Securities Tax

IRS Income Taxes SEC Corporate Taxes Internal Revenue Code (IRC) Stock Options EU Stocks Employee Stock Purchase Plans U.S. Treasury Withholding Tax Securities Capital Gains Tax Rates Reporting Requirements Shareholders Tax Reform Employee Benefits UK Restricted Stocks Popular Proposed Regulation Executive Compensation REIT Dividends Investment Funds Tax Deductions Qualified Restricted Stock Units (RSUs) Data Protection Deferred Compensation Foreign Investment International Labor Laws Partnerships Social Insurance Contributions Publicly-Traded Companies Tax Favored Programs Foreign Exchanges Startups Qualified Small Business Stock Derivatives ERISA Financial Institutions Private Equity FATCA CFTC Equity Compensation Tax Exemptions Dodd-Frank Incentive Stock Options Proposed Legislation Limited Liability Company (LLC) Section 409A Asset Management Canada Retirement Plan S-Corporation Trump Administration Compliance Enforcement Actions Final Rules International Tax Issues Withholding Requirements Australia Protecting Americans from Tax Hikes (PATH) Act Real Estate Investments C-Corporation Hedge Funds Investment Adviser Investors Section 162(m) Tax Court Tax Liability 401k Acquisitions IPO Bonds DOL Filing Requirements Safe Harbors Spinoffs FIRPTA Legislative Agendas Multinationals SCOTUS Tax Evasion Tax-Exempt Bonds Disclosure Requirements Financial Markets Investment Management Private Letter Rulings Swaps Tax Planning AIFMD Benefit Plan Sponsors Disclaimers Fiduciary Duty Foreign Corporations Small Business UCITS Broker-Dealer China Compensation & Benefits ESOP Federal Reserve FINRA Gain Exclusion Mergers Venture Capital Audits Banks Corporate Governance Debt Fund Managers Related Parties RICs Vesting AIFM Alternative Minimum Tax Banking Sector Board of Directors Excise Tax IRC Section 83(b) Securities Fraud Carried Interest Controlled Foreign Corporations Corporate Counsel Entrepreneurs FCPA Financial Conduct Authority (FCA) Loans Luxembourg Private Equity Funds Tax Credits Tax Returns Bitcoin Exemptions FDIC Hong Kong Initial Public Offerings Inversion Investment Money Market Funds Tax Incentives Tax Treaty Whistleblowers American Taxpayer Relief Act Business Taxes Distribution Rules Estate Tax Foreign Banks Forfeiture Fraud IRA Tax Code Virtual Currency Capital Markets Employee Shareholders Filing Deadlines Financial Regulatory Reform Germany HMRC Insurance Industry Limited Partnerships OECD Offshore Funds Pass-Through Entities Pending Legislation Affordable Care Act Alternative Investment Funds Comment Period Deadlines Debt Securities Emerging Growth Companies Enforcement Estate Planning Financial Transaction Tax FinCEN France India Italy JOBS Act MiFID II Municipal Bonds New Guidance New Regulations Shareholder Distributions Subsidiaries Valuation Beneficial Owner BEPS Commodities DOJ Double Taxation Economic Development European Securities and Markets Authority (ESMA) Fair Market Value Hardship Distributions Investment Companies Investment Tax Credits Mortgages New Legislation Oil & Gas Pensions Private Placements Renewable Energy Revenue Procedures Russia State Taxes Tax Avoidance Tax Deferral Tax Exempt Entities UK Brexit Volcker Rule 403(b) Plans Accredited Investors Carried Interest Tax Rates Class Action Conflicts of Interest CSSF Cybersecurity Fines Fiscal Cliff Form 3921 Form 3922 ISOs Money Laundering Mutual Funds Pension Funds Private Foundations Required Documentation Securities Exchange Act Singapore Tax-Free Spin-Offs Tax-Free Transfers Transfer of Assets Transfer Pricing Angel Investors Anti-Avoidance Anti-Inversion Regulations Anti-Money Laundering Controlled Groups Digital Currency Due Diligence Employer Liability Issues Employer Mandates Energy Sector Family Businesses Federal Budget Fees Franchise Taxes Hurricane Harvey Insider Trading Investment Company Act of 1940 Ireland Life Insurance Management Fees Net Investment Income Net Operating Losses OCC Penalties Poland Privately Held Corporations Sarbanes-Oxley Section 355 Stamp