Securities Constitutional Law

SEC Conflict Mineral Rules First Amendment Enforcement Actions ALJ Appointments Clause Dodd-Frank Administrative Proceedings Disclosure Requirements Standing Constitutional Challenges Article II Insider Trading SCOTUS Class Action Administrative Hearings Appeals Article III Due Process Shareholders Fiduciary Duty NAM Securities Exchange Act Securities Fraud Corporate Counsel Form SD Financial Institutions Securities Litigation Fifth Amendment Popular CFPB Derivative Suit En Banc Review Reporting Requirements Preliminary Injunctions Publicly-Traded Companies Bebo v SEC Jurisdiction Manufacturers Securities Equal Protection Financial Markets Investment Adviser Seventh Amendment Shareholder Litigation Amnesty International CFTC Dismissals FINRA Fraud American Meat Institute Breach of Duty DOJ Due Diligence RMBS Banking Sector Banks Compliance Country of Origin Free Speech National Association of Manufacturers Administrative Procedure Act ERISA EU FCPA Forum Selection Judicial Review Sarbanes-Oxley Securities Violations Statute of Limitations Subject Matter Jurisdiction Whistleblowers Democratic Republic of Congo Investment Advisers Act of 1940 Petition For Rehearing Stocks UK Broker-Dealer Cybersecurity Injury-in-Fact Mortgages NAM v SEC Pay-To-Play Petition for Writ of Certiorari Political Contributions Whistleblower Protection Policies Civil Monetary Penalty Class Certification Compelled Speech Confidential Information Corporate Officers Data Breach FDIC Hedge Funds Investors JPMorgan Chase Market Manipulation Motion to Dismiss Non-Delegation Doctrine Ponzi Scheme Right to a Jury Scienter Securities Act of 1933 Statute of Repose Supply Chain Appraisal Article I Audits Chamber of Commerce China Criminal Prosecution Demand Futility Derivatives Discovery Enforcement Fannie Mae Federal Rules of Civil Procedure Foreign Corporations Fraud-on-the-Market Human Rights IPSA MSRB Mutual Funds OCC Oil & Gas Personal Benefit Personally Identifiable Information PHH Corp. v CFPB Recess Appointments Self-Incrimination Split of Authority Subpoenas Trump Administration US v Newman Venue Administrative Appointments Bank of New York (BNY) Mellon Bitcoin Breach of Contract Chief Compliance Officers Clawbacks Comment Period Commercial Speech Consumer Financial Products Cutler v Franchise Tax Board De Novo Standard of Review Department of Agriculture Disclosure DOL European Securities and Markets Authority (ESMA) Executive Compensation Extraterritoriality Rules FDCPA Federal Reserve Government Investigations Hackers Income Taxes Insurance Industry Internal Controls Investment Loss Causation Mergers Minerals Misrepresentation Mootness Mortgage-Backed Securities Motion To Stay Municipalities Offering Fraud Patents Pleading Standards Preemption Product Labels Proposed Regulation Putative Class Actions Qualified Small Business Stock Rating Agencies Regulatory Oversight Resource Extraction RESPA Retroactive Application Retroactive Taxes S&P Scottrade Separation of Powers Settlement Spokeo v Robins Transparency US v Salman Virtual Currency Zauderer Actual Injuries Africa Ancestry.com Arbitration Attorney-Client Privilege Bernie Madoff CAFA CMBS Commerce Clause Commercial Bankruptcy Commodities Exchange Act Controlling Stockholders Corp Fin Corporate Governance Criminal Conspiracy Cross-Border Cyber Attacks Data Protection DE Supreme Court Debt Collection Declaratory Relief Deutsche Bank Directors Disgorgement DOMA Employer Liability Issues European Commission Exclusive Jurisdiction Fair Housing Act (FHA) False Claims Act (FCA) False Statements Federal Jurisdiction Financial Regulatory Reform Foreclosure Fourth Amendment Franchise Tax Board Freddie Mac FTC Halliburton v Erica P. John Fund Healthcare Hobby Lobby Illegal Tipping Internal Investigations Investment Firms Investment Management Judge Rakoff Jury Instructions Lenders Material Nonpublic Information Municipal Advisers Municipal Securities Market New Guidance NLRB Passwords PCAOB Price Manipulation Public Officials Removal Retaliation RICO Risk Management Rule 10b-5 Rules of Practice Same-Sex Marriage Sanctions Smartphones