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SEC RMBS SCOTUS CFTC Enforcement Actions Class Action Fraud Fiduciary Duty Securities Fraud Dodd-Frank ERISA Banks Securities Act of 1933 EU FINRA Investment Adviser Statute of Limitations Appeals Insider Trading Settlement Breach of Duty Securities Whistleblowers Securities Exchange Act Shareholders Enforcement Securities Litigation FIfth Third Bancorp v Dudenhoeffer Mortgages Compliance Motion to Dismiss Swaps FDIC Popular Citigroup Mortgage-Backed Securities Rating Agencies Federal Reserve ESOP Omnicare v Laborers District Council Broker-Dealer Material Misstatements FHFA Omnicare Shareholder Litigation Section 11 JPMorgan Chase Investors Ponzi Scheme Stock Drop Litigation Disclosure Requirements DOJ Hedge Funds Registration Statement Board of Directors Dismissals ESMA Misrepresentation Judge Rakoff OCC Whistleblower Protection Policies Arbitration Financial Institutions CFPB Retaliation Class Certification SEC v Citigroup UK US Bancorp Collateralized Debt Obligations Bank of America Employee Benefits Goldman Sachs Freddie Mac Stocks False Statements Fannie Mae Sarbanes-Oxley Banking Sector Chevron Deference Deutsche Bank Trustees Canada FCPA Financial Conduct Authority (FCA) Jurisdiction NCUA Swap Dealers Anti-Retaliation Provisions Morgan Stanley Risk Management Statement of Opinion Summary Judgment UBS Bernie Madoff Corporate Counsel Derivative Suit Derivatives Disgorgement Duty of Prudence Fraud-on-the-Market Halliburton v Erica P. John Fund Preemption Repurchases Scienter Breach of Contract Cross-Border Investment Funds Standing Consent Decrees Interlocutory Appeals No-Action Relief Pensions Statute of Repose 401k Business Judgment Rule Conflict Mineral Rules Countrywide EMIR European Commission Financial Markets FinCEN Halliburton Investment Advisers Act of 1940 Libor Merrill Lynch Moody's Mutual Funds No-Action Letters Personal Benefit Reporting Requirements Rule 10b-5 Brokers Commercial Bankruptcy Employer Liability Issues FIRREA Foreign Banks High Frequency Trading HSBC NFA Putative Class Actions S&P SLUSA AIFMD Barclays Extraterritoriality Rules Financial Regulatory Reform Fitch Investment Company Act of 1940 Loans Neither Admit Nor Deny Settlements Proposed Regulation Safe Harbors Security-Based Swaps Whistleblower Awards Bank of New York (BNY) Mellon Civil Monetary Penalty Commodities Commodity Pool Conflicts of Interest Disclosure DOL EBA Fifth Third Mortgage Company Loss Causation Retirement Plan Section 10(b) Tolling Anti-Money Laundering Arbitration Agreements Benefit Plan Sponsors Bribery CPO Criminal Prosecution Directors Discovery False Claims Act (FCA) FERC Illegal Tipping JOBS Act Material Nonpublic Information Negligent Misrepresentation NYSE Pleading Standards PSLRA Resource Extraction Underwriting US v Newman White Collar Crimes Administrative Proceedings Attorney's Fees Bear Sterns Capital Requirements Chief Compliance Officers Controlling Stockholders Creditors Dark Pool Due Diligence Evidence Internal Reporting Investment ISDA Margin Requirements Market Manipulation Misappropriation Misleading Statements NY Supreme Court Personal Jurisdiction Professional Liability Publicly-Traded Companies Representations and Warranties Stress Tests Virtual Currency Volcker Rule Administrative Procedure Act Basel Committee Bitcoin Books & Records Bylaws Chadbourne & Parke LLP v Troice China Commodities Exchange Act Corporate Governance Crowdfunding Cybersecurity European Banking Authority Excessive Fees Federal Rules of Civil Procedure Fee-Shifting Fees Final Rules Foreign Exchanges Forum Selection Good Faith Hong Kong Investment Management IRS Lenders Morrison v National Australia Bank Nasdaq Negligence Oil & Gas Penalties Pharmaceutical Industry Split of Authority ALJ Antitrust Litigation Attorney-Client Privilege Audits Australia Burden of Proof Clawbacks Confidential Information CPOs Credit Ratings DBRS Debt Delaware General Corporation Law FCMs Financial Services Authority First