Securities Civil Rights

Whistleblowers SEC Dodd-Frank Whistleblower Protection Policies Sarbanes-Oxley Enforcement Actions Retaliation Whistleblower Awards Anti-Retaliation Provisions Confidentiality Agreements Popular SCOTUS Employer Liability Issues Securities Violations Internal Reporting Hiring & Firing KBR (formerly Kellogg Brown & Root) Compliance Corporate Counsel Rule 21F Financial Institutions Internal Investigations Lawson v FMR Publicly-Traded Companies Severance Agreements EEOC FCPA Securities Exchange Act Diversity Subcontractors Contractors CFTC FMR LLC Appeals DOL Adverse Employment Action Financial Markets Reporting Requirements Disclosure Requirements Protected Activity Chief Compliance Officers DOJ Wrongful Termination Arbitration FINRA Fraud Securities Fraud Discrimination Investment Adviser Split of Authority White Collar Crimes Board of Directors CFPB Confidential Information Enforcement Hedge Funds Termination ADA Banking Sector Canada Civil Monetary Penalty Commodities Exchange Act Ethics EU Human Rights NLRB OMWI OSHA Securities UK Chevron Deference Class Action Contract Terms Corporate Governance Dismissals Employment Contract Federal Contractors Form 10-K Halliburton Health Net Internal Controls Motion to Dismiss OCC Sanctions Summary Judgment Transparency Waivers Administrative Review Board Annual Reports Certiorari Conflict Mineral Rules Corporate Misconduct Corporate Social Responsibility Digital Realty Trust Inc v Paul Somers Employer Mandates FDIC Federal Reserve Fidelity Investments Gender Equity Non-Disclosure Agreement Public Disclosure Reasonable Accommodation Regulation S-K Risk Management Supply Chain Title VII Whistleblower Hotlines BlueLinx Holdings Broker-Dealer Cease and Desist Commodities Corporate Officers Cybersecurity Disgorgement Diversity and Inclusion Standards (D&I) Former Employee Pre-Employment Agreements Proposed Legislation Shareholders TD Ameritrade Attorney-Client Privilege Background Checks Banks Best Management Practices Bonds Bribery Disability Discrimination Employment Policies Extraterritoriality Rules False Claims Act (FCA) Federal Rule 12(b)(6) Fines Gender-Based Pay Discrimination Germany Human Trafficking Investment Advisers Act of 1940 IRS Joint Policy Statements Pending Legislation Policies and Procedures Privately Held Corporations Race Discrimination Regulatory Agencies Risk Mitigation Settlement Sexual Harassment Statute of Limitations Strategic Enforcement Plan Trump Administration Uber Wage and Hour Wellness Programs Wire Fraud Young Lawyers Accounting Fraud Administrative Proceedings Affordable Care Act Africa Age Discrimination Arbitration Agreements Audits Bank of America Brokers CEA Cease and Desist Orders CEOs China Class Certification Collective Bargaining Corruption Criminal Background Checks Criminal Prosecution Data Privacy Defend Trade Secrets Act (DTSA) Discriminatory Lending Practices Economic Development Employee Handbooks ERISA FCRA Fiduciary Duty Final Rules Financial Adviser Financial Reporting FLSA Forced Labor GAO Gender Discrimination General Electric Harassment Investors Minimum Wage Misclassification Morgan Stanley Mutual Funds National Origin Discrimination NCUA Ontario Securities Commission (OSC) PAGA Paid Leave Parental Leave Pay Ratio Penalties Pregnancy Discrimination Public Employees Recruitment Policies Remand RMBS Rule 21F-17 Same-Sex Marriage Settlement Agreements Sex Discrimination Transparency in Supply Chains Act Unfair Labor Practices United Nations Vicarious Liability Volcker Rule Young v United Parcel Service Anti-Bribery Attorney's Fees Australia Automotive Industry BaFin Bank Fraud Bank