Securities General Business Labor & Employment

SEC Whistleblowers Dodd-Frank Enforcement Actions Whistleblower Protection Policies Executive Compensation DOL Fiduciary Duty ERISA Disclosure Requirements Confidentiality Agreements Investment Adviser Whistleblower Awards Sarbanes-Oxley Employee Benefits Retirement Plan Popular Publicly-Traded Companies SCOTUS Compliance Pay Ratio Fiduciary Rule Retaliation Shareholders KBR (formerly Kellogg Brown & Root) Best Interest Contract Exemptions Conflicts of Interest Internal Investigations Securities Exchange Act Rule 21F Corporate Governance Anti-Retaliation Provisions Employer Liability Issues CEOs Financial Institutions Regulation S-K IRS Severance Agreements Corporate Counsel Securities Violations Proposed Regulation FCPA FINRA ISS Reporting Requirements Proxy Statements Internal Reporting Board of Directors Broker-Dealer Pensions Proxy Season DOJ IRA Pay-for-Performance Employee Stock Purchase Plans Employment Contract EU Internal Revenue Code (IRC) Hiring & Firing Securities Final Rules Lawson v FMR Stocks CFTC Financial Markets Proxy Voting Guidelines Trump Administration ESOP Investment Management Transparency Clawbacks Say-on-Pay Shareholder Proposals Total Shareholder Return (TSR) Chief Compliance Officers Contractors EEOC Equity Compensation Proxy Access Rule Benefit Plan Sponsors Canada Form 10-K Hedging Securities Fraud 401k Public Disclosure Breach of Duty Confidential Information Ethics FMR LLC Fraud Incentive Compensation Income Taxes Subcontractors Corporate Officers Incentive Stock Options NLRB Stock Drop Litigation Stock Options UK Annual Reports Compensation & Benefits FIfth Third Bancorp v Dudenhoeffer Financial Services Industry White Collar Crimes Appeals Audits Class Action Directors Hedge Funds Investment Funds Wages Civil Monetary Penalty Cybersecurity Nasdaq OSHA Termination Bylaws Enforcement Insider Trading JOBS Act Banks Employee Shareholders Glass Lewis Health Net Mutual Funds Proposed Legislation Regulatory Oversight Securities Act of 1933 Securities Litigation Shareholder Rights C-Suite Executives Cease and Desist Investment No-Action Letters OCIE Protected Activity Retirement Wage and Hour Waivers Best Interest Standard Comment Period Commodities Compensation Agreements Corporate Taxes Deferred Compensation European Securities and Markets Authority (ESMA) Fines Insurance Industry Investment Advisers Act of 1940 Notice Requirements NYSE Adverse Employment Action Affordable Care Act Banking Sector Bribery Brokers CFPB Consumer Financial Products Contract Terms Form 8-K Internal Controls Multiemployer Plan New Guidance Non-Disclosure Agreement Penalties Pension Funds Proposed Amendments PTEs Risk Management Rule 14a-8 Sanctions Statute of Limitations Trade Secrets Australia CalPERS Capital Gains Chevron Deference Commodities Exchange Act Compensation Committee Corporate Culture Deadlines Director Compensation Fidelity Investments Filing Requirements Health Insurance Investors Job Creation Non-Compete Agreements OCC Private Equity Private Equity Funds Prohibited Transactions Proxy Access Risk Assessment Section 409A Startups Strategic Enforcement Plan Tax Deductions U.S. Treasury Accounting Fraud Annual Filings BlueLinx Holdings Capital Markets Cease and Desist Orders China Corruption Defend Trade Secrets Act (DTSA) Defined Benefit Plans Due Diligence Employee Handbooks Employer Mandates False Statements FDIC Golden Leash Arrangements Limited Liability Company (LLC) Ontario Securities Commission (OSC) PBGC Pre-Employment Agreements Public Pension Registration Requirement Restricted Stocks Restrictive Covenants Section 162(m) Settlement Settlement Agreements Shareholder Activism Shareholder Litigation Shareholder Votes Small Business Valuation Whole Foods Amgen Annuities Arbitration Attorney-Client Privilege Bank of New York (BNY) Mellon Best Practices Code of Conduct Conflict Mineral Rules Corporate Misconduct Derivatives Disgorgement Distribution Rules Diversity Exemptions False Claims Act (FCA) Federal Reserve Fifth Third Mortgage