Menu
News & Insights
Popular
Labor & Employment
Finance & Banking
Intellectual Property
Health & Healthcare
Environmental Issues
more…
Business
Insurance
Commercial Real Estate
Corporate Taxes
Immigration
Securities
more…
Personal
Residential Real Estate
Estate Planning
Civil Rights
Personal Taxes
Bankruptcy
more…
Jump to: Latest Updates »
Trending [
7
]
[Hot Topic] Artificial Intelligence
[Hot Topic] Employer Liability Issues
[Hot Topic] Environmental, Social & Governance
[Ongoing] Read Latest SCOTUS Analysis, All Aspects
Stay Informed: Popular Reads on JD Supra
Meet JD Supra's Top Authors!
Build a Morning News Digest: Easy, Custom Content, Free!
Browse All Law News Topics »
Find Author
By Business Matters
Labor & Employment
Finance & Banking
Intellectual Property
Insurance
Taxes
By Personal Issues
Civil Rights
Family Matters
Personal Injury
Wills, Trusts, & Estate Planning
Worker’s Compensation
By Location
California
New York
Texas
Canada
United Kingdom
Subscribe
Custom Email Digests
Build a custom email digest by following topics, people, and firms published on JD Supra.
X (formerly Twitter)
RSS
Feeds for Publishers
For Reporters
My Account
Log In
Browse Related Topics For:
Securities
›
Privacy
›
Business Torts
See Latest Updates ยป
Securities and Exchange Commission (SEC)
Disclosure Requirements
Securities Regulation
Corporate Governance
Publicly-Traded Companies
Enforcement Actions
Climate Change
Investment Adviser
Reporting Requirements
Environmental Social & Governance (ESG)
Compliance
Investors
Financial Services Industry
FinCEN
Department of Justice (DOJ)
Popular
Securities Violations
Cryptocurrency
Beneficial Owner
Broker-Dealer
Cybersecurity
Final Rules
Investment
CFTC
Corporate Transparency Act
Regulation S-K
Greenhouse Gas Emissions
Risk Management
Regulatory Agenda
Digital Assets
Financial Institutions
Shareholders
Artificial Intelligence
Securities Fraud
Whistleblowers
Financial Industry Regulatory Authority (FINRA)
Securities Exchange Act
Securities Exchange Act of 1934
Capital Markets
Cryptoassets
Investment Advisers Act of 1940
Regulatory Requirements
SCOTUS
Securities Litigation
Anti-Money Laundering
Board of Directors
Special Purpose Acquisition Companies (SPACs)
Proposed Rules
Initial Public Offering (IPO)
New Rules
UK
Securities
White Collar Crimes
Foreign Corrupt Practices Act (FCPA)
Canada
Securities Act of 1933
EU
Insider Trading
Enforcement
Investment Funds
Private Funds
Investment Management
Settlement
Corporate Social Responsibility
Fraud
U.S. Treasury
Rule 10b-5
Stock Repurchases
Sustainability
Bitcoin
Whistleblower Protection Policies
Financial Markets
Registered Investment Advisors
Blockchain
Financial Conduct Authority (FCA)
Form 10-K
Recordkeeping Requirements
Policies and Procedures
Cyber Incident Reporting
Financial Regulatory Reform
Investment Company Act of 1940
Macquarie Infrastructure Corp v Moab Partners LP
Omissions
Anti-Corruption
Corporate Counsel
Crypto Exchanges
FinTech
Financial Crimes
Money Laundering
Regulatory Oversight
Regulatory Reform
Venture Capital
AML/CFT
Private Equity
Regulation S-X
Conflicts of Interest
Federal Trade Commission (FTC)
Form 8-K
Misleading Statements
Corruption
Annual Reports
Civil Monetary Penalty
Listing Rules
Dodd-Frank
Fiduciary Duty
Penalties
Acquisitions
National Security
Bribery
Class Action
Consumer Financial Protection Bureau (CFPB)
Criminal Prosecution
ETFs
Bank Secrecy Act
Cyber Attacks
Financial Statements
Risk Assessment
Appeals
Federal Reserve
Filing Deadlines
IRS
Nasdaq
Hong Kong
Mergers
Small Business
Stays
Whistleblower Awards
Proxy Season
BSA/AML
Data Breach
Derivatives
Failure To Disclose
Greenwashing
Marketing
Sarbanes-Oxley
Corporate Misconduct
Electronic Communications
Emerging Growth Companies
European Securities and Markets Authority (ESMA)