Amendment Foreign Nationals FSMA Futures Going-Private Transactions Insurance Industry Internal Investigations IOSCO Liquidation Mandatory Arbitration Clauses MiFID Money Market Funds OCIE Petition for Writ of Certiorari Private Equity Public Disclosure Reasonableness Factors Regulation S-K Reversal Royal Bank of Scotland Siemens Structured Financial Products U.S. Bancorp U.S. Treasury Wal-Mart Admissions of Liability Aiding and Abetting AIFM American Pipe & Construction Co. v. Utah Auditors Basel III Breach of Warranty Claim Preclusion CME Commodity Futures Contracts Confidentiality Agreements Corporate Officers Credit Unions Damages Debtors Discovery Rule Employee Stock Purchase Plans Exclusive Jurisdiction Financial Adviser FSOC Injunctions Institutional Investors IPO Major Swap Participants Moench Presumption Mortgage Loan Originators Natural Gas Natural Resources Ontario Securities Act Pay-To-Play PCAOB Personal Liability Pleadings Prudential Regulation Authority Public Offerings Qualified Mortgage Rule Receivership Registration Regulation D RICO SEFs SIPA Subject Matter Jurisdiction Summary Plan Description Termination Tippees Unfair or Deceptive Trade Practices Unions US Bank Vacated Valuation Venture Capital Accounting Fraud Administrative Hearings AIG Algorithmic Trading Amgen Inc. v Connecticut Retirement Plans Attorney Generals Bank Fraud Bank Holding Company Bank Secrecy Act Bankruptcy Code Bonds BRRD Business Litigation C-Suite Executives Certiorari Change in Control Chapter 11 Class Action Arbitration Waivers Clearing Agencies Corruption Credit Suisse CTA Data Breach Data Protection Deferred Prosecution Agreements Dismissal With Prejudice Due Process Duty of Care Expungement FATCA Federal Arbitration Act Filing Requirements Financial Statements Fines Foreclosure Foreign Corporations Fraudulent Transfers FTC Fund Managers Gabelli v SEC Income Taxes Insolvency Investment Companies ISS Janus Capital Group Lawson v FMR Lehman Brothers Liquidity Coverage Ratio Loan Modifications Market Participants Minimum Contacts Minority Shareholders Motion to Compel Municipal Bonds OSHA Petrobras Presumption of Reliance Price Manipulation Private Right of Action Proxy Put Putback Claims Qui Tam Recordkeeping Requirements Removal Rescission Retirement Sanctions Securitization Settlement Agreements Short Sales Startups Statement of Facts Subpoenas Subprime Mortgages Third-Party Trading Platforms Trust Indenture Act Trusts UCITS Wells Fargo 16(b) Administrative Review Board Advertising Allstate Alternative Trading Systems Amgen Appointments Clause Article III Asset Management Assignments Balance Sheets Basic v Levinson BitLicense Blue Sky Laws BP CAFA Capital Markets CEA CEOs Comcast Comcast v. Behrend Comment Period Covenant of Good Faith and Fair Dealing Cross-Border Transactions D&O Insurance Dart Cherokee Basin Operating Co. v. Owens Debt Financing Defined Benefit Plans Dilution Distressed Debt Document Productions Duty to Disclose Email Energy Equitable Tolling Equity Financing Ernst & Young ETFs Extender Statutes Financial Reporting Foreign Official Forum Fraudulent Inducement Frozen Assets FTCA GAAP Hackers HHS Hiring & Firing Housing Market HUD ICE Indemnification Indictments IndyMac Internal Controls Investigations Investment Banks Kickbacks Legal Entity Identifiers Legislative Committees Mary Jo White Mergers Minerals Money Laundering Mortgage Loan Servicing Standards Municipal Advisers Municipal Securities Issuers Municipalities Non-Disclosure Agreement Non-Judicial Settlement Agreements NRSRO Offerings Omissions Ontario Securities Commission Oppression Remedy Opt-Outs OTC Payday Loans Pension Funds Petition For Rehearing Policy Exclusions Pooling Agreement Proprietary Trading Prospectus Proxy Season Proxy Statements Pump and Dump Quid Pro Quo Real Estate Market Reasonable Reliance Claims Regulation Z Remand Residential Capital LLC Retailers Retroactivity Revlon Standard Risk Alert Rule 10(b) Rule 23 Rule 506 Offerings Secondary Markets Section 