Securities Insurance

Insurance Industry SEC EU UK D&O Insurance Financial Institutions Life Insurance Class Action Financial Services Industry Financial Markets Cybersecurity European Securities and Markets Authority (ESMA) Financial Conduct Authority (FCA) Banking Sector Fiduciary Duty Investment Adviser Popular Solvency II Broker-Dealer MiFID II Banks Securities Annuities RMBS Board of Directors Dodd-Frank Enforcement Actions RTS CFTC Consumer Financial Products EIOPA ERISA Regulatory Oversight Compliance Data Protection FINRA Fraud Mutual Funds Reinsurance Investment Management Packaged Retail And Insurance-Based Investment Products (PRIIPS) Settlement Disclosure Requirements European Banking Authority Investment Funds Swaps FDIC Securities Fraud Securities Litigation Insurance Litigation Investment SCOTUS UCITS Corporate Governance OCC Prudential Regulation Authority Risk Management Variable Annuities Asset Management Corporate Counsel Cyber Insurance Data Breach EMIR European Commission Professional Liability CFPB EU Market Abuse Regulation (EU MAR) Federal Reserve Fiduciary Rule Liability Insurance NAIC Private Equity Retirement Plan BRRD China Class Certification DOJ DOL Investment Company Act of 1940 Mortgages OCIE Policy Exclusions Risk Assessment Swap Dealers UK Brexit Benchmarks Best Interest Contract Exemptions Blockchain Capital Markets Capital Requirements Capital Requirements Regulation (CRR) Conflicts of Interest Derivatives Duty to Defend Enforcement FCPA FinTech JPMorgan Chase NYDFS Virtual Currency AIFMD Appeals Corporate Officers Directors Disgorgement ETFs Government Investigations Investors Misrepresentation Money Market Funds No-Action Letters Rating Agencies Regulatory Standards Shadow Banking Shareholder Litigation Stress Tests Whistleblowers Acquisitions Administrative Proceedings Basel Committee Big Data Bitcoin Capital Markets Union CCPs Cyber Attacks Derivative Suit Distributed Ledger Technology (DLT) EEA Employee Benefits FHFA Financial Regulatory Reform FSB Indemnification Indemnity Insurance Insider Trading Loss Causation MiFIR Private Equity Funds Prospectus Publicly-Traded Companies RICO Securitization Senior Managers Insurers Regime (SMIR) UK Competition and Markets Authority (CMA) 401k Arbitration Bad Faith Bank of America Brokers Captive Insurance Company Chief Compliance Officers Commercial General Liability Policies Commercial Insurance Policies Countrywide Covered Entities Criminal Prosecution Cross-Selling Deutsche Bank Due Diligence European Central Bank European Supervisory Authorities (ESAs) Fraud-on-the-Market Germany Healthcare Hedge Funds Implementing Technical Standards (ITS) Insurance Contracts Investment Companies IOSCO Key Information Document (KIDs) Margin Requirements Mergers MiFID No-Action Relief Pensions Proposed Regulation Shareholders Statute of Limitations STOLI Subsidiaries Transparency Underwriting Variable Insurance Young Lawyers AIG Bank Accounts Basel III Bear Sterns Books & Records Breach of Contract Breach of Duty Bribery BSA/AML C-Suite Executives Canada Capital Raising Commercial Bankruptcy Commodities Exchange Act Constitutional Challenges Credit Ratings Crowdfunding Death Benefits Discovery EBA Excessive Fees Foreign Banks Foreign Investment Halliburton Halliburton v Erica P. John Fund Insolvency Interest Rates Internal Revenue Code (IRC) IPO IRA IRS Litigation Fees & Costs Market Abuse Memorandum of Understanding New Regulations Personal Liability Personally Identifiable Information Proposed Amendments Proposed Legislation Prudential Insurance Registered Investment Companies (RICs) Registration Requirement Regulation Technical Standards (RTS) Reporting Requirements Representations and Warranties Insurance Retail Investors Ring-Fencing SEC Examination Priorities Senior Managers SEPA Stocks Subpoenas Summary Judgment Unclaimed Property Venture Capital White Collar Crimes Affordable Care Act Allianz Alternative Investment Funds Arbitration Agreements Attorney-Client Privilege Bank of England Basic v Levinson Bonds Business Continuity Plans Buyers Catastrophe Bonds CIRC Clawbacks Clean Shares