Secrecy Act Barnes and Noble Best Practices Breach of Contract Burden-Shifting C-Suite Executives Citigroup Code of Conduct Comment Period Commercial Bankruptcy Conflicts of Interest Conflicts of Laws Consumer Lenders Controlling Stockholders Corporate Culture Corporate Fines Covered Entities CPAs Credit Checks Cross-Border Denial of Certiorari DOMA EBITDA Employee Definition Employee Privacy Rights Employee Releases Employee Rights Employee Training Employment Tribunals Enforcement Statistics Equal Pay Equal Protection Executive Compensation Exempt-Employees Facebook Fair Chance Act Fair Housing Act (FHA) Federal Sentencing Guidelines FFIEC Financial Regulatory Reform First Amendment FMLA Foreign Nationals Foreign Policy Front Pay FTC General Motors Goldman Sachs Grocery Stores H-1B Healthcare Human Resources Professionals Incentives Independent Contractors Individual Accountability Insider Trading Internal Communications Investment Funds Investment Management Japan Job Applicants Jury Trial Jury Verdicts Labor Code Layoffs Litigation Hold Mail Fraud Mandatory Arbitration Clauses Marijuana Mary Jo White Microsoft Misrepresentation Modern Slavery Act Mortgage Lenders Mortgage Servicers Mortgages Multinationals New Legislation NLRA Non-Compete Agreements Non-Disparagement Provisions Non-Judicial Settlement Agreements NYDFS Ontario Securities Act Pay Gap PCAOB Pensions Pharmaceutical Industry Policy Violations Pretext Proprietary Trading Proxy Statements Public Interest Disclosure Act Registered Investment Advisors Registration Regulation D Risk Assessment Robotics Sexual Orientation Discrimination Shareholder Proposals Siemens Social Media Spoofing Standing Stock Drop Litigation Student Loans Sustainability Technology Trade Secrets Training UBS Union Dues Upjohn Warnings US Bancorp US v Newman US v Windsor USAID Waiver of Rights Website Accessibility Wells Fargo Whole Foods Willful Misconduct Yates Memorandum 401k Abuse of Discretion Accredited Investors Acquisition Agreements Acquisitions ADEA Administrative Appointments Administrative Hearings Administrative Procedure Act Admissible Evidence Adverse Action Advertising Affiliated-Business Arrangements Affirmative Action Agency Deference Airlines Airspace Aleynikov Algorithmic Trading ALJ Ambush Election Rules Amended Legislation Amended Rules American Bankers Association American Bar Association (ABA) Amicus Briefs Anheuser-Busch Annual Filings Annuities Anti-Corruption Anti-Discrimination Policies Anti-Money Laundering Anti-SLAPP Antitrust Violations Asset Management Athletes Automatic Stay Automotive Loans Back Pay Bad Actors Ban the Box Bangladesh Bank Accounts Bank of America v Miami Banking Regulators Barack Obama Barclays Beer Beverage Manufacturers BHP Billiton Bias Bitcoin Books & Records Breach of Duty Breach of Warranty Breweries Burden of Proof Burwell v Hobby Lobby Business Roundtable But For Causation Canning v NLRB Capital Markets Capital Markets Union Car Accident Causation Cause of Action Accrual Censorship Certificates of Compliance Chapter 11 Charitable Remainder Trust Check the Box Rules Chemicals Chevron v NRDC Child Labor Child Safety Circumstantial Evidence Civil Liability Clear and Convincing Evidence Clinical Trials Cloud Computing CME CNIL Collateralized Debt Obligations Collateralized Loan Obligations Collective Agreements Commercial Insurance Policies Commercial Loans Common Stock Community Banks Company Vehicles Compensatory Damages Complaint Procedures Conditional Job Offers Confidentiality Policies Connected Cars Consent Consent Order Construction Industry Consumer Financial Products Consumer Protection Act