Duty Land Tax Statute of Limitations Swap Dealers Taxable Distributions Transparency VAT Ways and Means Committee 501(c)(3) Business Formation CFOs CFPB Chief Compliance Officers Corporate Officers Cross-Border Transactions Crowdfunding Disgorgement EBITDA EMIR Employer Contributions Equity Investors FICA Taxes Fiduciary Rule Financial Services Industry Floating NAV Foreign Entities FSOC GAAP Healthcare Holding Companies Infrastructure ISDA Member State Mining No-Action Relief Notice Requirements Parent Corporation Passive Activity Passive Foreign Investment Company PBGC Private Funds Proposed Amendments Public Offerings Regulatory Agenda Retroactive Application Risk Management RMBS SAR Section 871(m) Stock Drop Litigation Tax Extenders Tax Fraud Tax Refunds Tax Revenues Technology Sector Transfers Trusts UBTI Underwriting White Collar Crimes 457(b) Plans AIFs AIG Apple Arbitration Bank Holding Company CEOs CFC Charitable Donations Derivative Suit EEA Employee Share Schemes EPCRS European Banking Authority European Commission Exchange-Traded Products FASB FHFA FIfth Third Bancorp v Dudenhoeffer Financial Statements Franchise Tax Board Interest Rates Investment Portfolios Job Creation Leveraged Finance Life Sciences Master Limited Partnerships Mineral Exploration Mortgage REITS Nasdaq Pay-for-Performance Payroll Taxes PFIC Registered Investment Companies (RICs) Securitization Special Purpose Vehicles Stock Sale Agreements Transfer Taxes ALFI Amended Regulation Annual Reports Asia Asset Diversification Asset-Backed Securities Autumn Statement Bifurcation Blockchain Brazil Breach of Duty Bribery Business Assets Business Valuations C-Suite Executives Capital Losses Change of Ownership Charitable Purpose Clawbacks Closely Held Businesses Conspiracies Cost-Sharing Covered Employee Cross-Border Cutler v Franchise Tax Board De Minimus Quantity Exemption Debt Instruments Debt-Equity Defined Benefit Plans Defined Contribution Plans Determination Letter Disregarded Entities Diversification Requirements Dividend-Equivalent Transactions E-Filing Early Stage Companies Emerging Technology Companies Equity Securities FBAR Federal Power Act Federal Taxes Fee Waivers FERC FFI Foreign Nationals Foreign Persons Foreign Subsidiaries FSMA General Solicitation HHS Information Sharing Insolvency Interest Payments Intergovernmental Agreements Lenders Limited Liability Partnerships Merger Agreements MiFID Natural Disasters NAV Netherlands No-Action Letters Non-GAAP Financial Measures OCIE OTC OVDP Packaged Retail And Insurance-Based Investment Products (PRIIPS) Pooled Investment Vehicles Private Investment Funds Profits Interests Prudential Regulation Authority Public Utility Qualified Derivatives Dealers (QDDs) Rating Agencies Real Estate Market Real Estate Transfers Recapitalization Recordkeeping Requirements Registration Statement Regulatory Oversight Remuneration Reserved Alternative Investment Funds (RAIF) Retroactive Taxes Roth IRA Sale of Assets Section 385 Section 457A Section 956 Securities Litigation Self-Employment Tax Settlement Shareholder Litigation SIFIs Social Security Spain SPVs State and Local Government Subpart F Tax Basis Tax Shelters Taxable Income Uber Waivers Wash Sale Rules Wells Fargo Wind Power Year-End Tax Planning Young Lawyers Affiliates AIF Allergan Inc Amazon Marketplace Anti-Abuse Rule Appeals Auditors Automotive Industry Bailout Bank Secrecy Act Barack Obama Barclays Belgium Beneficiaries Best Interest Contract Exemptions Best Practices Bond Financing Borrowers Burwell v Hobby Lobby Business Entities Business Judgment Rule Business Ownership Capital Raising Charitable Organizations Choice of Entity Collateralized Debt Obligations Collateralized Loan Obligations Commerce Clause Commercial Court Commercial Leases Consolidated Tax Returns Contraceptive Coverage Mandate Corporate Bonds Corporate Bonuses Corporate Charters Corporate Conversions Corporate Issuers Corporate Sales Transactions Corporate Social Responsibility CPO Creditors Cryptocurrency Custody