Collateralized Loan Obligations Comment Period Commodities Commodity Broker Contract Interpretation Contract Terms CPOs Creditors Data Security Defense Strategies Department of Financial Services Digital Currency Dismissals DSIO Elder Abuse Errors and Omissions Policy Ethics EU Benchmark Regulation Exchange-Traded Products Executive Compensation Filing Requirements Financial Instruments Floating NAV France FSMA Fund Managers Futures Gartenberg Factors Guidance Update Health Insurance IAIS Income Taxes Indemnification Clauses Individual Accountability Insurance Reform Investment Advisers Act of 1940 Iran Sanctions ISDA Late Notices Limited Partnerships Liquidity Liquidity Coverage Ratio Liquidity Risk Management Rule Litigation Strategies Major Swap Participants Mary Jo White MetLife Motion to Dismiss Oil & Gas Parent Corporation Passporting Patents Pending Legislation PRA Property Insurance PSD2 Public Policy Putative Class Actions Regulatory Agenda Request For Information Risk Mitigation Safe Harbors Section 36(b) Security-Based Swaps Sellers Settlement Agreements SIFIs SLUSA Stock Drop Litigation Threshold Requirements Unfair Competition Law (UCL) Volcker Rule Vulnerable Victims Warranty Insurance 529 Plans Accredited Investors Additional Insured Advancement AIFM AIM Amazon Marketplace Amended Regulation Annual Reports Anti-Corruption Apple ASIC Auditors Australia Auto Insurance Automotive Industry BaFin Banking Reform Benchmarking Beneficiaries Best Management Practices Best Practices Brazil Broker Commissions Burwell v Hobby Lobby Calculation of Damages Capital Markets Authority CFOs Chapter 11 Civil Investigation Demand Class Action Arbitration Waivers Coal Industry Collateralized Debt Obligations Collective Investment Schemes Compensation Agreements Complex Financial Products Consumer Lenders Corporate Culture Corporate Taxes Corruption Covered Swap Entities (CSE) CRA CRD IV Directive Cross-Border Cybersecurity Examination Initiative Cybersecurity Framework Damages Data Collection DBRS Death Master Files Debt Debt Collection Demand Futility Deposit Insurance Derivatives Clearing Organizations Distribution Rules Diversification Requirements Diversity Divestment Dividends Due Process Duty of Prudence ECON Economic Sanctions Elder Issues ELTIF Employment Contract Equity Investors ESOP ESRB Euro European Payments Council (ECP) Evidence Exemptions False Advertising FCRA Fiduciary Exception FIfth Third Bancorp v Dudenhoeffer Final Rules Financial Adviser Financial Planning Financial Stability Acts Financial Statements Fines Form ADV FSOC FTC GA Supreme Court Gambling General Data Protection Regulation (GDPR) Goldman Sachs Greece HIPAA HM Treasury Hong Kong HUD Incident Response Plans Indemnity Agreements Indictments Initial Coin Offering (ICOs) Insurance Block Exemption Regulation (IBER) Insurance Brokers Insurance Commissioners Insurance Regulations Insureds Internal Investigations Investigations Iran Threat Reduction and Syria Human Rights Act Job Creation Justifiable Reliance Latin America Legal Costs Legislative Agendas Limitation of Liability Clause Loans Mandatory Arbitration Clauses MBIA Insurance Meals-Gifts-and Entertainment Rules Medical Devices Member State Merger Agreements Money Laundering Moody's Mortgage Credit Directive (MCD) MREL Nationwide Insurance Co. NDAA Neither Admit Nor Deny Settlements New Legislation Nonbank Firms Notice Requirements OFAC Ontario Securities Commission (OSC) Over-Time PBGC Penalties Personal Data Petition for Writ of Certiorari PHH Corp. v CFPB Pleading Standards Policy Management Ponzi Scheme Portfolio Companies Private Equity Firms Professional Service Exclusion Public Comment Public Disclosure Public Offerings Real Estate Market Receivership Regulatory Reform REIT Removal For-Cause Representations and Warranties Required Forms Retirement S&P Sanctions Securities Act of 1933 Securities Exchange Act Securities Violations Senior Insurance Managers SIFMA SMEs Special Purpose Entities Spokeo v Robins State and Local Government Student Loans Sun Capital Partners Tax Deductions Technology Technology Sector Terrorism