Company Filing Deadlines Financial Adviser Financial Reporting Financial Statements FLSA Forfeiture Halliburton Independent Contractors IPO Jurisdiction Legislative Agendas Management Proposals Median Employee Morgan Stanley Motion to Dismiss Pay-To-Play PCAOB Proxy Advisors Registration Registration Statement RMBS Rule 21F-17 Section 11 Split of Authority Summary Judgment Sun Capital Partners Swaps Tax Reform US Bancorp Whistleblower Hotlines Administrative Appointments Anti-Corruption Anti-Money Laundering Best Management Practices Breach of Contract CEA CME Corporate Sales Transactions Cross-Border Transactions Data Protection Deferred Prosecution Agreements Deutsche Bank Director Nominations Discrimination Economic Development EMIR Equity Plans ETFs Executive Orders Federal Contractors Fee-Shifting Fees Field Assistance Bulletins Financial Conduct Authority (FCA) Foreign Investment Form ADV Former Directors Former Employee FTC Golden Parachutes Healthcare Incentives Independent Boards Institutional Investors International Labor Laws Investment Company Act of 1940 Libor Loans Mandatory Arbitration Clauses Merrill Lynch Misrepresentation MSRB NLRA Non-Disparagement Provisions Omnicare Omnicare v Laborers District Council Partnerships Pay Gap Pharmaceutical Industry Privately Held Corporations Public Comment Public Employees Registered Investment Advisors Repeal Risk Mitigation Safe Harbors Saudi Arabia Securities Act Separation Agreement Siemens SIFMA Spoofing Stock Purchase Agreement TD Ameritrade Tibble v Edison Int Trustees UCITS USCIS Vesting Visas Wal-Mart Withdrawal Liability XBRL Filing Requirements 403(b) Plans Accredited Investors Acquisitions Administrative Proceedings Administrative Review Board Algorithmic Trading ALJ Alternative Investment Fund Managers Directive (AIFMD) Annual Meeting Arbitration Agreements Asia Asset Management Auditors Automotive Industry Barnes and Noble BSA/AML C&DIs CalPERS v ANZ Securities Canadian Securities Administration Citigroup Class Certification Coca Cola Commercial Bankruptcy Cost-of-Living Crowdfunding Data Privacy Defined Contribution Plans Digital Realty Trust Inc v Paul Somers Disclosure Duty of Loyalty EBITDA Emerging Growth Companies Employee Definition Employee Stock Purchase Rights Employees Employment Policies Enforcement Statistics Equity Securities European Commission Exceptions Financial Regulatory Reform Foreign Nationals Form 3921 Form 3922 FSOC Futures Gender Equity General Electric Germany Government Agencies HHS Indemnification Clauses Investigations Investment Companies IRC Section 83(b) ISOs Item 402 Joint Employers JPMorgan Chase Life Insurance Market Manipulation Mary Jo White MiFID II Monsanto Multinationals Municipal Advisers Non-GAAP Financial Measures Non-Solicitation Agreements Oil & Gas OMWI Payroll Records Payroll Taxes Pending Legislation Pension Schemes Pleading Standards Policy Violations Political Contributions Principal Transaction Exemption Private Company Shares Recordkeeping Requirements Regulation D Reversal Rule 10D-1 Rulemaking Process SEC Examination Priorities Security-Based Swaps Share Buybacks Shareholder Meetings Stock Exchange Structured Financial Products Tax Liability Title VII TUPE Underwriting Unions Upjohn Warnings US v Newman Waiver of Rights WARN Act White-Collar Exemptions Withholding Tax Wrongful Termination Year-End Planning ADA Affiliated-Business Arrangements Affiliates Affordable Housing AIFM Background Checks Bad Actors BaFin Ban the Box Bank of America Bear Sterns BlackRock Blockchain Bonds Burwell v Hobby Lobby Business Advice Business Continuity Plans Business Development Business Formation Buyouts CalSTRS Capital Markets Union Capital Requirements Certiorari Chipotle Grill CIGNA v Amara Classification Coal Industry Collateralized Loan Obligations Collective Bargaining Commercial Real Estate Market Confidentiality Policies Consent Construction Industry Consumer Protection Act Corporate Issuers Corporate Social Responsibility Covered Entities CRD IV Directive Credit Ratings Cross-Border Cross-Selling