Rule D&O Insurance Data Breach Debt Financing Debt Restructuring Deduction Limitations Deductions Denmark Directors Duties Employee Stock Purchase Rights Employer Group Health Plans Energy Projects Equity Equity Plans Exceptions FEMA FIRB Foreign Currency Foreign Direct Investment Golden Parachutes Guidance Update Health Insurance Healthcare Reform Hiring & Firing Hong Kong Stock Exchange Information Statements Initial Coin Offering (ICOs) Institutional Investors Intercompany Transactions Investment Fund Vehicles IOSCO IRA Rollovers ISDA Master Agreement Israel Jurisdiction Liquidation Liquidity Fees LLPs Management Contracts Manufacturers Market Manipulation MiFIR Minority Shareholders MMF Monsanto Mortgage Interest Multi-Employer Pensions Municipal Securities Issuers Nexus NYSE Offshore Banks Offshore Companies Ontario Securities Commission (OSC) Panama Papers Partnership Interests Pay Ratio PCAOB Performance Incentives Pharmaceutical Industry Presidential Elections Profits Program Related Investments (PRIs) Prohibited Transactions Project Finance Proprietary Trading Proxy Season Puerto Rico Qualified Disaster Relief Payments Qualified Retirement Plans Recharacterization Referendums Regulation S-K Regulatory Standards Religious Freedom Restoration Act Repatriation Required Minimum Distributions Residency Status Retail Market Risk Assessment Sales & Use Tax SBA Securities Act of 1933 Security-Based Swaps Severance Agreements Severance Pay Share Classes Shareholder Approval SMEs Sports Stock Appreciation Rights Stock Exchange Stock Ownership Stock Prices Stock-Based Compensation Strategic Planning Stress Tests Structured Finance Student Loans Target Company Tax Assessment Tax Cuts Tax Haven Tax-Residency Certificate TLAC Trustees Ukraine Variable Insurance Visas Whistleblower Awards Whistleblower Protection Policies Yahoo! Year-End Compliance Checklist 1099s Abandonment Accounting Administrative Procedure Act Advertising Alibaba ALJ Anti-Competitive Article III Articles of Incorporation Artificial Intelligence ASEAN Funds Attorney's Fees Attorney-Client Privilege Bank Holding Company Act Bank of England Bankruptcy Court Bayer Bearer Shares Benchmarks BitLicense Bonus Depreciation Bonuses Border Adjustment Taxes Brokers BRRD Budgets Business Development Business Income C&DIs Canadian Revenue Agency Capital Assets Capital Contributions Capital Expenditures Capital Formation Capitalization Carry Forward Cayman Islands CCPs Cease and Desist Orders Central Bank of Ireland Change in Control Chapter 11 Civil Monetary Penalty Collective Investment Schemes Commercial Real Estate Market Commercially Reasonable Efforts Common Reporting Standard (CRS) Common Stock Compensation Committee Conservation Easements Consolidated Audit Trail Consultation Consumer Bankruptcy Contract Terms Controlled Transactions Controlling Stockholders Conversion Convertible Debt Corporate Dissolution Corporate Veil CPOs Credit Default Swaps Credit Ratings Criminal Conspiracy Criminal Prosecution Currency Exchange DE Supreme Court Debentures Debt Collection Decision-Making Process Declaratory Judgments Declination Default Defense Strategies Delaware General Corporation Law Delays Department of Financial Services Department of Revenue Device Test Discovery Rule Discrimination Discussion Draft Disguised Sales Dismissals Distributed Ledger Technology (DLT) Duty of Prudence Economic Sanctions EFTA EIOPA Employee Contributions Employee Rights Employment Contract Energy Tax Incentives Enterprise Risks Equity Financing Equity Swaps Equivalency Determinations ETFs EU Market Abuse Regulation (EU MAR) Eurobonds European Court of Justice (ECJ) Exclusions Executive Orders Exercise of an Option Extensions Extraterritoriality Rules False Claims Act (FCA) FDAP FDCPA Financial Adviser Financial Crimes Financial Guarantee Requirements Financial Products Financial Services Authority Financial Transactions Financing FinTech FIRREA Fixed Income Investments Fixing America’s Surface Transportation Act (FAST Act) FLSA Foreign