36(b) Shareholder Proposals Solicitor General Spoofing Stanford Ponzi Scheme Stock Purchase Agreement Strict Liability Student Loans Subrogation SunTrust Third-Party Service Provider Work Product Privilege Wrongful Termination Abuse of Discretion Abuse of Process Accredited Investors Actual or Constructive Knowledge Administrative Appeals Affiliates Affordable Care Act Africa Alternative Mutual Funds Ambac Financial Group Ambiguous Amended Regulation American Petroleum Institute Anti-Bribery Appraisal Arbitrage Arbitration Awards Article II Automotive Industry Avon Bank of England BCBS Benchmarks Brazil British Bankers' Association Burden-Shifting But For Causation Buyouts CalPERS Causation Cause of Action Accrual CBOE Cease and Desist Chamber of Commerce Chapter 7 Chapter 9 Charles Schwab Choice-of-Law Citibank City of Pontiac CMBS Commerzbank Complex Litigation Conflicts of Laws Congressional Investigations & Hearings Conspiracies Contract Disputes Contract Drafting Contract Terms Contractors Corporate Taxes Court-Appointed Receivers CRA Credit Cards Credit Default Swaps Criminal Conspiracy Custody Rule Cy Pres Funds De-Risking Debt Securities Defined Contribution Plans Delta Airlines Depositions Detroit Dirks v SEC Discrimination Disqualification DSIO Duty of Loyalty Earn-Outs Economic Development EDGAR Edge Act EEA Employment Contract En Banc Review Energy Market Energy Policy Act Entrepreneurs Equal Protection Equitable Estoppel Equitable Relief Equity Markets Equity Securities European Central Bank Exclusive Forum Exculpatory Clauses Expert Testimony Expert Witness Facebook Fair Housing Act (FHA) Fair Lending Fairness Standard False Advertising Family Businesses FATF FCRA FDA Federal Savings Associations Feeder Funds Financial Crisis Financial Products Financing Fixed Income Investments FMR LLC Foreign Defendants Forum Non Conveniens France Fraudulent Concealment Frivolous Lawsuits Funding G-SII Gartenberg Factors Government Investigations Government Officials Gramm-Leach-Blilely Act Gross Negligence Health Insurance Healthcare HERA Hotels Identity Theft Independent Directors Individual Accountability Infrastructure Institutional Investment Interest Rates Interpretive Rule Investor Protection ISDA Master Agreement Issue Preclusion iTraxx CDS indices Joint and Several Liability KBR (formerly Kellogg Brown & Root) Kraft Leave to Amend Legal Fees Leveraged Loans Liability Insurance Limitation Periods Limited Liability Companies Liquidnet Listing Standards Litigation Strategies Loss Mitigation Marketing Martin Act Material Misrepresentation MBIA Insurance Medicaid Medicare Memorandum of Understanding Merger Agreements MiFID II Mining Motion To Strike MSRB Multinationals Municipal Bankruptcy National Futures Association NAV New Regulations Non-Solicitation Agreements Notice Requirements Novation Nvidia OFAC Offering Documents Offshore Funds Operating Agreements Payment Systems Perjury Permanent Injunctions Personally Identifiable Information Poison Pill Portfolio Managers Position Limits Price-Fixing Private Securities Litigation Reform Act of 1995 Professional License Professional Misconduct Proposed Amendments Protected Activity Proxy Voting Guidelines Prudential Public Information Puerto Rico Punitive Damages Purchase Agreement Purchase Price Adjustment Qualified Retirement Plans Quicken Loans Real Estate Investments Rebuttable Presumptions Registered Investment Advisors Regulation A Regulation M Regulation SHO Regulatory Agenda Relation Back Doctrine Reorganizations Reserve RESPA Restructuring Richard Cordray Risk Retention Rule of Lenity Russia Sales SEC v Sharef SEC v Straub Section 25401 Section 5 Securities Financing Transactions (SFTs) Serious Fraud Office Settlements Severance Pay Shareholder Rights Short-Swing Trading SIFMA SIPC Small Business Sothebys Standard of Review State Secrets State Securities Claims Stock Repurchases Strategic Enforcement Plan Subcontractors Subsidiaries Swap Agreements Target Company Tax Credits Tibble v Edison Int