Funding Terrorism Insurance TLAC TRIA Trump Administration Trustees U.S. Treasury UBS UK Payment Systems Regulator Unfair or Deceptive Trade Practices Uniform Law Commission Valuation Vendors Voluntary Disclosure Vulnerability Assessments Wage and Hour Wells Fargo Withholding Tax 403(b) Plans 457(b) Plans Abandoned Property Abortion Abuse of Discretion Accounting Controls Accounting Fraud Accounts Receivable Activision Activist Investors Add-ons Adjudicatory Process Administrative Hearings Admissions of Liability Advanced Notice of Proposed Rulemaking (ANPRM) Affirmative Defenses AFR Agricultural Land AIF Aircraft Equipment Algorithms ALJ All-Party Consent Alstom Alternative Investment Fund Managers Directive Ambac Financial Group Amended Complaints Ameriprise Financial Amgen Inc. v Connecticut Retirement Plans AML/CFT Analytics Anthem Blue Cross Anthem Insurance Anti-Competitive Anti-Money Laundering Antitrust Investigations Apple v Samsung Apportionment Appraisal Article 29 Working Party (WP29) Article II Article III Articles of Incorporation Asbestos Asia Asia Pacific Asset Diversification Asset Freeze Attorney Generals Audit Committee Audits Autumn Statement AXA Equitable Life B2B Transactions Bailout Bank Holding Company Bank Holding Company Act Banking Examinations Banking Regulators Bankruptcy Court Bankruptcy Reform Barclays Benefit Plan Sponsors Big Law Biotechnology Block Trades Bond Markets Borrowers Breach Notification Rule Breach of Implied Contract Burden of Proof Business Conduct Standards Business Judgment Rule Business Litigation Business Plans Bylaws CalPERS CalSTRS Capital Gains Carve Out Provisions Case Consolidation Casualty Insurance CCA CEA Cell Phones Central Counterparties CEOs Certiorari Chapter 93A Choice-of-Law CISO Citigroup Civil Penalty Fund Claims Made Policy Class Members Clearing Agencies CMBS CME CMS CO Supreme Court Code of Conduct Collateral Colombia Commonality Community Banks Community Reinvestment Act Compensation & Benefits Complex Litigation Confidential Information Confidentiality Policies Consent Consolidated Tax Returns Constitutional Amendment Consultation Consumer Contracts Consumer Financial Contracts Consumer Fraud Contraceptive Coverage Mandate Contract Disputes Contract Formation Contract Negotiations Contract of Adhesion Convertible Debt Core Operations Doctrine Corporate Bonds Corporate Crimes Corporate Criminal Fines Corporate Issuers Corporate Liability Corporate Sales Transactions Corporate Veil Corporations Code Cost Basis Counterclaims Court-Appointed Receivers Covenant of Good Faith and Fair Dealing Covered Agreement Covered Business Method Patents Credit Reports Credit Unions Criminal Background Checks Criminal Investigations Cross-Border Transactions Cryptocurrency Cumis Counsel Custody Rule Customer Funds Protection Customer Protection Rule Cyber Security Act of 2015 Cybersecurity Laws Data Brokers Data Loss Prevention Data Mining Data Privacy Data Reporting Daubert Standards DCMs De Minimus Quantity Exemption Deadlines Debit and Credit Card Transactions Debt Market Debtors Decision-Making Process Declaratory Judgments Deductibles Defend Trade Secrets Act (DTSA) Deferred Compensation Deferred Prosecution Agreements Delaware General Corporation Law Delaware Rapid Arbitration Act Delays Department of Education Deposit Guarantee Schemes Directive (DGSD) Deposit Guarantee System Deregulation Design Patent Dirks v SEC Disability Benefits Disclosure Disclosure-Based Settlements Dispute Resolution Disqualification DMCA Dole Food Domain Names Donald Trump Drones Drug & Alcohol Abuse Duke Energy DuPont Duty of Care Duty of Loyalty Duty to Disclose E-Commerce E-Signatures Economic Development EEO-1 EEOC Electronic Data Transmissions Elon Musk Embargo Emerging Growth Companies Eminent Domain Emoji Employee Handbooks Employees Employer Mandates Employment Tribunals End-Users Environmental Policies Environmental Violations EOIPA Equal Protection Equity Markets Equity Securities Escheat Escrow Accounts Estate Planning EU Single Market EURIBOR European Banking Federation European Union Delegated Act (EUDA) EuSEF