Bank Accounts Foreign Financial Accounts Foreign Issuers Foreign Jurisdictions Forex Form 13F Form 5500 Form 8-K Form ADV Form S-1 Fraud-on-the-Market Free Trade Agreements FX Swaps GAAR Gabelli v SEC GAO General Elections General Partnerships Gift Tax Global Economy Goldman Sachs Good Faith Google Government Investigations Grandfathering Rules Grantor Trusts Health and Welfare Plans Hedging Hersheys HIRE Act HM Treasury Hobby Lobby Housing Finance Reform Hurricane Irma IFRS Incentive Compensation Income Tax Act Independent Contractors Institutional Investment Intellectual Property Protection Interstate Commerce Investment Advisers Act of 1940 Investment Partnerships IP License ISS Issue Price Japan Kokesh v SEC Labor Code Leave of Absence Legislative Amendments Legitimate Business Interest Lending Libor LIHTC Lump Sum Payments Margin Requirements Market Basket Medicare Taxes Mexico Misclassification MSRB Municipalities NASD New Amendments New Market Tax Credits NFA Non-Resident Income Taxes Nonbank Firms North America NY Supreme Court OMB Operating Agreements Original Issue Discount Partnership Agreements Patents Peer-to-Peer Pension Plan Amendments Personal Property Pfizer Piercing the Corporate Veil Ponzi Scheme Portfolio Companies Portfolio Managers Preferred Shares Price Manipulation Privatization Promissory Notes Proxy Statements Public Hearing Public Policy Public Projects Purchase Price Putative Class Actions Qualifying Income R&D Tax Credits Real Estate Development Record Retention Redemption Gates Registered Investment Advisors Registration Registration Requirement Regulatory Agencies Representations and Warranties Residential Real Estate Market Revenue Revenue Procedure 2016-40 Revenue Procedure 2016-44 Revocation Ring-Fencing Risk Forfeiture Risk Retention RQFII Rule 144A Rule 16b-3 Rule 506 Offerings Rule 506(c) Rulemaking Process Same-Sex Marriage Say-on-Pay SBIC Section 1031 Section 162(f) Section 203 Section 457(f) Securities Violations Seed Financing SEFs Self-Dealing Senate Finance Committee Sequestration SFC Shadow Banking Share Buybacks Share Capital Shareholder Rights Sharing Economy SIP Small Business Jobs Act Smaller Reporting Companies SnapChat Social Media Solar Energy South Africa Special Purpose Entities Stamp Taxes Standing Step-Up Basis Stock Redemption Stock Repurchases Stock Trades Strategic Enforcement Plan Structured Financial Products Subject Matter Jurisdiction Sun Capital Partners Supreme Court of Canada Taiwan Takeover Bids Tax Advice Tax Benefits Tax Penalties Tax Policy Tax Tribunal Tax-Free Exchanges Technology TEFRA Termination Terrorist Financing Regulations Third-Party Service Provider Time Extensions Token Sales Toronto Stock Exchange TRACE Trade Policy Treasury Tribunals Trucking Industry Turkey UBS UK Supreme Court USPTO Value-Added Tax Vanguard Venture Funding Withdrawal Liability WTO Year-End Planning 3D Printing 501(c)(4) Abortion ABS Abu Dhabi Global Markets (ADGM) Accounting Fraud Accounting Methods Accounting Standards Accounts Receivable ACH Payments Acquisition Agreements Active Business Test Active Trade or Business Test Activist Investors Add-Back Legislation Adjusted Gross Income Administrative Appointments Administrative Exemption Administrative Hearings Adoption Aetna Affordable Housing Africa Agricultural Land AIFMD Passport AirBnB Algorithmic Trading Allocation of Funds Alternative Investment Fund Managers Directive Amazon Ambac Financial Group AMF Bowling Worldwide AML/CFT Andrew Cuomo Annuities Anson v HMRC Anthem Blue Cross Anti-Retaliation Provisions Antitrust Investigations Antitrust Litigation Apportionment Appraisal Arbitrage Arbitration Agreements Article 50 Treaty of the EU Asbestos Litigation ASIC Asset Stripping Athletes Attorney Generals Audit Committee Australian Securities and Investments Commission Australian Stock Exchange Austria Automatic Enrollment Back Taxes Bad Boy Liability Bad Debt Bad Faith BaFin Bank of Italy Banking Reform Bankruptcy Code Basel III Basket Transactions Basketball