Office of Foreign Assets Control (OFAC)
Administrative Procedure Act
Canadian Securities Administration
Capital Raising
Commodities
Decentralized Finance (DeFi)
Exemptions
Financing
Machine Learning
Smaller Reporting Companies
Audits
Clawbacks
Constitutional Challenges
Executive Compensation
Internal Controls
Investment Companies
Liquidity
Asset Management
Bank of England
Breach of Duty
Consumer Financial Products
Corporate Issuers
False Statements
FDIC
Filing Requirements
Fund Managers
NYSE
OCC
Rule 10(b)
Securities Transactions
Securitization
Suspicious Activity Reports (SARs)
Transparency
California
Climate Action Plan
Due Diligence
Financial Reporting
Loans
New Guidance
Proposed Amendments
Trading Platforms
Unregistered Securities
Voluntary Disclosure
Controlling Stockholders
FBI
Foreign Private Issuers
Futures Commission Merchants (FCMs)
Limited Liability Company (LLC)
NDAA
Non-Fungible Tokens (NFTs)
Proxy Statements
Regulatory Standards
Retaliation
Stablecoins
10b5-1 Plans
Adverse Employment Action
Commodity Exchange Act (CEA)
Exchange-Traded Products
Registration Requirement
Rulemaking Process
Technology Sector
Banks
Confidential Information
Disclosure
European Commission
Hedge Funds
Hong Kong Stock Exchange
Jurisdiction
Market Participants
Murray v UBS Securities LLC
Pilot Programs
Repurchases
Shell Corporations
Swaps
Business Entities
Corporate Officers
Lenders
NPRM
Safe Harbors
Accredited Investors
Coinbase
Comment Period
Delaware General Corporation Law
Disgorgement
Distributed Ledger Technology (DLT)
FHFA
First Amendment
Form ADV
Listing Standards
Material Nonpublic Information
Mutual Funds
Proxy Voting Guidelines
Virtual Currency
Anti-Bribery
Anti-Retaliation Provisions
Chief Information Security Officer (CISO)
China
Digital Currency
Diversity and Inclusion Standards (D&I)
Institutional Investors
Internal Revenue Code (IRC)
Investment Firms
Investment Opportunities
Item 303
Life Sciences
Misappropriation
Share Buybacks
Startups
Stock Options
Task Force on Climate-related Financial Disclosures (TCFD)
Arbitration
Banking Sector
Borrowers
Confidentiality Agreements
Economic Sanctions
Employer Liability Issues
Ethics
Financial Transactions
Hackers
Infrastructure
PCAOB
Ponzi Scheme
Shareholder Proposals
Stocks
Tax Liability
Advertising
Alternative Investment Fund Managers Directive (AIFMD)
Bitcoin Mining
Business Strategies
Capital Formation
Chief Compliance Officers
Compensation
Corporate Crimes
Deadlines
European Banking Authority (EBA)
False Claims Act (FCA)
Foreign Investment
Glass Lewis
Hong Kong Securities and Futures Commission (HKSFC)
Howey
Income Taxes
Investment Contract
Investor Protection
Liability
New Amendments
Prudential Regulation Authority (PRA)
PSLRA
Real Estate Investments
Regulatory Violations
Retirement Plan
Risk Mitigation
SBA
Self-Disclosure Requirements
Shareholder Litigation
Subsidiaries
Trusts
UBS
Webinars
Accounting
Administrative Proceedings
Amended Rules
Brazil
Business Ownership
Corp Fin
Customer Due Diligence (CDD)
Data Protection
DE Supreme Court
Dealers
Department of Labor (DOL)
Diversity
Financial Services Committee
GAAP
Institutional Shareholder Services (ISS)
Interest Rates
Misrepresentation
MNPI
New Regulations
Ontario Securities Commission (OSC)
Private Equity Funds
Proposed Legislation
Proxy Voting
Public Offerings
REIT
Shareholder Rights
Smart Contracts
SolarWinds
State Attorneys General
Supply Chain
Unconstitutional Condition
Vacated
Administrative Law Judge (ALJ)
Biden Administration
Books & Records
Brokers
Business Litigation
Carbon Emissions
Compensation & Benefits
Consultation
Coronavirus/COVID-19
Criminal Penalties
Data Security
Employee Retirement Income Security Act (ERISA)
Ethereum
Governance Standards
Incentives
Investigations
NIST
Non-Public Information
Pharmaceutical Industry
Proposed Regulation
