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SEC RMBS SCOTUS CFTC Fraud Enforcement Actions Class Action Securities Fraud Fiduciary Duty Dodd-Frank ERISA Banks FINRA Securities Act of 1933 EU Statute of Limitations Settlement Appeals Investment Adviser Securities Insider Trading Whistleblowers Breach of Duty Enforcement Securities Exchange Act FIfth Third Bancorp v Dudenhoeffer Mortgages Shareholders Compliance Securities Litigation Citigroup Motion to Dismiss FDIC Mortgage-Backed Securities Swaps ESOP Omnicare v Laborers District Council Federal Reserve Material Misstatements Popular Omnicare Rating Agencies Broker-Dealer Section 11 FHFA Issuers JPMorgan Chase Ponzi Scheme Shareholder Litigation Stock Drop Litigation Registration Statement Hedge Funds Disclosure Requirements Dismissals ESMA Investors Judge Rakoff Arbitration OCC CFPB DOJ Misrepresentation Retaliation SEC v Citigroup US Bancorp Whistleblower Protection Policies Board of Directors Class Certification UK Bank of America Employee Benefits Collateralized Debt Obligations Freddie Mac Stocks Fannie Mae Goldman Sachs Deutsche Bank Sarbanes-Oxley Trustees Banking Sector Canada Chevron Deference False Statements Jurisdiction NCUA FCPA Morgan Stanley Statement of Opinion Swap Dealers UBS Bernie Madoff Derivatives Duty of Prudence Preemption Risk Management Summary Judgment Anti-Retaliation Provisions Cross-Border Derivative Suit Financial Institutions Fraud-on-the-Market Halliburton v Erica P. John Fund Scienter Consent Decrees Corporate Counsel Interlocutory Appeals Investment Funds Pensions Repurchases Statute of Repose 401k Conflict Mineral Rules Disgorgement FinCEN Libor Merrill Lynch Moody's No-Action Letters No-Action Relief Personal Benefit Reporting Requirements Rule 10b-5 Standing Breach of Contract Brokers Business Judgment Rule Commercial Bankruptcy Countrywide EMIR Employer Liability Issues European Commission FIRREA Foreign Banks Halliburton Mutual Funds NFA SLUSA Extraterritoriality Rules Financial Markets Financial Regulatory Reform Fitch High Frequency Trading Investment Advisers Act of 1940 Putative Class Actions Security-Based Swaps AIFMD Barclays Civil Monetary Penalty Commodities Commodity Pool DOL FCA Fifth Third Mortgage Company HSBC Loss Causation Proposed Regulation Retirement Plan S&P Safe Harbors Section 10(b) Tolling Whistleblower Awards Arbitration Agreements Benefit Plan Sponsors Bribery CPO Disclosure EBA FERC Financial Conduct Authority Investment Company Act of 1940 JOBS Act Liability Loans Neither Admit Nor Deny Settlements Pleading Standards Resource Extraction Underwriting Bear Sterns Chief Compliance Officers Controlling Stockholders Discovery Evidence False Claims Act Fiduciaries Illegal Tipping ISDA Material Nonpublic Information Negligent Misrepresentation NYSE Personal Jurisdiction Professional Liability PSLRA US v Newman Administrative Procedure Act Anti-Money Laundering Attorney's Fees Bank of New York Mellon Basel Committee Capital Requirements Chadbourne & Parke LLP v Troice China Commodities Exchange Act Conflicts of Interest Creditors Criminal Prosecution Dark Pool Directors Due Diligence European Banking Authority Federal Rules of Civil Procedure Fees Final Rules Financial Services Industry Foreign Exchanges Forum Selection Clause Good Faith Internal Reporting IRS Margin Requirements Market Manipulation Misappropriation Misleading Statements Morrison v National Australia Bank Oil & Gas Publicly-Traded Companies Stress Tests Virtual Currency Volcker Rule White Collar Crimes Administrative Proceedings ALJ Audits Books & Records Burden of Proof Bylaws Clawbacks Corporate Governance CPOs Crowdfunding DBRS Debt Delaware General Corporation Law Excessive Fees FCMs Financial Services Authority First Amendment Foreign Nationals FSMA Futures Going-Private Transactions Hong Kong Insurers Investment Management IOSCO Liquidation Mandatory Arbitration Clauses Money Market Funds Nasdaq Pharmaceutical Manufacturers Private Equity Public Disclosure Reasonableness Factors Regulation S-K Representations and Warranties Royal Bank of Scotland Siemens Split of Authority Structured Financial Products U.S. Bancorp U.S. Treasury Wal-Mart Admissions of Liability AIFM American Pipe & Construction Co. v. Utah Antitrust Litigation Auditors Australia Bitcoins Breach of Warranty Claim Preclusion CME Commodity Futures Contracts Confidential Information Credit Ratings Credit Unions Cybersecurity Damages Debtors Discovery Rule Employee Stock Purchase Plans Exclusive Jurisdiction Fiduciary Liability Financial Sector FSOC Injunctions Internal Investigations IPO Major Swap Participants MiFID Moench Presumption Mortgage Loan Originators Natural Gas Natural Resources Negligence NY Supreme Court Ontario Securities Act Pay-To-Play Petition for Writ of Certiorari Pleadings Prudential Regulation Authority Public Offerings Qualified Mortgage Rule Receivership Registration Regulation D RICO SEFs SIPA Summary Plan Description Unfair or Deceptive Trade Practices Unions US Bank Valuation Venture Capital Accounting Fraud Administrative Hearings Aiding and Abetting AIG Amgen Inc. v Connecticut Retirement Plans Attorney Generals Attorney-Client Privilege Bank Holding Company Bank Secrecy Act Bankruptcy Code Basel III Bonds BRRD Business Litigation C-Suite Executives Certiorari Change in Control Chapter 11 Class Action Arbitration Waivers Clearing Agencies Confidentiality Agreements Credit Suisse CTA Expungement FATCA Federal Arbitration Act Fee-Shifting Statutes Filing Requirements Financial Adviser Financial Statements Fines Foreclosure Foreign Corporations Fraudulent Transfers FTC Fund Managers Gabelli v SEC Income Taxes Insolvency Institutional Investors ISS Janus Capital Group Lawson v FMR Lehman Brothers Lenders Liquidity Coverage Ratio Loan Modifications Minimum Contacts Minority Shareholders Motion to Compel Municipal Bonds OCIE OSHA PCAOB Penalties Personal Liability Presumption of Reliance Price Manipulation Private Right of Action Proxy Put Putback Claims Recordkeeping Requirements Removal Rescission Retirement Reversal Short Sales Startups Statement of Facts Subject Matter Jurisdiction Subpoenas Subprime Mortgages Termination Tippees Trust Indenture Act UCITS Vacated Wells Fargo 16(b) Administrative Review Board Advertising Allstate Alternative Trading Systems Amgen Appointments Clause Article III Asset Management Assignments Balance Sheets Bank Fraud Basic v Levinson BitLicense Blue Sky Laws BP CAFA Capital Markets Comment Period Corporate Officers Corruption Covenant of Good Faith and Fair Dealing Cross-Border Transactions D&O Insurance Dart Cherokee Basin Operating Co. v. 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