Menu
News & Insights
Popular
Labor & Employment
Finance & Banking
Intellectual Property
Health & Healthcare
Environmental Issues
more…
Business
Insurance
Commercial Real Estate
Corporate Taxes
Immigration
Securities
more…
Personal
Residential Real Estate
Estate Planning
Civil Rights
Personal Taxes
Bankruptcy
more…
Jump to: Latest Updates »
Trending [
7
]
[Hot Topic] Artificial Intelligence
[Hot Topic] Employer Liability Issues
[Hot Topic] Environmental, Social & Governance
[Ongoing] Read Latest SCOTUS Analysis, All Aspects
Stay Informed: Popular Reads on JD Supra
Meet JD Supra's Top Authors!
Build a Morning News Digest: Easy, Custom Content, Free!
Browse All Law News Topics »
Find Author
By Business Matters
Labor & Employment
Finance & Banking
Intellectual Property
Insurance
Taxes
By Personal Issues
Civil Rights
Family Matters
Personal Injury
Wills, Trusts, & Estate Planning
Worker’s Compensation
By Location
California
New York
Texas
Canada
United Kingdom
Subscribe
Custom Email Digests
Build a custom email digest by following topics, people, and firms published on JD Supra.
X (formerly Twitter)
RSS
Feeds for Publishers
For Reporters
My Account
Log In
Browse Related Topics For:
Securities
›
Products Liability
›
Administrative Agency
See Latest Updates ยป
Securities and Exchange Commission (SEC)
Disclosure Requirements
Securities Regulation
Investment Adviser
Corporate Governance
Climate Change
Publicly-Traded Companies
Investors
Enforcement Actions
Environmental Social & Governance (ESG)
Compliance
Reporting Requirements
Financial Services Industry
Securities Violations
Cryptocurrency
Popular
FinCEN
Investment
Broker-Dealer
Final Rules
Department of Justice (DOJ)
Cybersecurity
Financial Institutions
CFTC
Securities Fraud
Securities Litigation
Securities Exchange Act
Investment Advisers Act of 1940
Greenhouse Gas Emissions
Digital Assets
Regulatory Agenda
Regulation S-K
UK
Private Funds
Shareholders
Artificial Intelligence
Risk Management
Beneficial Owner
EU
SCOTUS
Regulatory Requirements
Securities
Board of Directors
Capital Markets
Corporate Transparency Act
Whistleblowers
Financial Industry Regulatory Authority (FINRA)
Securities Exchange Act of 1934
Cryptoassets
Initial Public Offering (IPO)
Proposed Rules
Financial Conduct Authority (FCA)
Anti-Money Laundering
Investment Management
Special Purpose Acquisition Companies (SPACs)
New Rules
Omissions
White Collar Crimes
Investment Funds
Registered Investment Advisors
Fraud
Securities Act of 1933
Sustainability
Foreign Corrupt Practices Act (FCPA)
Insider Trading
Settlement
Policies and Procedures
Canada
Rule 10b-5
Enforcement
Recordkeeping Requirements
Fiduciary Duty
Financial Markets
Financial Regulatory Reform
U.S. Treasury
AML/CFT
Blockchain
Class Action
Corporate Social Responsibility
Bitcoin
Cyber Incident Reporting
Macquarie Infrastructure Corp v Moab Partners LP
Whistleblower Protection Policies
Dodd-Frank
Private Equity
Acquisitions
Bank Secrecy Act
Corporate Counsel
Financial Crimes
Regulatory Oversight
Crypto Exchanges
FinTech
Investment Company Act of 1940
Misleading Statements
Venture Capital
Anti-Corruption
Form 10-K
Misrepresentation
Risk Assessment
Consumer Financial Protection Bureau (CFPB)
ETFs
Fund Managers
Money Laundering
Regulation S-X
Breach of Duty
Data Breach
Form 8-K
Conflicts of Interest
Corruption
Regulation S-P
Asset Management
European Securities and Markets Authority (ESMA)
Mergers
Decentralized Finance (DeFi)
Federal Trade Commission (FTC)
Listing Rules
Putative Class Actions
Regulatory Reform
Scienter
Criminal Prosecution
Cyber Attacks
Department of Labor (DOL)
Federal Reserve
Financial Statements
Bribery
Marketing
Annual Reports
Failure To Disclose
Material Misstatements
Nasdaq
Penalties
Securities Transactions
Whistleblower Awards
Appeals
Exemptions
Filing Deadlines
Sarbanes-Oxley
Small Business
Stays
Capital Raising
Civil Monetary Penalty
Incident Response Plans
Machine Learning
NYSE
Audits
Bank of England
Corporate Misconduct
Due Diligence
Employee Retirement Income Security Act (ERISA)