Delays Derivative Suit Disney Divestiture Divestment DMO Duty of Prudence EB-5 EBSA Employee Share Schemes Employer Group Health Plans Enron Entrepreneurs Environmental Policies Equal Pay Equitable Tolling Ernst & Young EU Market Abuse Regulation (EU MAR) EU-US Privacy Shield European Court of Justice (ECJ) Evidence Excessive Fees Exelon Generation Extraterritoriality Rules Family Offices FCMs Federal Pilot Programs Federal Rules of Civil Procedure Federal Sentencing Guidelines Fee Disclosure FFIEC FICA Taxes Final Guidance FinTech Ford Motor Foreign Exchanges Foreign Issuers Foreign Official Foreign Workers Forum Selection Front Pay GAAP Gender Discrimination Gig Economy GlaxoSmithKline Government Investigations Government Officials H-1B Halliburton v Erica P. John Fund Harassment Health and Welfare Plans Healthcare Reform Hobby Lobby Hotlines Hurricane Harvey I-9 Immigration Procedures Immunity Indemnification Individual Accountability Information Reports Integration Internal Audit Functions Internships Iran Sanctions Jerry Brown Joint Venture Lawson Layoffs Liquidated Damages Listing Rules Loss Causation Macron Law Manufacturers Marathon Oil Marketing Material Nonpublic Information Materiality McDonalds MiFID Money Market Funds Mortgages Municipal Securities Issuers National Origin Discrimination New Legislation North America Offerings OMB Ontario Securities Act Opt-Outs Part-Time Employees Partnership-in-Fact Performance Incentives Personal Liability Pfizer Poison Pill Policies and Procedures Policy Drafting Portfolio Companies Pregnancy Discrimination Private Funds Private Placements Private Right of Action Proxy Materials PTE 84-24 Public Offerings Qualified Benefit Plans Qualified Restricted Stock Units (RSUs) Rating Agencies Regulatory Agenda REIT Remedies Remuneration Retirement Funds Risk Alert RTS Rule 23 Rule 506 Offerings Sales Commissions SAR Scienter Seasonal Workers Section 13 Sex Discrimination Share Classes Shareholders' Agreements Silicon Valley SLUSA SoftBank Solicitor General Sovereign Wealth Funds Standing Statistical Sampling Statute of Repose Stress Tests Summary Plan Description Swap Clearing Takeover Bids Tax Court Tax Deferral Tax Planning Tax Rates Tax Returns Temporary Employees Theranos Third Party Payments Tippees Tips Training Unfair Labor Practices Venture Capital Volcker Rule Voluntary Disclosure Wall Street Warren Buffet Wells Fargo Wells Notice Willful Misconduct Wire Fraud Yates Memorandum Young Lawyers Young v United Parcel Service 457(b) Plans 529 Plans Acceleration Acquisition Agreements Activist Hedge Funds Actual or Constructive Knowledge Administrative Authority Administrative Hearings Administrative Interpretation Administrative Procedure Act Admissible Evidence Advisory Opinions Advocate Health Care v Stapleton AFL-CIO Africa Age Discrimination Allergan Inc Alternative Investment Funds Ambush Election Rules Amended Regulation American Express Amgen Inc. v Connecticut Retirement Plans Amicus Briefs Anheuser-Busch Anthem Insurance Anti-Bribery Anti-Discrimination Policies Anti-Dumping Duty Anti-Kickback Statute Antitrust Provisions Antitrust Violations Arbitrary and Capricious Arbitration Awards ASIC Asset Freeze Asset Seizure Asset Valuations Asset-Backed Securities Assignments Associated Persons ASX Listing Rules Attorney's Fees Avon AXA Equitable Life B-1 Back Pay Bad Faith Bank Accounts Bank Loan Markets Bank of England Bank Secrecy Act Barack Obama Barclays Basel Committee Beer Benchmarks Beneficial Owner Bernie Madoff Beryllium Exposure BHP Billiton Big Data Bitcoin BitLicense Block Trades Blue Pencil Contract Modification Blue Sky Laws BNP Paribas Bona Fide Relationship Test Bond Financing Bonuses Books & Records Breweries Broker Commissions Bundling Rules Burden of Proof Business Companies Act Business Development Companies Business Judgment Rule Business Model Business Taxes Business Travel Buy-Out Agreements Buyback Programs Buyers C-Corporation CACM Capital Raising Car Dealerships Caremark claim Carried Interest Carried Interest Tax Rates Caterpillar