Title VII Training Transparency Trust Preferred Securities Truth in Lending Act (TILA) UK Insolvency Act Unjust Enrichment Unregistered Securities Usury Utilities Sector Vicarious Liability Wachovia Waiver of Tort Warrants Wells Notice Wire Fraud Wiretapping Yates Memorandum Ability-to-Repay Abstention Accelerated Payments Accountants Accounting Standards Actual Injuries Actuaries Administrative Appointments Adverse Employment Action Advisory Opinions Affidavits Affirmative Defenses Agents Aggregation Rules AirNB Algorithms Allergan Inc Ally Financial Inc Alter Ego Alternative Investment Funds American Express American Express v Italian Colors Restaurant American Rule Ameriprise Financial AMF Bowling Worldwide AML/CFT Amnesty International Amount in Controversy Analytics Annual Assessments Annual Meeting Annual Reports Anti-Corruption Anti-SLAPP Anti-Tying Antitrust Conspiracies Apparent Authority Application of Foreign Laws Apportionment Arbitrators Arms Length Transactions Artificial Impairment Asbestos Litigation Ascertainable Class Asset Diversification Asset Seizure Asset Transfer Asset Valuations Asset-Backed Securities Assured Guaranty Corp. AT&T Mobility v Concepcion ATP Tours Attorney Disbarrment Auction Australian Securities and Investments Commission Australian Stock Exchange Automobile Recall b Bad Actors Bad Debt Bad Faith Bailout Balancing Test Banging the Close Bank of Russia Bankruptcy Court Bankruptcy Reform Bar Associations Barnes and Noble Beneficial Owner BHP Billiton Big-Boy Letters Biotechnology BlackRock Block Trades BNP Paribas Board Deferance Boeing Boilerplate Language Bonuses Bright-Line Rule Brokerage Accounts BrokerCheck Brokered Deposits BSA/AML Burwell v Hobby Lobby Business Corporation Act Business Court Business Development Business Ownership Business Plans Business Privilege Business Taxes Business Valuations Buyback Litigation Buyback Programs C&DIs Cadillac Tax Capital Gains Capital Losses Capital Markets Union Capital Raising Capitalization Captive Insurance Company Career Development Caremark claim Carve Out Provisions Casey Anthony Catholic Church Cayman Islands CCPs Cease and Desist Orders Cell Phones Certifications CFDA CFPA Charitable Organizations Chevron v NRDC CIFG Assurance North America CII Circumstantial Evidence Claim Denial Letters Claims Limitations Period Class Arbitration Class Representatives Clearing Members Clickwrap Agreements Closed-End Funds COBRA Coerced Patronage Collateral Estoppel Collateralized Loan Obligations Collective Bargaining Collective Redundancy Consultations Commercial Contracts Commercial Leases Commercial Mortgage Securitization Commingling Committee on Payments and Market Infrastructure (CPMI) Commodity Broker Common Stock Compensation Committee Compensation Standards Competition Competitive Bidding Comptroller Condominiums Confidential Documents Confidential Supervisory Information Consent Consent Order Conservators Consideration Construction Contracts Constructive Trusts Consumer Financial Products Contests & Promotions Contraceptive Coverage Mandate Controlled Foreign Corporations Cooperation Core Operations Doctrine Corporate Crimes Corporate Culture Corporate Financing Corporate Fraud Corporate Issuers Corporate Professional Investors Corporate Sales Transactions Corporate Veil Corporations Code COSO Cost-Sharing Counterclaims Counterparties Counterparty Risk Cramdown CRD IV Directive Credit Credit Agreements Credit Checks Credit Reports Criminal Background Checks Criminal Defense Criminal Investigations Crisis Management Cross Motions CSBS CTS v Waldburger Custodians Cyber Attacks DaimlerChrysler Data Privacy Data Security Date of Valuation De Minimis Claims DE Supreme Court Deadlines Death Penalty Debit Cards Debt Collectors Debt Market Debt Restructuring Declaratory Judgments Declaratory Relief Deed of Trust Defense Strategies Delegation Clauses Delegation Doctrine Dell Deloitte Department of Business Oversight Deposit Advances Deposit Guarantee System Deposit Insurance