Contraceptive Coverage Mandate Convertible Debt Cooperative Compliance Regime Corporate Fraud Corporate Investigations Corporate Issuers Corporate Management Corporate Taxes Costco Counterparties Covenant Not to Sue Credit Reports Credit Suisse Credit Unions Criminal Code Cybersecurity Framework Damages Dark Pool Data Breach Data Protection Data Retention Data Security Debt Collection Debt Collectors Decriminalization of Marijuana Defamation Deferred Prosecution Agreements Design Defects Digital Currency Director Nominations Directors Disclosure Discovery Disparate Impact DPA Draft Documents Drinking Water Driverless Cars Drones Due Diligence E-Verify Early Stage Companies Earnings Reports eClosing Pilot Program ECPA Ecuador EEA Elder Abuse Electronic Payment Transactions Emotional Distress Damages Employee Benefits Employee Incentive Plans Employee Share Schemes Employee Shareholders Employer Group Health Plans Employment Discrimination Employment Rights Act Enforcement Guidance Enron Entire Fairness Standard Equal Pay Act Ernst & Young ESOP Estate Tax Ethics Breach EU Data Protection Laws EU Directive EU Market Abuse Regulation (EU MAR) European Securities and Markets Authority (ESMA) Evidence Exemptions Expert Fees Expert Witness Exploitation Facial Recognition Technology Failure to Report Fair Lending Fair Pay Act Fair Work Act False Press Release False Statements Fannie Mae FBI FCMs FDCPA Federal Acquisition Regulations (FAR) Federal Aviation Administration (FAA) Federal Deposit Insurance Act Federal Election Commission (FEC) Federal Employees Federal Jurisdiction Federal Pilot Programs Federal Register Federal Rules of Civil Procedure Fee-Shifting Fees FEHA Felons FHA Loans Fiduciary Rule Fifth Amendment FIfth Third Bancorp v Dudenhoeffer Filing Fees Filing Requirements Financial Abuse Financial CHOICE Act Financial Conduct Authority (FCA) Financial Crisis Financial Instruments Financial Services Committee Financial Services Industry Fixed-Term Labor Contracts Flash Boys Flexible Work Arrangements Florida FOIA Food Manufacturers Foreign Jurisdictions Foreign Relations Fox News France Fraud Prevention Fraudulent Charges Free Speech FSIA Geolocation GINA Good Faith Government Agencies Government Investigations Governor Brown Grocery Store Workers Health Insurance High Frequency Trading HIPAA Hobby Lobby Holidays Hong Kong Hospitality Industry Hostile Environment HUD ICFR Illegal Conduct Illegal Tipping Incident Response Plans Independent Community Bankers of America (ICBA) Inflation Adjustments Information Sharing Information Statements Initial Coin Offering (ICOs) Injunctive Relief Innovation Integrity Policies Intellectual Property Protection Interlocutory Appeals Internal Audit Functions International Labor Laws Investigations Investment Investment Companies IPO IRA Rollovers Iskanian v CLS Transportation Job Duties Joint Employers Joint Stock Companies Joint Venture JPMorgan Chase Judicial Review Kidnapping King v Burwell Land Use Restrictions Lane v Franks et.al Lawson Legal Ethics Legislative Agendas Legislative Committees Libor Limited Liability Company (LLC) Limited Liability Partnerships Liquidated Damages Loan Servicer Loans Mach Mining v EEOC Managers Manufacturers Market Abuse Market Research Marketing Marriage Martin Shkreli McDonnell Douglas Formula McLane Co. v EEOC Medical Marijuana Mental Health Mental Health Parity Rule Merck Merger Agreements Mergers MFW Military Lending Act Mining Minorities Minority-Owned Businesses Misleading Impressions Mixed Motive Cases Mobile Apps Mootness Mortgage Brokers Mortgage Insurance Mortgage-Backed Securities Motions to Quash Municipal Advisers