Hedge Funds
Investment Companies
IRS
Prudential Regulation Authority (PRA)
Regulatory Standards
Rule 10(b)
Securitization
Stablecoins
Suspicious Activity Reports (SARs)
Commodities
Consumer Financial Products
Electronic Communications
Emerging Growth Companies
False Statements
Financing
Greenwashing
Hong Kong
Liquidity
National Security
Non-Fungible Tokens (NFTs)
Derivatives
Filing Requirements
Registration Requirement
Retirement Plan
Banking Sector
Controlling Stockholders
Exempt Reporting Advisers (ERAs)
Jurisdiction
New Guidance
Office of Foreign Assets Control (OFAC)
Vacated
Voluntary Disclosure
BSA/AML
Commodity Exchange Act (CEA)
Corporate Issuers
Data Protection
Delaware General Corporation Law
Executive Compensation
Lenders
NPRM
OCC
Rulemaking Process
Shareholder Litigation
California
FDIC
Proxy Season
Retaliation
Adverse Employment Action
Canadian Securities Administration
Coinbase
Comment Period
Customer Identification Program (CIP)
Exchange-Traded Products
FHFA
Futures Commission Merchants (FCMs)
Transparency
Borrowers
China
Confidential Information
European Commission
Financial Reporting
Internal Controls
Investment Firms
Material Nonpublic Information
Misappropriation
Murray v UBS Securities LLC
Pilot Programs
Prohibited Transactions
Proxy Statements
Shell Corporations
Smaller Reporting Companies
Alternative Investment Fund Managers Directive (AIFMD)
Banks
Constitutional Challenges
Corporate Officers
Disclosure
Foreign Private Issuers
Internal Revenue Code (IRC)
Market Participants
PSLRA
Form ADV
Item 303
Loans
Motion to Dismiss
Retail Investors
Risk Mitigation
Social Media
Startups
Stock Options
Swaps
Unregistered Securities
Administrative Procedure Act
Climate Action Plan
Data Security
Employer Liability Issues
False Claims Act (FCA)
Fiduciary Rule
Hackers
Hong Kong Stock Exchange
Mutual Funds
Proposed Amendments
Safe Harbors
Shareholder Proposals
State Attorneys General
Stock Exchange
Stock Repurchases
Trading Platforms
Virtual Currency
Amended Regulation
Amended Rules
Corporate Crimes
Data Privacy
DE Supreme Court
Digital Currency
Economic Sanctions
Interest Rates
Investigations
Investment Opportunities
Listing Standards
New Amendments
Notice of Proposed Rulemaking (NOPR)
Ontario Securities Commission (OSC)
PCAOB
Ponzi Scheme
Private Equity Funds
Proposed Legislation
Proxy Voting
Technology Sector
Wire Fraud
Accredited Investors
Advertising
Anti-Bribery
Anti-Retaliation Provisions
Bitcoin Mining
Customer Due Diligence (CDD)
Distributed Ledger Technology (DLT)
Diversity and Inclusion Standards (D&I)
Employee Benefits
Ethereum
European Banking Authority (EBA)
First Amendment
Incentives
Institutional Investors
Limited Liability Company (LLC)
Merger Agreements
MiFID II
New Regulations
Pharmaceutical Industry
SBA
Stocks
Sustainable Business Practices
UBS
Arbitration
Biden Administration
Books & Records
Capital Formation
Commercial Bankruptcy
Contract Terms
Disgorgement
Diversity
Environmental Policies
FBI
Foreign Investment
HM Treasury
Infrastructure
Insurance Industry
Life Sciences
Materiality
NDAA
New Legislation
Oil & Gas
Regulatory Authority
Securities Traders
Self-Disclosure Requirements
Self-Reporting
Swap Dealers
Task Force on Climate-related Financial Disclosures (TCFD)
Brazil
Certiorari
Clawbacks
Compensation
Confidentiality Agreements
Consultation
Deadlines
Dealers
Ethics
Howey
Income Taxes
Individual Retirement Account (IRA)
Investment Contract
Investor Protection
Non-Public Information
Portfolio Companies
Proxy Advisors
Public Comment
Regulatory Violations
REIT
Required Forms
Risk Alert
Supply Chain
Target Company
Tax Liability
UCITS
Accounting
AIFM
Bonds
Brokers
Business Entities
Business Litigation
Business Strategies
Chief Compliance Officers
Consumer Lenders
Cooperation
Coronavirus/COVID-19
Debtors
Entire Fairness Standard
FEPA
Financial Services and Markets Act
Influencers
Information Technology
Liability
Limited Partnerships
MNPI
Mortgages
NCUA
Pay-To-Play
Personal Information
Private Investment Funds
Proxy Advisory Firms
Proxy Voting Guidelines