Spoofing Standard of Review Takings Clause Tender Offers Tolling Trade Secrets Trustees U.S. Treasury US v Windsor Wells Fargo White Collar Crimes Wire Fraud Young Lawyers Accredited Investors Acquisitions Administrative Authority Administrative Merits Determinations Advertising Affirmative Action Affordable Care Act Alberta Securities Commission Amgen Inc. v Connecticut Retirement Plans Annuities Anti-Bribery Anti-Money Laundering Antitrust Provisions Arbitrage Asset Seizure Attorney's Fees Automotive Industry Avon Bank of America Bankruptcy Code Bankruptcy Court Board of Directors Bonds Books & Records Bribery Brokers Burwell v Hobby Lobby Business Judgment Rule Bylaws Campaign Contributions Canada Canning v NLRB Cease and Desist Cell Phones Chapter 11 Chapter 9 Charles Schwab Chevron Deference CME CMS Collateral Estoppel Commodities Conflicts of Interest Constitutional Amendment Consumer Lenders Corporate Dissolution Corporate Taxes Corruption Credit Cards Creditors Criminal Convictions Debt Delaware General Corporation Law Delegation Doctrine Department of Transportation (DOT) Detroit Dirks v SEC Disclosure-Based Settlements EMIR Employee Benefits Employee Privacy Rights Employer Group Health Plans ETFs Evidence Expert Witness Exploitation Facebook FCRA Fee-Shifting FFIEC FHFA FIfth Third Bancorp v Dudenhoeffer Final Judgment Financial Conduct Authority (FCA) Financial Services Industry Financial Statements Fitch Foreign Nationals Foreign Official France Fraudulent Transfers Goldman Sachs Hewlett-Packard HHS High Frequency Trading Hiring & Firing Hong Kong Indictments Initial Public Offerings Injunctions Injunctive Relief Internal Affairs Doctrine Investment Companies Investment Fraud Investment Funds IPO IRS Judges Jury Trial Law Enforcement Lawson v FMR Libor Life Insurance Limited Liability Company (LLC) Loans Mary Jo White Medicare Merrill Lynch v Manning Mineral Extraction Minority Shareholders Motion to Compel Municipal Bankruptcy NAIC Natural Resources New Legislation Non-Appealable Decisions Non-GAAP Financial Measures Notice Requirements NY Supreme Court NYDFS OCIE OECD Omnicare v Laborers District Council Opt-Outs Patent Trial and Appeal Board Pension Funds Pensions Personal Jurisdiction Personal Liability Petrobras Pharmaceutical Industry Political Appointments Political Parties Political Speech Preferred Shares Prescription Drugs Private Right of Action Probable Cause Prudential Regulation Authority Reaffirmation Reasonable Expectation of Privacy Recklessness Regulation S-K Regulatory Agenda Remand Removal For-Cause Retailers Retirement Plan Reversal Richard Cordray Ripeness Rule G-37 Sales Commissions Section 220 Request Securities Act Securities Regulation Settlement Agreements Siemens Sixth Amendment SLUSA Small Business Startups Statement of Facts Stays Stock Prices Student Loans Summary Judgment Swaps Tax Assessment Tax Deferral TCPA Tippees Tippers Trade Policy Trulia Truth in Lending Act (TILA) UK Brexit Unions USDA Wall Street Warrantless Searches Ways and Means Committee 28 USC 1331 Abuse of Power Accounting Fraud Acquisition Agreements Administrative Appeals AIG Airlines Algorithmic Trading Alice Corporation Alternative Trading Systems Amended Legislation Amended Regulation Amended Rules America Invents Act American Bankers Association American Petroleum Institute American Pipe & Construction Co. v. Utah Amgen Amicus Briefs Amtrak Anti-Corruption Anti-Dumping Duty Anti-Rebate Statutes Anti-Retaliation Provisions Anti-SLAPP Antitrust Investigations Antitrust Litigation Apple v Samsung Appraisal Management Companies Arbitrary and Capricious Article of Manufacture Assignments Atlantic Marine Construction Company ATP Tours Auction Audit Policies Auditors Australia Australian Securities and Investments Commission Automotive Loans Bailout Bank Fraud Bank of America v Miami Bank Secrecy Act Bankruptcy Reform Barack Obama Basel III Benchmarks Beneficial Owner Best Buy Best Execution Best Interest Contract Exemptions BG Group v Republic of Argentina Big Data Biometric Information Block Trades Blockchain Breach of Implied Contract Breweries Bring Your Own