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SEC RMBS SCOTUS Fraud CFTC Enforcement Actions Class Action Securities Fraud Dodd-Frank ERISA Fiduciary Duty FINRA Banks Enforcement Settlement EU Statute of Limitations Whistleblowers FIfth Third Bancorp v Dudenhoeffer Securities Compliance Investment Adviser Mortgages Citigroup ESOP Swaps FDIC Mortgage-Backed Securities Securities Exchange Act Appeals Insider Trading Broker-Dealer Federal Reserve Securities Act of 1933 FHFA Ponzi Scheme Popular Shareholders JPMorgan Chase Securities Litigation Rating Agencies Stock Drop Litigation Arbitration Breach of Duty Judge Rakoff Motion to Dismiss Disclosure Requirements Hedge Funds SEC v Citigroup US Bancorp OCC CFPB Employee Benefits ESMA Shareholder Litigation DOJ Misrepresentation Retaliation Class Certification Collateralized Debt Obligations Stocks Bank of America Freddie Mac Investors Whistleblower Protection Policies Bernie Madoff Dismissals Fannie Mae Goldman Sachs Chevron Deference NCUA Risk Management Swap Dealers Cross-Border Trustees Canada Consent Decrees Deutsche Bank False Statements FCPA Interlocutory Appeals UBS UK Board of Directors Conflict Mineral Rules Sarbanes-Oxley Employer Liability Issues FIRREA Fraud-on-the-Market Halliburton v Erica P. John Fund Jurisdiction Moody's Morgan Stanley No-Action Relief SLUSA Statute of Repose 401k Disgorgement Duty of Prudence Financial Regulatory Reform Fitch Halliburton Investment Funds Libor Merrill Lynch NFA No-Action Letters Omnicare Preemption Reporting Requirements Repurchases Summary Judgment Business Judgment Rule Civil Monetary Penalty Commodity Pool Countrywide Extraterritoriality Rules Fifth Third Mortgage Company FinCEN Foreign Banks Neither Admit Nor Deny Settlements Pensions Retirement Plan Scienter Security-Based Swaps Standing Tolling AIFMD Anti-Retaliation Provisions Arbitration Agreements Banking Sector Brokers Commodities CPO Derivative Suit Derivatives FERC Investment Advisers Act of 1940 Resource Extraction Rule 10b-5 S&P Whistleblower Awards Bear Sterns Chief Compliance Officers Corporate Counsel EMIR FCA JOBS Act Liability Breach of Contract Chadbourne & Parke LLP v Troice Commercial Bankruptcy Controlling Stockholders Disclosure High Frequency Trading Oil & Gas Personal Jurisdiction Professional Liability Proposed Regulation Putative Class Actions Underwriting Volcker Rule Audits Barclays Basel Committee Bribery China Criminal Prosecution Crowdfunding DBRS DOL European Commission Evidence False Claims Act Financial Conduct Authority Financial Services Authority Foreign Exchanges Futures Insurers Loss Causation Margin Requirements Market Manipulation Mutual Funds Nasdaq NYSE Pleading Standards Private Equity Section 10(b) Siemens Structured Financial Products U.S. Bancorp Virtual Currency White Collar Crimes Administrative Procedure Act Admissions of Liability AIFM American Pipe & Construction Co. v. Utah Antitrust Litigation Attorney's Fees Auditors Bitcoins Capital Requirements Claim Preclusion Class Action Arbitration Waivers Commodities Exchange Act Commodity Futures Contracts Conflicts of Interest Credit Ratings Debt Directors Due Diligence Employee Stock Purchase Plans European Banking Authority Exclusive Jurisdiction FCMs Fees Fiduciary Liability First Amendment Forum Selection Clause FSOC Going-Private Transactions HSBC IPO IRS ISDA Liquidation Loans Misappropriation Moench Presumption Money Market Funds Morrison v National Australia Bank Mortgage Loan Originators Municipal Bonds Natural Gas Natural Resources Negligent Misrepresentation Omnicare v Laborers District Council Ontario Securities Act Qualified Mortgage Rule Registration Regulation S-K Section 11 SEFs SIPA Stress Tests Venture Capital AIG Amgen Inc. v Connecticut Retirement Plans Anti-Money Laundering Attorney Generals Basel III Benefit Plan Sponsors Business Litigation Bylaws Chapter 11 Clawbacks CME Corporate Governance CPOs Credit Unions CTA Dark