Cause of Action Accrual CBCA CCAA CD&A Certificates of Compliance CFOs CFPA Chapter 11 Chevron v NRDC Choice of Entity Church Plans Citadel Exploration Citizenship Clean Shares Clickwrap Agreements Climate Change Clinical Trials CME NYMEX CNIL Coerced Patronage Collective Agreements Comcast v. Behrend Commercial General Liability Policies Commodity Futures Contracts Commodity Pool Community Banks Community Health Systems Compensation Compensatory Damages Complaint Procedures Compliance Manuals Concession Agreements Conditional Gifts Conditional Job Offers Conditions of Payment Confidential Documents Confirmation Proceedings Conflicting Proposals Congressional Investigations & Hearings ConocoPhillips Conspiracies Constitutional Challenges Construction Contracts Contraceptive Coverage Mandate Contract Drafting Controlled Groups Convictions Copyright Infringement Corporate Charters Corporate Financing Corporate Financing Rule Corporate Fines Corporate Gifts Corporate Investigations Corporate Management Corporate Records Corporate Restructuring Corporations Code Cost-Benefit Analysis Counterparties Covenant Not to Sue Covenant of Good Faith and Fair Dealing Covered Transactions CPAs CPOs Credit Default Swaps Criminal Background Checks Criminal Prosecution Critical Infrastructure Sectors CSDR CTA Cuba Custody Rule Customer Due Diligence (CDD) Customs and Border Protection CVS Cyan Inc v Beaver Cty Emps Ret Fund Cyber Attacks D&O Insurance Dark Pool Data Breach Data Security Daubert Standards DBRS De Minimus Quantity Exemption Debit Cards Debt Debt Buyers Debt Ceiling Debt Financing Debt Restructuring Debt Trading Decedent Protection Declaratory Judgments Default Delayed Compensation Denial of Certiorari Department of Business Oversight Department of Energy (DOE) Deposit Accounts Deregulation DHS Discipline Dismissals Dispute Resolution Disruptive Trading Practices Distressed Assets Distributors Dividends Division of Corporate Finance Division of Economic and Risk Analysis (DERA) Document Retention Policies Doffing Dominos Donning DPA Draft Documents Driverless Cars DSIO Duke Energy Dukes v Wal-Mart Dunkin' Donuts DuPont Duty to Monitor E-Verify Early Stage Companies Earn-Outs EBA eBay ECON Economically Targeted Investments EEA EEO-1 EIOPA Electronic Agreements Electronic Filing Emotional Distress Damages Employee Incentive Plans Employee Privacy Rights Employee Releases Employee Rights Employment Discrimination Employment Litigation Employment Rights Act Employment Standards Act Employment Tribunals End-Users Endowment Funds Energy Policy Energy Sector EPA Equity Financing Equity Markets Equity Transactions Estate Claims ETNs EU Data Protection Laws Ex Parte Examination Priorities Excise Tax Exclusions Exercise of an Option Exit Strategies Expatriates Exploration and Production Assets Extrinsic Evidence Facebook Fair Chance Act Fair Market Value Fair Process Doctrine False Press Release FASB FBI FCPA Guidance FCRA Federal Deposit Insurance Act Federal Employees Federal Jurisdiction Federal Register Federal Rule 12(b)(6) FERC FHFA FHLB FICA Financial Fraud Financial Services Committee Financing FinCEN First Amendment Fiscal Year Fitch Fixed Income Investments Flash Boys Flexible Work Arrangements FOIA Foreign Affiliates Foreign Corporations Foreign Currency Foreign Private Issuers Foreign Subsidiaries Forex Form 10-Q Form 5500 Form BE-10 Form N-Cen Form N-PORT Form S-8 Form SD Fox News France Franchisee Franchises Fraud-on-the-Market Fraudulent Charges Free Speech Freelance Isn't Free Act (FIFA) Freidrichs v CA Teachers Assoc Full-Time Employees Fund Managers Furloughs Garner GDP Gender-Based Pay Discrimination General Motors Genetically Engineered Seed Global Code of Ethics Global Economy Global Market Globalization Goldman Sachs Good Faith Goodyear Governance Standards Government Shutdown Greenhouse Gas Emissions Guns-in-Trunks Legislation Harbinger Capital Partners LLC Hess Corporation HMRC Hong Kong Hospitality Industry Hotels Human Resources Professionals Human Rights Human Trafficking Hurricane Irma ICFR IKEA