Public Offerings
Ransomware
Real Estate Investments
Remote Working
Renewable Energy
Securities Dealers
SFDR
Trusts
Unconstitutional Condition
Underwriting
Valuation
10b5-1 Plans
Auditors
Business Judgment Rule
Closed-End Funds
Compensation & Benefits
Compliance Dates
Corporations Code
Creditors
Customer Information
Decentralized Autonomous Organization (DAO)
Exxon Mobil
Fiduciary
Financial Instruments
Financial Services Committee
Financial Transactions
Food and Drug Administration (FDA)
Form 10-Q
Form PF
GAAP
Global Market
Healthcare
HKEx
Institutional Shareholder Services (ISS)
Intellectual Property Protection
Judicial Review
Loss Causation
Market Manipulation
MD&A Statements
Ontario
Political Contributions
Portfolio Managers
Proposed Regulation
Registration Statement
SEC Examination Priorities
Shareholder Rights
Stock Purchase Agreement
Stockholder Agreements
Subsidiaries
Summary Judgment
Sustainable Finance
Trustees
Bankruptcy Court
Business Ownership
Carbon Emissions
Cayman Islands
Cease and Desist Orders
Chief Information Security Officer (CISO)
Collateral
Commercial Litigation
Commodities Traders
Commodity Trading Advisors (CTAs)
Competition
Corporate Sales Transactions
Covered Entities
Criminal Investigations
Cyber Threats
Data Collection
Deferred Prosecution Agreements
Department of Financial Protection and Innovation (DFPI)
Energy Sector
Enforcement Priorities
Environmental Protection Agency (EPA)
Executive Orders
Export Controls
Fines
Foreign Corporations
Futures
Inspections
Jury Verdicts
NASAA
NAV
NIST
Notice Requirements
NYDFS
OECD
Offerings
Protected Activity
Scams
Sensitive Personal Information
Severe Weather
Smart Contracts
Sponsors
Technology
Terrorism Funding
Third-Party
Webinars
401k
Administrative Proceedings
Administrative Stay
Australia
Bankruptcy Code
Benefit Plan Sponsors
Corp Fin
Criminal Convictions
Criminal Penalties
Delaware
Derivatives Clearing Organizations
Digital Wallets
Early Stage Companies
Foreign Direct Investment
Form 13F
Ginnie Mae
Glass Lewis
Governance Standards
Hiring & Firing
Hong Kong Securities and Futures Commission (HKSFC)
IFRS
Incentive Compensation
Indictments
Information Reports
Innovative Technology
IOSCO
JPMorgan Chase
Legislative Agendas
Liquidation
NAIC
Non-GAAP Financial Measures
Objective Falsity
Ownership Interest
Patriot Act
Regulation Best Interest
Regulation D
Regulation Technical Standards (RTS)
Remediation
Securities Exchanges
Securities Settlement Cycles
Securities Tokens
Securitization Standards
SolarWinds
Statutory Authority
Token Sales
XBRL Filing Requirements
Activist Investors
Anti-Fraud Provisions
Antitrust Provisions
Arbitration Agreements
Best Practices
Breach Notification Rule
British Columbia Securities Commission
Bureau of Industry and Security (BIS)
Chapter 11
Commerce Clause
Consumer Protection Laws
Continuing Legal Education
Corporate Taxes
Credit Facilities
Criminal Conspiracy
Critical Infrastructure Sectors
Crowdfunding
Cybersecurity Information Sharing Act (CISA)
Damages
Debentures
Debt Securities
Derivative Suit
Digital Securities
Documentation
EDGAR
Effective Date
EFTs
ELTIF
Employees
En Banc Review
Ether
Events
FATF
FCPA Corporate Enforcement Policy (CEP)
Federal Contractors
Fees
Form 20-F
Fraudulent Transfers
Free Speech
Freeze-Out Mergers
FSMA
Fund Sponsors
General Data Protection Regulation (GDPR)
Germany
Indemnification
Information Governance
Instant Messaging Apps
Investment Portfolios
ISDA
Jury Trial
Know Your Customers
Major Swap Participants
Member State
Mexico
Mortgage-Backed Securities
New York
No-Action Letters
Non-Prosecution Agreements
Noncompliance
Partnerships
Passive Investments
Privacy Laws
Private Equity Firms
Private Placements
Privately Held Corporations
Quarterly Report
Regulation BI
Reverse Stock Splits
Russia
Sanctions
Securities Act
Serious Fraud Office (SFO)
Share Buybacks
Shareholder Activism
Shareholder Approval
Shareholder Meetings
Shareholder Votes
SRO
Statutory Trusts
Statutory Violations
Stock Prices
Student Loans
Supervision
Syndicated Loans
Tax Planning
Texas