Pool Debtors Delaware General Corporation Law Discovery Rule Expungement Federal Arbitration Act Federal Rules of Civil Procedure Fee-Shifting Statutes Filing Requirements Fines Foreclosure Foreign Corporations Forum FTC Gabelli v SEC Hong Kong Investment Company Act of 1940 IOSCO ISS Issuers Lawson v FMR Liquidity Coverage Ratio Major Swap Participants Mandatory Arbitration Clauses Material Misstatements MiFID Minimum Contacts Minority Shareholders OCIE Pleadings Prudential Regulation Authority PSLRA Public Disclosure Reasonableness Factors Recordkeeping Requirements Retirement Safe Harbors Short Sales Subpoenas U.S. Treasury Unions Wal-Mart Administrative Review Board Aiding and Abetting ALJ Allstate Amgen Asset Management Attorney-Client Privilege Australia Bank Fraud Bank Holding Company Bank of New York Mellon Bankruptcy Code Basic v Levinson Bonds Certiorari Clearing Agencies Complex Litigation Confidentiality Agreements Credit Suisse Cybersecurity D&O Insurance Damages Data Protection Deferred Prosecution Agreements Dilution Email Energy Equitable Tolling Ernst & Young ETFs Extender Statutes FATCA Financial Institutions Foreign Nationals Fraudulent Inducement Frozen Assets FSMA FTCA Good Faith Hiring & Firing Housing Market HUD ICE Illegal Tipping IndyMac Injunctions Internal Investigations Investigations Janus Capital Group Legal Entity Identifiers Lehman Brothers Lenders Loan Modifications Market Participants Mary Jo White Material Nonpublic Information Mergers Minerals Mortgage Loan Servicing Standards Motion to Compel Municipal Securities Issuers Negligence Non-Disclosure Agreement Non-Judicial Settlement Agreements NRSRO Ontario Securities Commission Pay-To-Play Payday Loans PCAOB Personal Benefit Proxy Season Regulation D Regulation Z Removal Rescission Residential Capital LLC Retailers RICO Royal Bank of Scotland Rule 506 Offerings Startups Student Loans Subject Matter Jurisdiction Subprime Mortgages Summary Plan Description SunTrust Termination Third-Party Trusts Unfair or Deceptive Trade Practices US v Newman Wells Fargo 16(b) Abuse of Discretion Abuse of Process Accounting Fraud Accredited Investors Administrative Hearings Affiliates Alternative Mutual Funds Alternative Trading Systems Arbitrage Assignments Automotive Industry Bad Faith Bank of England Bank Secrecy Act BitLicense Blue Sky Laws Books & Records BP Breach of Warranty British Bankers' Association Buyouts CAFA CalPERS Causation CBOE CEA Chamber of Commerce Chapter 9 Charles Schwab City of Pontiac Colonial Bank Comcast Comcast v. Behrend Confidential Information Conflicts of Laws Congressional Investigations & Hearings Contract Disputes Contract Drafting Contractors Corporate Officers Corporate Taxes Covenant of Good Faith and Fair Dealing CRA Creditors Cross-Border Transactions Custody Rule Cy Pres Funds Dart Cherokee Basin Operating Co. v. Owens Data Breach Detroit Discovery Discrimination Document Productions Duty of Care Earn-Outs Economic Development Edge Act Employment Contract Energy Policy Act Equitable Estoppel Equity Securities European Central Bank Excessive Fees Expert Testimony Facebook Fair Lending False Advertising Family Businesses FATF FDA Federal Savings Associations Fee-Shifting Feeder Funds FHA Final Rules Financial Adviser Financial Markets Financial Products Financial Reporting Financial Statements Fixed Income Investments FMR LLC Foreign Defendants Forfeiture Fraudulent Transfers Funding Gramm-Leach-Blilely Act Healthcare Hotels Identity Theft Income Taxes Institutional Investment Interest Rates iTraxx CDS indices Joint Venture Laborers District Council Construction Legislative Committees Leveraged Loans Limitation Periods Limited Liability Companies Liquidnet Listing Standards Litigation Strategies Martin Act MBIA Insurance Memorandum of Understanding Mining Misleading Statements MSRB Municipal Bankruptcy Municipalities MuniMae NAV New Regulations Non-Solicitation Agreements Novation