Registration Statement
Retail Investors
SEC Examination Priorities
Securities Traders
Self-Reporting
Summary Judgment
Wire Fraud
Amended Regulation
Bonds
Capital Investments
Chamber of Commerce
Commodity Trading Advisors (CTAs)
Compliance Dates
Consumer Lenders
Continuing Legal Education
Cooperation
Debtors
Decentralized Autonomous Organization (DAO)
Deferred Prosecution Agreements
Environmental Policies
FEPA
Form 10-Q
Healthcare
HKEx
Jury Trial
Market Manipulation
MD&A Statements
NCUA
New Legislation
Oil & Gas
Ownership Interest
Portfolio Companies
Proxy Advisors
Proxy Advisory Firms
Ransomware
Regulation D
Regulatory Authority
Remote Working
Required Forms
Securities Dealers
Statutory Violations
Stock Exchange
Sustainable Business Practices
Swap Dealers
XBRL Filing Requirements
Asset-Backed Securities
Best Practices
Cease and Desist Orders
Commercial Bankruptcy
Competition
Creditors
Data Privacy
Department of Financial Protection and Innovation (DFPI)
Derivatives Clearing Organizations
Employee Benefits
Employment Contract
Energy Sector
Enforcement Priorities
Entire Fairness Standard
Environmental Protection Agency (EPA)
Executive Orders
Exempt Reporting Advisers (ERAs)
Fines
Food and Drug Administration (FDA)
Foreign Corporations
Foreign Direct Investment
Foreign Entities
Form PF
Green Bonds
Incident Response Plans
Investment Portfolios
Judicial Review
Mortgages
NASAA
NAV
Non-GAAP Financial Measures
Noncompliance
NYDFS
Offerings
Public Comment
Regulation BI
Remediation
Renewable Energy
Risk Alert
Securities Tokens
Securitization Standards
Seventh Amendment
Shareholder Activism
Shareholder Meetings
Social Media
Target Company
Technology
Trustees
Underwriting
Valuation
Activist
Administrative Stay
Bankruptcy Code
Bankruptcy Court
Business Judgment Rule
C&DIs
CDIs
Closed-End Funds
Contract Terms
Corporations Code
Crowdfunding
Data Collection
Digital Wallets
ELTIF
Employees
FCPA Corporate Enforcement Policy (CEP)
Federal Contractors
Fiduciary Rule
Financial Instruments
Futures
Ginnie Mae
Global Market
Hiring & Firing
Influencers
Information Reports
IOSCO
Limited Partnerships
Merger Agreements
Mexico
New York
Non-Prosecution Agreements
Notice of Proposed Rulemaking (NOPR)
Ontario
Pay-To-Play
Personal Information
Policy Statement
Political Contributions
Portfolio Managers
Privately Held Corporations
Protected Activity
Regulation Technical Standards (RTS)
Reverse Stock Splits
Scams
Scienter
Securities Act
Securities Exchanges
Severe Weather
Sponsors
Stock Purchase Agreement
Stockholder Agreements
Sustainable Finance
Syndicated Loans
Tax Planning
Terrorism Funding
Token Sales
Trading Policies
Algorithms
Amicus Briefs
Annual Meeting
Anti-Fraud Provisions
Auditors
British Columbia Securities Commission
British Columbia Securities Commission (BCSC)
Business Disputes
Certiorari
Commerce Clause
Commodities Traders
Consent Order
Corporate Taxes
Criminal Investigations
Cyber Threats
Cybersecurity Information Sharing Act (CISA)
Debentures
Debt
Department of Energy (DOE)
Designated Contract Markets (DCMs)
Dispute Resolution
EDGAR
Export Controls
Exxon Mobil
FATF
Form 13F
Freddie Mac
General Data Protection Regulation (GDPR)
Germany
HM Treasury
Incentive Compensation
Indictments
Information Technology
Initial Coin Offering (ICOs)
Innovative Technology
Inspections
Intellectual Property Protection
International Emergency Economic Powers Act (IEEPA)
Investment Products
ISDA
JPMorgan Chase
Jury Verdicts
Know Your Customers
Law Enforcement
Money Transmitter
Mortgage-Backed Securities
Motion to Dismiss
Negligence
No-Action Letters
OECD
Passive Investments
Patriot Act
Pay-for-Performance
Pensions
Private Equity Firms
Private Right of Action
Quarterly Report
Regulation Best Interest
Rule 21F-17
Russia
Schedule 13G
SEC v Jarkesy
Shareholder Votes
Singapore
SRO
Supervision
Third-Party