Third-Party Risk
Trading Policies
Websites
Wells Notice
Activist
Alabama
Algorithms
Alternative Investment Funds
Amicus Briefs
Analytics
Annual Meeting
ASIC
Asset-Backed Securities
Business Disputes
Buyers
Capital Investments
CEOs
Chamber of Commerce
Class Certification
Clearing Agencies
Commodity Pool
Compliance Monitoring
Consumer Financial Protection Act (CFPA)
Control Person
Corporate Financing
Corporate Securities Act
Credit Ratings
Cyber Crimes
Data Management
Debt
Debt Collection
Department of Defense (DOD)
Department of Energy (DOE)
Dispute Resolution
EBITDA
Elon Musk
Employment Contract
Energy Policy
Entertainment Industry
EU Directive
European Parliament
Fair Labor Standards Act (FLSA)
Fannie Mae
Federal Acquisition Regulations (FAR)
Federal Pilot Programs
Fifth Amendment
Financial Adviser
Foreign Entities
Foreign Exchanges
Fourth Amendment
Government Securities
Gramm-Leach-Blilely Act
Green Finance
Healthcare Fraud
Hong Kong Monetary Authority (HKMA)
Human Capital
Initial Coin Offering (ICOs)
Insolvency
Investment Products
Israel
London Stock Exchange
Long-Term Investment Funds
MiFIR
Money Transmitter
Multidistrict Litigation
Municipal Bonds
NLRB
Non-Disclosure Agreement
Notification Requirements
Online Platforms
Operating Agreements
Pensions
Personal Data
Personally Identifiable Information
Policy Statement
Private Right of Action
PTEs
Public Meetings
Real Estate Market
Registered Investment Companies (RICs)
Regulation CF
Required Documentation
Retail Market
Safeguards Rule
Secondary Markets
Securitization Market
Security-Based Swaps
Sentencing
Settlement Agreements
Singapore
Small and Medium-Sized Enterprises (SMEs)
Surveys
Swap Execution Facilities
Tax Benefits
Tesla
Third-Party Service Provider
Threshold Requirements
Tokenization
Unfair or Deceptive Trade Practices
USPTO
Voting Rights
Wealth Management
Accounting Standards
Acquisition Agreements
Administrative Law Judge (ALJ)
Anti-Kickback Statute
Applications
Asia Pacific
Asset Class
Asset Recovery
Asset Tokens
Best Execution
BlackRock
Block Trades
Branch Offices
Burden of Proof
Business Development
California Consumer Privacy Act (CCPA)
Capitalization
Carbon Off-Set Credits
Central Bank Digital Currency (CBDCs)
CFIUS
Chevron Deference
Clean Air Act
Collateralized Loan Obligations
Congressional Committees
Conversion
Corporate Entities
Corporate Structures
CPOs
Data Preservation
Debt Market
Declaratory Judgments
Department of Homeland Security (DHS)
Designated Contract Markets (DCMs)
Dilution
Directors
Disciplinary Proceedings
Dismissals
Document Management
Electric Vehicles
Employee Stock Purchase Plans
Employee Training
Energy Information Association (EIA)
Entrepreneurs
Equal Employment Opportunity Commission (EEOC)
Equity Financing
Equity Markets
Equity Securities
Estate Planning
European Economic Area (EEA)
Exculpatory Clauses
Exports
Facebook
Fair Credit Reporting Act (FCRA)
Fair Market Value
False Advertising
FCPA Guidance
Federal Funding
Federal Register
Federal Sentencing Guidelines
Financial Stability Board
Florida
Foreclosure
Foreign Issuers
Foreign Nationals
Form S-1
France
Freddie Mac
General Corporation Law
Government Investigations
Hedging
Inflation Reduction Act (IRA)
Injunctions
Intent to Defraud
Internal Investigations
Internal Rate of Return (IRR)
Internet
Investment Trust Companies
Italy
Law Enforcement
Libor
Licensing Rules
Life Insurance
Majority Shareholders
Material Misrepresentation
Media
Mobile Apps
MSRB
Multinationals
Negligence
Net Zero
Non-Bank Lenders
Nonprofits
NSBA
OIG
Open-Ended Fund Companies (OFCs)
Oral Argument
Pay-for-Performance
Pending Legislation
PFAS
Predictive Analytics
Price Inflation
Primary Residence
Private Investment in Public Equity (PIPEs)
Promissory Notes
Prospectus
Proxy Contests
Public Communications
Public Consultations
Public Interest
QPAM
Recovery Plans
Regular Business Communications
Regulation A
Regulation SHO
Remedial Actions
Repurchases
Restricted Stocks
Reverse Mergers
Rule 144
Rule 144A
Rule 15c6-1(a)
Rule 21F-17
Sanction Violations
SAP America Inc.