Device (BYOD) Brokerage Accounts Business Continuity Plans Business Records Business Roundtable Buyouts C&DIs CalPERS CalPERS v ANZ Securities Campbell Ewald v Gomez Canadian Charter of Rights and Freedoms Capital Gains Capital Markets Capital Markets Union Capital One Capital Requirements Regulation (CRR) Case Consolidation Causation Cayman Islands CBOE CCPs CEOs Certifications Certiorari CFOs Chadbourne & Parke LLP v Troice Charitable Donations Choice-of-Law Citigroup Claim Construction Claim Preclusion Class Action Arbitration Waivers Clean Air Act Clean Shares CME NYMEX Coal Coal Industry Coal Mines Collateralized Debt Obligations Collective Bargaining Commercial Arbitration Commercial Court Commercial Loans Commercial Marketing Commercial Mortgage Securitization Commercial Property Owners Commerzbank Commodities Traders Commodity Futures Contracts Community Reinvestment Act Compelled Testimony Compensation & Benefits Component Parts Doctrine Condemnation Confidential Communications Confidential Witnesses Confidentiality Agreements Congressional Committees Congressional Review Act Conservators Constitutional Courts Construction Contracts Consultation Consumer Complaint System Consumer Protection Act Contraceptive Coverage Mandate Contract Disputes Contract Terms Contracts Clause Convictions Corporate Charters Corporate Sales Transactions Corporate Social Responsibility Corporate Veil Countervailing Duties Court Administration Court of Federal Claims Credit Ratings Credit Reports Credit Unions Criminal Investigations Criminal Records Cross Motions Crowdfunding Currency Control Customer Service Standard Cy Pres Funds Cyprus Bailout D&O Insurance DACA Dark Pool Dart Cherokee Basin Operating Co. v. Owens Data Privacy Databases DBRS De Minimis Claims Deadlines Dealers Debt Collectors Debt Securities Debtors Deceptive Intent Declaratory Judgments Deductions Default Judgment Defend Trade Secrets Act (DTSA) Deferred Prosecution Agreements Delaware Limited Liability Company Act Demand Letter Department of the Interior Depositions Derivative Complaint Derivatives Clearing Organizations Design Patent Detrimental Reliance DHS Dietz v Bouldin Digital Currency Disability Disability Insurance Discrimination Distribution Rules Diversity Dividends Double Jeopardy Duncan v Owens Duty of Prudence EB-5 ECON Economic Downturn ECPA Educational Institutions EEA EFRP EGRPRA Eighth Amendment Elder Abuse Electronic Records Electronically Stored Information Email Eminent Domain Employment Contract Employment Policies Energy Sector Enfish v Microsoft Enhanced Penalties Entire Fairness Standard Environmental Policies EPA EPA v EME Homer City Equitable Estoppel Equity Claims Equity Securities Escheat ESOP ESRB European Banking Authority European Central Bank European Supervisory Authorities (ESAs) Evidentiary Hearings Exactions Excessive Fees Exchange-Traded Products Excise Tax Exclusions Executive Powers Exhaustion Doctrine Exigent Circumstances Expressions Hair Design v Schneiderman Expungement Extractive Industry Transparency Rule Failure To State A Claim Fair and Effective Markets Review (FEMR) Fair Lending Fair Market Value Fair Pay and Safe Workplaces Family Businesses FASB Fast-Food Industry FBI FCMs FCPA Resource Guide FDA Federal Acquisition Regulations (FAR) Federal Arbitration Act Federal Bank Regulatory Agencies Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015 Federal Contractors Federal Election Commission (FEC) Federal Housing Administration (FHA) Federal Railroad Administration Federal Register Federal Tort Claims Act (FTCA) Federal v State Law Application Federal Vacancies Reform Act Federalism FERC Fiduciary Exception Fiduciary Rule Filing Deadlines Final Rules Financial Adviser Financial Fraud Financial Instruments FinCEN FinTech Firearms Fixed Income Investments FLSA FOIA Football Foreign Banks Foreign Currency Foreign Debt Foreign Investment Foreign Jurisdictions Foreign Policy Foreign Sovereigns Forex Forfeiture Statutes Form 10-K Form 8-K Form S-1 Fourteenth Amendment Franchise Taxes Free Exercise Clause Freidrichs v CA Teachers Assoc FSB FSIA Funding Portal GAAP Gabelli