Nvidia Offerings Offshore Funds Operating Agreements OSHA OTC Payment Systems Perjury Petition for Writ of Certiorari Poison Pill Position Limits Presumption of Reliance Price Manipulation Price-Fixing Private Securities Litigation Reform Act of 1995 Professional License Proprietary Trading Proxy Voting Guidelines Prudential Public Offerings Punitive Damages Putback Claims Qualified Retirement Plans Qui Tam Quicken Loans Real Estate Investments Real Estate Market Reasonable Reliance Claims Receivership Registration Statement Regulation M Relation Back Doctrine Representations and Warranties RESPA Retroactivity Richard Cordray Risk Alert Risk Retention Rule 10(b) Rule of Lenity Russia Sales Sanctions SEC v Sharef SEC v Straub Secondary Markets Section 25401 Section 5 Shareholder Proposals Shareholder Rights SIFMA SIPC Sothebys Split of Authority Stanford Ponzi Scheme State Secrets State Securities Claims Stock Purchase Agreement Subcontractors Subsidiaries Swap Agreements TILA Title VII Training Trust Preferred Securities UCITS Unjust Enrichment Unregistered Securities US Bank Utilities Sector Vacated Valuation Vicarious Liability Wachovia Waiver of Tort Waivers AARMR Ability-to-Repay Abstention Accountants Actuaries Administrative Appointments Administrative Procedures Act Adverse Employment Action Advertising Advisory Opinions Affidavits Affirmative Defenses Africa Agents Aggregation Rules Ahern Rental AirNB Alfa v Cukurova Algorithmic Trading Allergan Inc Ally Financial Inc Alter Ego Alternative Investment Funds Ambac Financial Group Ambiguous American Express American Express v Italian Colors Restaurant American Petroleum Institute American Pipe Tolling Doctrine American Rule AmeriPlan AMF Bowling Worldwide Amnesty International Amount in Controversy Annual Assessments Annual Meeting Annual Reports Anti-Tying Antitrust Conspiracies Appraisal Appropriation of Shares Arbitration Awards Arbitrators Article III Artificial Impairment Asbestos Litigation Ascertainable Class Asset Diversification Asset Transfer Asset-Backed Securities Assured Guaranty Corp. AT&T Mobility v Concepcion ATP Tours Auction Auction Rate Securities Bad Actors Bad Debt Bailout Balance Sheets Banging the Close Bank of Russia Bankruptcy Reform Bar Associations Beneficial Owner Big-Boy Letters Biotechnology Bitcoin Block Trades Boeing Bonuses Bright-Line Rule BrokerCheck Burden of Proof Business Court Business Ownership Business Privilege Business Taxes Business Valuations Bussing But For Causation Buyback Litigation Buyback Programs C&DIs C-Suite Executives Capital Markets Career Development Caremark claim Carve Out Provisions Casey Anthony Catholic Church CCPs Cease and Desist Cell Phones CEOs Certifications CFDA Chapter 7 Charitable Organizations Chevron v NRDC Choice-of-Law CIFG Assurance North America CII Circumstantial Evidence Class Arbitration Class of Stock Class Representatives Clickwrap Agreements Coerced Patronage Collateral Estoppel Collateralized Loan Obligations Collective Bargaining Commercial Contracts Commercial Leases Commingling Common Stock Competition Competitive Bidding Concealed Control Condominiums Confidential Documents Confidentiality Consent Conservators Consideration Conspiracies Constructive Trusts Consumer Financial Products Contests & Promotions Controlled Foreign Corporations Core Operations Doctrine Corporate Culture Corporate Issuers Corporate Sales Transactions Corporations Code Corruption COSO Counterclaims Court-Appointed Receivers CPMI Cramdown Credit Cards Credit Default Swaps Credit Reports Criminal Defense CSBS CTS v Waldburger CUNA Mutual Custodians Cyber Attacks DaimlerChrysler Date of Valuation De Minimis Claims Deadlines Debit Cards Declaratory Relief Default Defendant Class Defense Strategies Defined Benefit Plans Definitively and Specifically Standard Delegation Clauses Dell Deloitte Deposit Advances Deposit Insurance Derivatives Clearing Organizations Designated Contract Market