Saudi Arabia
Say-on-Pay
Schedule 13G
SDN List
SEC Comment Letter Process
SEC v Jarkesy
Section 11
Securities Contracts
Shareholders' Agreements
SIFMA
South Africa
Split of Authority
State and Local Government
Statutory Interpretation
Strategic Planning
Structured Finance
Structured Financial Products
Subscription Services
Surveillance
Takeover Bids
Tax Authority
Tax Court
Tax Exempt Entities
Tax Reform
Taxation
Terrorist Financing
Terrorist Financing Regulations
Text Messages
Title VII
Total Shareholder Return (TSR)
Trade Secrets
Traders
TRO
Ukraine
Unjust Enrichment
Venture Funding
Voting Requirements
Accountants
Accounting Fraud
Advanced Notice of Proposed Rulemaking (ANPRM)
Advisors Act
Advisory Committee
Affiliates
Affirmative Defenses
Africa
Agribusiness
AIFs
Air Pollution
Alberta Securities Commission
AMF
Angel Investors
Anti-Dilution Terms
Anti-Terrorism Financing
Antitrust Violations
Appellate Courts
Appropriations Bill
Attorney General
Audit Committee
Automation Systems
Banking Regulators
Bermuda
Blue Sky Laws
British Columbia Securities Commission (BCSC)
Business Divorce
Business Plans
Business Valuations
Buy-Side Trading
C-Corporation
California Privacy Rights Act (CPRA)
Campaign Contributions
Capital Contributions
Capital Losses
Capital Requirements
Carbon Pricing
Cause of Action Accrual
CCA
Certifications
CFOs
Chapter 7
Chicago Mercantile Exchange (CME)
Choice-of-Law
CIMA
Civil Rights Act
Coinbase Inc v Suski et al
Collaboration
Colorado
Commercial Real Estate Market
Complex Corporate Transactions
Congressional Review Act
Conspiracies
Consumer Protection Act
Contests & Promotions
Continuing Education
Contract Disputes
Control Test
Copyright
Corporate Charters
Corporate Culture
Corporate Executives
Corporate Liability
Corporate Management
Corporate Restructuring
Counter-Terrorist
Covered Person
Credit Unions
Criminal Code
Criminal Liability
Cross-Border
Cross-Border Transactions
Custody Rule
Customer Privacy
Customs
Data Retention
Debt Collectors
Demand Futility
Department of Health and Human Services (HHS)
Depository Institutions
Digital Platforms
Digital Services
Dividends
Division of Corporate Finance
Dormant Commerce Clause
Duty of Care
Economic Development
Electronic Filing
EMIR
Employee Misconduct
Energy Projects
Enforcement Authority
Enforcement Statistics
Equal Protection
Equity Compensation
European Supervisory Authorities (ESAs)
Evasion
Exceptions
Excise Tax
Export Administration Regulations (EAR)
Extortion
Failure to Comply
Fair-Notice Standard
FCC
FDCPA
Federal Arbitration Act
Federal Budget
FICC
Final Guidance
Financial Policy Committee
Financial Promotions
Financial Regulatory Agencies
Finders
FIRPTA
Five-Part Test
Foreign Acquisitions
Foreign Currency
Foreign Official
Foreign Policy
Form CRS
Form SD
Fraudulent Concealment
FSOC
FTC Act
Gag Orders
Gag Rule
Gaming
Gender Equity