EuVECA Exceptions Excess Policies Exclusions Exculpatory Clauses Exempt Organizations Exempt-Employees Exemptive Relief Expedia Expedited Discovery Expert Reports Expert Witness Exploitation Export Controls Exports Extrinsic Evidence Facebook Fair Housing Act (FHA) Fair Lending False Claims Act (FCA) False Statements Fannie Mae Farm Credit Administration FASB FATF FBI FCC FCMs Federal Insurance Office Federal Register Federal Rule 12(b)(1) Federal Rules of Civil Procedure Fee-Shifting Fees Fifth Amendment Financial Crimes Financial Policy Committee Financial Products Financial Services Authority Financial Solvency Financing Fintech Charter FIRREA First Impression FISMA Fitch Florida FLSA FMIC FOIA Food Manufacturers Foreclosure Foreign Corporations Foreign Exchanges Foreign Jurisdictions Foreign Ownership Foreign Subsidiaries Former Directors Forum Forum Shopping Fourteenth Amendment FPC Fraudulent Inducement FRCP 23(b)(3) Freddie Mac Freeze-Out Mergers FSCS Fund Distribution Fund Sponsors Funding Portal G-SIB G-SIFI G-SII GAAP General Electric General Licenses General Motors General Partner Gift-Cards Gig Economy Glass-Steagall Act Global Market Global Systemically Important Financial Institutions (GSIFI) Good Faith Google GSE Guarantors Hackers Hallmark Healthcare Reform Hedges High Frequency Trading High Net-Worth Higher-Risk Securitizations HMRC Holding Companies Homeowner's Insurance Housing Finance Reform Housing Market HSBC IFCPA Illegal Tipping IMF Implementation Day Implied Covenants Incentive Compensation Indemnity Claim Individual Mandate Indonesia Inducements Industry Consolidation Industry Examinations Inflation Adjustments Information Sharing Initial Public Offerings Injury-in-Fact Innovation Innovative Technology Institutional Investment Intangible Property Intellectual Property Protection Interchange Fees Interlocutory Appeals Intermediaries Internal Reporting International Banks International Data Transfers Interviews Investment Contract Investment Fund Vehicles Investment Tax Credits Islamic-Compliant ISS Italy ITSR IVASS JOBS Act John Deere Joint and Several Liability Joint Comprehensive Plan of Action (JCPOA) Journalists Judge Rakoff Judicial Records Jumpstart GSE Reform Act Jurisdiction KBRA Kickbacks King v Burwell Law Practice Management Lead Paint Legal Entity Identifiers Legislative Committees Lenders Letters of Intent Leverage Ratio Leveraged Finance Leveraged Loans Libor Life Sciences Life Settlements Liquidation Liquidity Fees Lock-Up Requirements Long Term Care Facilities Long-Term Care Loss of Income Loss Payee Managers Market Manipulation Market Participants Marketing Marriott Material Misrepresentation Material Nonpublic Information Materiality Maxwellisation MCDC Mediation Medicaid Medicaid Expansion Medicare Advantage Mental Health Parity Rule Merrill Lynch Metals MF Global Microsoft Middle East Millennials Minimum Salary Ministry of Finance Ministry of Justice Misleading Statements MLD4 MMF Mobile Payments Moench Presumption Monopolization Morgan Stanley Mortgage Insurance Mortgage Insurance Fund Mortgage Loan Originators Motion for Summary Judgment Multi-Employer Pensions Municipal Advisers Municipal Securities Issuers Mutual Insurance Companies Nanotechnology NASAA National Emissions Standards National Private Placement Regimes (NPPR) National Technical Information Service (NTIS) NCUA NDFs Negligence Negligent Misrepresentation Net Investment Income New Guidance NFA NMLS No-Hire/No-Solicitation Agreements Nominations Non-Monetary Payments Non-Solicitation Agreements North Korea NY Supreme Court NYSE Obama Administration Obergefell v. Hodges Occurrence OECD Offshore Funds OMB Omissions Omnicare Omnicare v Laborers District Council Online Marketplace Lending Online Platforms OPEC Open-Ended Fund Companies (OFCs) OTC p2p P5+1 Nations Participant-Directed Plans Patent Litigation Patent-Eligible Subject Matter Payday Loans Payment Protection Insurance Payment Services Directive Payment Systems PCAOB PCI-DSS Standard Peer Review Peer-to-Peer Penny Stocks Pension Reform PepsiCo Performance and Accountability Report Personal Benefit