Murder Nasdaq NCAA Negligence Neither Admit Nor Deny Settlements Nestle Netflix Netherlands New Amendments New Regulations NFL Niantic Inc. Nintendo Non-Bank Lenders Non-Conforming Use Non-Discrimination Rules Non-Prosecution Agreements Non-US Entities Notice Requirements NRDC NYSE Objective Unreasonableness Standard Obscenity OCIE OECD OEHHA OFCCP Olympics OMB Online Advertisements Online Privacy Protection Act Ontario Oral Argument Orion Energy Over-Time Pay Secrecy Pay-for-Performance Payment Records PBGC PDA Pension Deficiencies Pension Funds Petition for Writ of Certiorari Petitions for Review Piece-Rate Pay Playboy Pokemon Poland Policy Statement Political Contributions Pre-Termination Notice Predatory Lending Preemption Preferred Shares Prejudgment Interest Preliminary Injunctions Preponderance of the Evidence Prescription Drugs Private Right of Action Procurement Guidelines Proffer Agreement Prohibited Transactions Property Owners Proposed Regulation Proposition 65 Protected Concerted Activity Proxy Access Proxy Materials PSLRA Public Access Laws Public Employers Public Nuisance Public Policy Public Records Act Qualified Immunity Qui Tam Reasonableness Factors Recess Appointments Registration Statement Regulation A Regulation S-X Regulatory Oversight Regulatory Standards Reinstatement Religious Exemption Religious Freedom Restoration Act Remedies Reorganizations Reputation Management Request For Information Rescission Resignation Responsible Business Conduct Rest and Meal Break Restrictive Covenants Retroactive Application Reversal RICO Right to Privacy Right to Strike Robots Roth IRA Rule 23 Rule 506 Offerings Russia Safe Harbors Salary/Wage History Samsung Sandifer v U.S. Steel Corp SASB SCDEA SCRA Search Engines SEC Examination Priorities Secretary of State Section 15(c) Section 162(m) Securities Act of 1933 Securities Exchanges Securities Litigation Security-Based Swaps Self-Reporting Separation Agreement Separation of Powers Service Animals Sex Trafficking Shareholder Litigation Shareholder Votes Sharing Economy Shipping Silicon Valley Slavery Slovakia SLUSA Small Offering Exemptions Smartphones Source Code South Africa Spouses SRO Standard of Review Startups State Budgets State False Claims Acts Statutory Interpretation Stock Exchange Stocks Structured Finance Student Athletes Subpoenas Successor Liability Supervisors Suppliers Supreme Court of Canada Surveillance Suspensions & Debarments Swaps Sweden Tariff Act of 1930 Tax Court TCPA Technical Conference Technology Sector Tenure Terrorist Acts Tesla Teva Pharmaceuticals Texas Dept of Housing v Inclusive Communities TFEU The Corporations Act Third-Party Third-Party Harassment Third-Party Liability Third-Party Service Provider TILA-RESPA Integrated Disclosure Rule (TRID) Toronto Stock Exchange Toshiba Toxic Chemicals Toxic Exposure Trading Platforms Transparency Directive Treble Damages Trust Administration Trust Preferred Securities TUPE Turkey Twombly/Iqbal Pleading Standard Tyco U.S. Treasury UAE UDAAP UK Bribery Act Unfair Dismissal Unfair or Deceptive Trade Practices Union Related-Speech Unions United States Unmanned Aircraft Systems Unpaid Leave Unpaid Overtime Unpaid Wages UPS Urban Planning & Development Vacated Valuation Vendor Contacts Vendors Venture Capital Video Games Virtual Currency Virtual Reality Visa Caps Visas Voluntary Disclosure Wages Wal-Mart Wall Street Wall Street Journal WARN Act Warning Labels Wearable Technology Webinars Websites Wells Notice Whistleblower Protection Enhancement Act Women in the Law Women's Equality Act Women-Owned Businesses Work Schedules Work Suspensions WorldCom Zero Hours Contracts