments Clause Asset Management Assignments Audit Committee Balance Sheets Bebo v SEC Benchmarks BitLicense Blue Sky Laws BP Brazil Business Court Buyouts CAFA CEA Chamber of Commerce Chapter 7 Citibank Comcast Comcast v. 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Owens Data Breach Data Protection Debt Financing Debt Securities Defined Contribution Plans Demand Futility Dilution Dividends Duty of Loyalty Duty to Disclose Email Energy Entire Fairness Standard Equitable Relief Equitable Tolling Equity Financing Ernst & Young ETFs Exclusive Forum Extender Statutes False Advertising FDA Foreign Investment Forum Forum Non Conveniens France Fraudulent Inducement Frozen Assets FTCA Hackers Hart-Scott-Rodino Act HHS Hotels Housing Market HUD ICE Indemnification Indictments IndyMac Injury-in-Fact Investigations Investment Companies Investment Portfolios Investor Protection ISDA Master Agreement ISOs Judicial Review Kenneth Cole Legal Entity Identifiers Legislative Committees Limitation Periods Materiality Meals-Gifts-and Entertainment Rules Merger Agreements MiFID II Minerals Mortgage Loan Servicing Standards MSRB Multiemployer Plan Municipalities Non-Disclosure Agreement Non-Judicial Settlement Agreements NRSRO Offering Documents Offerings Ontario 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Self-Disclosure Requirements Severance Agreements Severance Pay Shareholder Demands Shareholder Rights Sherman Act Short-Swing Trading SIFMA SIPC Small Business Sothebys Standstill Agreements State Law Claims State Secrets State Securities Claims Strategic Enforcement Plan Subcontractors Supply Chain Supreme Court of Canada Swap Agreements Tax Court Tax Credits Tax Refunds Third Point Tibble v Edison Int Title VII Trust Preferred Securities Truth in Lending Act (TILA) UCC Usury Utilities Sector Vanguard Vesting Wachovia Waiver of Tort Wells Notice Whirlpool Wiretapping 12b-1 plan 363 Sales Ability-to-Repay Abstention Accelerated Payments Accounting Acquittals Activist Hedge Funds Actual Damages Actual Injuries Actuaries Administrative Appointments Advisory Opinions Affidavits Affirmative Defenses Ageas Agents Aggregation Rules AirNB Algorithms Allergan Inc Ally Financial Inc Alter Ego American Express American Express v Italian Colors Restaurant American Rule Ameriprise Financial AMF 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AT&T Mobility v Concepcion ATP Tours Attorney Disbarrment Auction Australian Securities and Investments Commission Australian Stock Exchange Automobile Recall b