Third-Party Risk
UCITS
Websites
Accounting Standards
AIFM
Alabama
Alternative Investment Funds
Analytics
Antitrust Provisions
Australia
Beneficiaries
Benefit Plan Sponsors
CEOs
CFIUS
Chapter 11
Clearing Agencies
Commercial Litigation
Consumer Protection Act
Corporate Financing
Corporate Sales Transactions
Credit Facilities
Critical Infrastructure Sectors
Cyber Crimes
Damages
Data Management
Debt Securities
Delaware
Department of Defense (DOD)
Digital Securities
Directors
Early Stage Companies
EBITDA
Effective Date
Elon Musk
Enforcement Statistics
Entrepreneurs
Ether
Events
Fannie Mae
FASB
Federal Acquisition Regulations (FAR)
Fifth Amendment
Financial Adviser
Financial Regulatory Agencies
Financial Services and Markets Act
Foreign Exchanges
Foreign Issuers
Form 20-F
Fourth Amendment
Free Speech
Freeze-Out Mergers
FSMA
Fund Sponsors
Government Investigations
Green Finance
Healthcare Fraud
Hong Kong Monetary Authority (HKMA)
Human Capital
Individual Retirement Account (IRA)
Inflation Reduction Act (IRA)
Instant Messaging Apps
Israel
Legislative Agendas
Liquidation
Long-Term Investment Funds
Materiality
Member State
MiFID II
MiFIR
Multidistrict Litigation
Municipal Bonds
Net Zero
Non-Disclosure Agreement
OMB
Online Platforms
Partnerships
Predictive Analytics
Price Inflation
Privacy Laws
Prohibited Transactions
Public Meetings
Public Safety
Regulation A
Regulation CF
Remand
Repurchase Agreements
Ripple
Rule 144A
Sanction Violations
Sanctions
Securitization Market
Security-Based Swaps
Serious Fraud Office (SFO)
SFDR
Shareholder Approval
SIFMA
Split of Authority
Statutory Trusts
Swap Execution Facilities
Tax Benefits
Taxation
Tesla
Threshold Requirements
Tokenization
Total Shareholder Return (TSR)
Trading Plans
Ukraine
USPTO
401k
Acquisition Agreements
Activist Investors
Aiding and Abetting
Anti-Kickback Statute
Appellate Courts
Applications
Arbitrary and Capricious
Arbitration Agreements
ASIC
Asset Class
Asset Recovery
Asset Tokens
Best Execution
Block Trades
Branch Offices
California Consumer Privacy Act (CCPA)
Capital Gains
Carbon Off-Set Credits
Carbon Pricing
CBCA
CFOs
Chevron Deference
Class Certification
Collateral
Commodity Pool
Compliance Management Systems
Compliance Monitoring
Congressional Review Act
Consultation Papers
Consumer Financial Protection Act (CFPA)
Corporate Entities
Corporate Management
Corporate Securities Act
Corporate Structures
CPOs
Credit Ratings
Criminal Conspiracy
Data Preservation
Debt Collection
Declaratory Judgments
Department of Homeland Security (DHS)
Digital Platforms
Dilution
Disciplinary Proceedings
EFTs
EMIR
Endorsements
Energy Information Association (EIA)
Energy Policy
Enforcement Authority
Equal Protection
Equity Securities
Estate Planning
Exceptions
Exports
Fair Credit Reporting Act (FCRA)
Fair Market Value
False Advertising
FCPA Guidance
Federal Pilot Programs
Federal Sentencing Guidelines
Fees
Form S-1
France
Fraudulent Transfers
FSOC
Gender Equity
Good Faith
Government Securities
Governor Newsom
Gramm-Leach-Blilely Act
Green Infrastructure
Guilty Pleas
Hedging
Human Rights
Indemnification
Inflation Adjustments
Injunctions
Insurance Industry
Internal Investigations
Internal Rate of Return (IRR)
Internal Reporting
Internet
Investment Fraud
Israel Securities Authority (ISA)
Italy
London Stock Exchange
Major Swap Participants
Material Misstatements
Minerals
Monetary Authority of Singapore
Money Services Business
Money Transmission Act
MSRB
Multinationals
Nonprofits
NSBA
Open-Ended Fund Companies (OFCs)
Operating Agreements
Oral Argument
PFAS
Primary Residence
Private Placements
Promissory Notes
Proposed Guidance
Prospectus
Proxy Contests
Public Consultations
Public Disclosure
Pump and Dump
Regular Business Communications
Regulation SHO
Restricted Stocks
Retail Market
Risk Factors
Safeguards Rule
SAP America Inc.