Disciplinary Proceedings Disclosure Reform Discoverable Dismissal With Prejudice Disqualification Dividends Divorce Document Requests Documentation DOMA Double Derivative Claims Drug Manufacturers DSIO Durbin Amendment Rules Duty to Defend Duty to Disclose Duty to Investigate EB-5 Ebola EDGAR EEOC Elder Issues Electronic Blue Sheets Electronic Payment Transactions Electronically Stored Information Eligibility Emerging Growth Companies Employment Policies End-Users Energy Market Enforcement Attorneys Enforcement Statistics Englehart Enterprise and Regulatory Reform Act Entrepreneurs Equitable Relief Equitable Surcharge Equity Financing Equity Markets Equity Plans Escrow Accounts Estate Planning Estate Tax Ethics EU Data Protection Laws EU Directive Examiners Exchange-Traded Products Exclusive Forum Executive Compensation Exemptions Expert Witness Extensions Fairness Hearings Fairness Standard False Reporting Falsified Documents Family Members FASB Fashion Industry FCRA FDCPA Federal Jurisdiction Federal Preclusion Federalism Fee Agreements Fee Disclosure FFIEC FICA Taxes Fidcuciary Liability Financial Collateral Arrangements Financial Companies Financial Crimes Financial Holding Company Financial Planning Financial Transaction Tax Financing First Derivative Traders Flash Boys Flood Insurance Flood Zones FOIA Foreign Foreign Branches of U.S. Banks Foreign Currency Foreign Entities Foreign Investment Foreign National Executives Foreign Official Form 10-K Form D Filing Form SD Fortune 500 Forward Contract Exclusion Forward Contracts Fraudulent Wire Transfers Free Speech Frivolous Lawsuits FSB Fund Managers G-SIB G-SII G20 Gamco Investors v Vivendi Gaming Garner GE Capital Retail Bank General Solicitation Genzyme Glass Lewis Government Entities Government Officials Governmental Liability Greenhouse Gas Emissions Gunn Factors Hazard Insurance HERA Home Affordable Refinance Program Home Depot Home Equity Hospitality Industry Hostile Takeover Howey ICI Illegal Imports IMAX Incentive Compensation Incorporation by Reference Indemnification Independent Boards Indictments Indirect Investors Inflation Adjustments Infrastructure Injunctive Relief Insolvency Instrumentality Insureds Interchange Fees Interest Rate Swaps Interlocutory Orders Internal Controls Internal Reporting International Arbitration International Banks International Finance International Harmonization International Remittance Transfers Interstate Commerce Intervenors Interviews Introducing Brokers Investment Banks Investment Companies Investment Management Investment Partnerships Investor Protection ISDA Master Agreement ISOs Item 303 Japan Joint and Several Liability Judges Judgment Creditors Judicial Settlement Agreements Junk Debt Jury Trial Jury Verdicts Justice Scalia Justifiable Reliance Kenneth Cole Kodak Lawson Leave Motions Legacy Funds Legal Ethics Legislative Agendas Lending Leverage Ratio Leveraged Lending Liability Insurance Licensing Rules Liens Life Rights LIHTC Limited Partnerships Loan Transfers London Stock Exchange Loss Mitigation Lost Securities Holders Lying Magyar Telekom Majority Voting Policies Make-Whole Premium Mandatory Clearing Requirements Mandatory Victim's Restitution Act Manufacturers Margin Calls Marital Assets Market Timing Marketing Mass Tort Litigation Massachusetts Mutual Material Violation Materiality MCDC McPhail McWane Doctrine Merger Agreements MFW Microsoft Mineral Leases Misallocation of Funds Misclassification MMF Mobile Payments Money Laundering Mortgage Escrow Account Mortgage Servicers Mortgage Servicing Rules Motion for Leave Motion To Intervene Motion To Strike Motor Vehicles MTFs Multidistrict Litigation Multinationals Municipal Advisers Municipal Securities Market MUSA National Futures Association National Mortgage Settlement Negligent Management Negligent Supervision Negotiations NEP New Amendments Nexus Non-Enforcement Non-Prosecution Agreements Nonbank Firms Notice Requirements NTSA