v SEC Gambling GAO Gartenberg Factors GE Capital Retail Bank Gelboim v Bank of America Geolocation Germany Gibson Dunn Golden Leash Arrangements Government Entities Government Officials Grace Period Gun Laws Habeas Corpus Hatch-Waxman Herballife HIPAA HMDA Hong Kong Securities and Futures Commission (HKSFC) Hong Kong Stock Exchange Human Trafficking IFRS ILSA Impartiality Implied Consent In Pari Delicto Incentives Incorporation India Industry Examinations IndyMac Insolvency Inspection Rights Insurance Litigation Integrated Disclosures Intel Inter Partes Review (IPR) Proceeding Interest Income Interim Rule Internal Revenue Code (IRC) International Data Transfers Internet Service Providers (ISPs) Investigations Investment Schemes IOSCO Iran Sanctions Irreparable Harm ISDA ISS Italy Janus Capital Group Japan Jerry Brown Job Creation Joint Venture Judicial Estoppel Juror Selection Just Compensation Kansas v Carr Kathleen Sebelius Kazakhstan KBR (formerly Kellogg Brown & Root) King v Burwell Kokesh v SEC Labeling Labor Law Violations Lane v Franks et.al Lee v Tam Legal Ethics Legislative Agendas Legislative Committees Legislative Process Lehman Brothers Lender-Placed Insurance Leveraged Buyout Life Sciences Limitation Periods LinkedIn Loan Modifications Lobbying Location Data Long Term Care Facilities Long-Term Care Loss-Carryover Lost Profits Mail Fraud Managers Mandatory Reporting Laws Marriage Martin Shkreli Mathis v US McCutcheon v. FEC McDonalds Meals-Gifts-and Entertainment Rules Medicare Advantage MedImmune v Genentech Medtronic v Boston Scientific Members Memorandum of Understanding Mental Illness Merger Agreements Merrill Lynch MF Global Microsoft MiFID II Mining Misappropriation Misleading Impressions Mississippi ex rel. Hood v. AU Optronics Mobile Privacy Money Laundering Money Transfer Monopolization Montanile v Board of Trustees Moody's Morgan Stanley Mortgage Lenders Mortgage Rules Motion for Summary Judgment Motion To Intervene MTFs Multinationals Municipal Bonds Municipal Securities Issuers NACHA NASD Nasdaq Natural Gas NCR Corp. Negligence Negligent Misrepresentation New England Patriots New Regulations New Zealand NFA NFL NICS NLRB v SW General Non-Enforcement Non-Performing Loans (NPL) Non-Profits Non-Public Information Non-Resident Income Taxes NV Supreme Court NYSE Obama Administration Objective Falsity OFAC Off-Label Use Office of Financial Institution Adjudication (OFIA) Office of Personnel Management (OPM) OIG Oil Prices OMB Omissions Opt-In Oral Argument Overdraft Fees Parens Patriae Passporting Patent Applications Patent Infringement Patent Litigation Patent-Eligible Subject Matter Patriot Act Penalties Petrella v. MGM Pfizer Pharmaceutical Patents Plainly Material Standard Pleadings Political Campaigns Presidential Appointments Presidential Nominations Price-Fixing Privacy Laws Privacy Policy Private Equity Private Equity Firms Private Securities Litigation Reform Act of 1995 Professional Misconduct Property Insurance Property Owners Property Tax Proposed Amendments Proxy Solicitations PSLRA Public Comment Public Disclosure Public Employees Public Housing Authorities Public Interest Public Pension Puerto Rico Pump and Dump Qui Tam Rabobank Race Discrimination Railways Ransomware Ratings RBS Real Estate Investments Registered Investment Advisors Registration Statement Regulation AB Regulation D Regulation SHO Regulation X Regulation Z Regulatory Standards Reimbursements Reinsurance Relate Back Doctrine Relation Back Doctrine Release Agreements Religious Exemption Religious Freedom Restoration Act Repeal Repurchases Request for Examination Rescission Residency Status Restitution Restructuring Retail Market Revenue Reverse Stock Splits Right of FIrst Refusal Right to Privacy Risk Alert Risk Assessment RPI Rule 105 Rule 23 Rule 506 Offerings Rule of Lenity Rulemaking Process Rural Development S-Corporation Sandifer v U.S. Steel Corp Sanofi Say-on-Pay Scams Search Warrant SEC Commissioner Second Amendment Section 101 Section 11 Section 304 Section 337 Section 546(e) Securities Financing Transactions (SFTs) Securities Settlement Cycles Security-Based Swaps SEFs