Schedule 13D
SEC Comment Letter Process
Secondary Markets
Section 11
Securities Contracts
Securities Settlement Cycles
Sentencing
Small and Medium-Sized Enterprises (SMEs)
State and Local Government
Statutory Interpretation
Stock Prices
Structured Finance
Student Loans
Subscription Services
Surveys
Tax Authority
Tax Court
Tax Exempt Entities
Tax Exemptions
Tax Reform
Taxonomy
Terrorist Financing
Third-Party Service Provider
Trade Secrets
Unfair or Deceptive Trade Practices
Universal Proxy Cards
Unregistered Brokers
Venture Funding
Voting Rights
Voting Shares
Wealth Management
Accounting Fraud
Advanced Notice of Proposed Rulemaking (ANPRM)
Advisors Act
Advisory Committee
Affiliates
Agribusiness
Air Pollution
Alberta Securities Commission
Allegations
Anti-Terrorism Financing
Article II
Asia Pacific
Attorney General
Automation Systems
Banking Regulators
Big Tech
Biodiversity
BlackRock
Burden of Proof
Bureau of Industry and Security (BIS)
Business Development
Business Development Companies
Business Divorce
Business Plans
Business Valuations
Buy-Side Trading
Buyers
C-Corporation
California Privacy Rights Act (CPRA)
Campaign Contributions
Capital Contributions
Capital Losses
Capital Requirements
Capitalization
Cash Transactions
Cause of Action Accrual
Cayman Islands
CCA
Central Bank Digital Currency (CBDCs)
Certifications
Change of Control
Chapter 7
Chicago Mercantile Exchange (CME)
Clean Air Act
Clean Energy
Collateralized Loan Obligations
Consent
Conspiracies
Consumer Protection Laws
Continuing Education
Control Test
Conversion
Cooling-Off Rule
Copyright
Corporate Charters
Corporate Culture
Corporate Executives
Corporate Liability
Corporate Restructuring
Counter-Terrorist
Credit Agreements
Criminal Code
Criminal Convictions
Criminal Liability
Cross-Border
Cross-Border Transactions
Custody Rule
Customer Identification Program (CIP)
Customer Protection Rule
Customs
Debt Instruments
Debt Restructuring
Deferred Compensation
Department of Education
Depository Institutions
Derivative Suit
Do Not Call List
Doing Business
Dormant Commerce Clause
Economic Development
Educational Institutions
Electric Vehicles
Employee Misconduct
Employee Stock Purchase Plans
Employer Identification Number (EIN)
Energy Projects
Entertainment Industry
Equal Employment Opportunity Commission (EEOC)
Equity Compensation
Equity Financing
Equity Markets
EU Directive
European Economic Area (EEA)
European Supervisory Authorities (ESAs)
Evasion
Evidence
Excise Tax
Exculpatory Clauses
Expungement
Extensions
Extortion
Failure to Comply
Fair-Notice Standard
FCC
FDCPA
Federal Arbitration Act
Federal Funding
Federal Register
Federal Rules of Civil Procedure
FICC
Fiduciary
Financial Reporting Council (FRC)
Financial Stability Board
Finders
FIRPTA
Forced Labor
Foreclosure
Foreign Currency
Foreign Official
Foreign Policy
Form 13H
Form N-PORT
Form S-8
Fourteenth Amendment
Fraud and Abuse
Gag Rule
Gary Gensler
General Corporation Law
General Solicitation
General-Business
Goods or Services
Government Agencies
Government Entities
Grantor Retained Annuity Trusts (GRATs)
Grantor Trusts
Guidance Update
Hart-Scott-Rodino Act
HMRC
Holding Companies
Hong Kong International Arbitration Centre (HKIAC)
HUD
ICFR
IFRS
Imports
Incentive Awards
Information Governance
Information Security
Information Sharing
Injunctive Relief
Insolvency
Institutional Investment
Intent
International Capital Markets Association (ICMA)
International Tax Authority
Interstate Commerce
Investing Companies
Iran Sanctions
Ireland
Joint Venture
Judge Rakoff
Latin America
Legal Entities
Lending
LGBTQ
Licensing Rules
Liquidity Management
Listed Company Manual
Lithium Batteries
Loan Origination Funds
Luxembourg
Majority Shareholders
Manufacturers
Marijuana Related Businesses
Material Misrepresentation
Media